{"schema":"rootz.ai/sec-company/v1","layer":1,"cik":"0001848275","name":"TOP Financial Group Ltd","summary":"TOP Financial Group Limited (TFGL) is a Cayman Islands holding company conducting financial services operations primarily in Hong Kong through subsidiaries. Core services include dealing in securities (Type 1), dealing in futures contracts (Type 2), advising on securities (Type 4), advising on futures contracts (Type 5), asset management (Type 9), fintech/IT trading solutions, money lending, and planned fund management services in Singapore and Australia.","people":[],"products":[{"name":"Securities Dealing (Type 1)","type":"service","description":"Licensed dealing in securities through ZYSL under HKSFC regulation."},{"name":"Futures Contracts Dealing (Type 2)","type":"service","description":"Licensed dealing in futures contracts through ZYSL under HKSFC regulation."},{"name":"Securities Advisory (Type 4)","type":"service","description":"Licensed advising on securities through ZYCL under HKSFC regulation."},{"name":"Futures Advisory (Type 5)","type":"service","description":"Licensed advising on futures contracts through ZYCL under HKSFC regulation."},{"name":"Asset Management (Type 9)","type":"service","description":"Licensed asset management services through ZYCL under HKSFC regulation."},{"name":"Fintech Trading Solutions","type":"platform","description":"WIN100 TECH provides trading solutions for clients on major global derivatives and stock exchanges."},{"name":"Money Lending","type":"service","description":"Winrich operates as a licensed money lending company under Hong Kong's Money Lenders Ordinance."},{"name":"Financial Product Investment","type":"service","description":"WIN100 WEALTH invests intra-company loans of $13.5 million in financial products."},{"name":"Australian Financial Services","type":"service","description":"TOP 500 holds AFSL (328866) and plans to provide financial advice on derivatives, FX, stocks, and bonds in Australia."},{"name":"Capital Markets Dealing (Singapore)","type":"service","description":"TOP FINANCIAL acquired CMS license from Monetary Authority of Singapore for dealing in capital markets in June 2025."}],"partnerships":[],"affiliations":[],"origin":{"leaf":"9e78f7c662e27b2aa2ed677b350407f4a58d2b95bd26721feb42e8bbaa30218d","formula":"v2: sha256( sha256(content) || parent || source_accession )","content_sha256":"87202ce2622bc8134ce2ccdfbc1536ac69a440f594743c45ff34920de6a4a041","parent":"f0d06e8d39ca6f6310f74efbcbb9115d4193729f935d4451801e19305f7cbbeb","source":"0001213900-25-075728","chain":"sec.gov/EDGAR (retrieved over TLS, accession recorded) > origin.rootz.global extraction > this response","registry":"origin.rootz.global","verify":"Recompute it: sha256(sha256(<this response body minus the origin block>) || parent || source_accession). 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