{"schema":"rootz.ai/filing-signals/v1","query":{"ticker":"AAOI","limit":50},"count":50,"signals":[{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":5,"context":"sks related to: **Risks Inherent in Our Business** significant investments in U.S. manufacturing and automation, which may not achieve expected returns a limited number of key customers account for a significant portion of our revenue difficulty forecasting customer demand and matching production to demand product qualifications our ability to compete effectively technology adoption cycles continually develop new products or fall","filed_date":"2026-02-26","accession":"0001437749-26-005875","full_text":"https://origin.rootz.global/static/filing/0001437749-26-005875.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":63,"context":"t the future relationship between the U.S. and other countries withrespect to such trade policies, treaties and tariffs. These developments, or the perception that any of them could occur, may have a material adverse effect on global economic conditions, the stability of global financial markets, and may significantly reduce global trade and, in particular, trade between impacted nations and the U.S. Any of these factor","filed_date":"2026-02-26","accession":"0001437749-26-005875","full_text":"https://origin.rootz.global/static/filing/0001437749-26-005875.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"l Results*** *Revenue* We generate revenue through the sale of our products to equipment providers and network operators for the internet data center,CATV, telecom,FTTH and other markets. We derive a significant portion of our revenue from our top ten customers, and we anticipate that we will continue to do so for the foreseeable future. The following charts provide the revenue contribution from each of the markets we served for t","filed_date":"2025-11-06","accession":"0001437749-25-033627","full_text":"https://origin.rootz.global/static/filing/0001437749-25-033627.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"l Results*** *Revenue* We generate revenue through the sale of our products to equipment providers and network operators for the internet data center,CATV, telecom,FTTH and other markets. We derive a significant portion of our revenue from our top ten customers, and we anticipate that we will continue to do so for the foreseeable future. The following charts provide the revenue contribution from each of the markets we served for t","filed_date":"2025-08-07","accession":"0001437749-25-025450","full_text":"https://origin.rootz.global/static/filing/0001437749-25-025450.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":25,"context":"t such location and to enable Administrative Agent to access, and to exercise its rights with respect to, such Collateral without any interference from any other Person (collectively, the Locations). Material Adverse Effect means: (a) a material adverse change in, or a material adverse effect upon the operations, results of operations, prospects, business, assets, property, liabilities (actual or contingent) or financia","filed_date":"2025-08-06","accession":"0001683168-25-005710","full_text":"https://origin.rootz.global/static/filing/0001683168-25-005710.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":29,"context":"lead to such legal proceedings. | | | | (4) | The Client is not involved in any economic, civil, criminal, or administrative litigation proceedings or similar arbitration proceedings that may have a material adverse effect on it, and it has not encountered any circumstances that may lead to such legal proceedings or similar arbitration proceedings. | | | | (5) | The Client's legal representative, directors, supervisor","filed_date":"2025-08-04","accession":"0001683168-25-005626","full_text":"https://origin.rootz.global/static/filing/0001683168-25-005626.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":24,"context":"Borrower warrants that it is in good credit standing without any major adverse records. | | | | 12. | The Borrower warrants that there is no other circumstance or event that causes or may cause any material adverse effect on the Borrowers ability to perform this Contract. | | | | 14 | | | | | Working Capital Loan Contract | | **Article 8 Agreed Matters** ** ** The Borrower and the Lender agree as follows: | | 1. |","filed_date":"2025-07-23","accession":"0001683168-25-005322","full_text":"https://origin.rootz.global/static/filing/0001683168-25-005322.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"l Results*** *Revenue* We generate revenue through the sale of our products to equipment providers and network operators for the internet data center,CATV, telecom,FTTH and other markets. We derive a significant portion of our revenue from our top ten customers, and we anticipate that we will continue to do so for the foreseeable future. The following charts provide the revenue contribution from each of the markets we served for t","filed_date":"2025-05-08","accession":"0001437749-25-015518","full_text":"https://origin.rootz.global/static/filing/0001437749-25-015518.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":35,"context":"ree-year terms, (ii)ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2025, (iii)approve, on an advisory basis, the compensation of our named executive officers, (iv)consider and vote on the amendment of our Amended and Restated Certificate of Incorporation, as amended, to clarify the voting standard that applies to certain future amendments, and (v)conside","filed_date":"2025-04-28","accession":"0001104659-25-040212","full_text":"https://origin.rootz.global/static/filing/0001104659-25-040212.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"ai_adoption","strength":100,"match_count":13,"context":"all other Rent due and owing by Tenant under this Lease) to Landlord at such place as Landlord shall from time to time designate in writing, such annual Base Rent to be payable in equal monthly installments, as set forth in the chart below. References to numbered Months shall mean full calendar months following the Commencement Date. | Period (Months) | Rate per r.s.f. | Annual Base Rent | Month","filed_date":"2025-04-09","accession":"0001683168-25-002374","full_text":"https://origin.rootz.global/static/filing/0001683168-25-002374.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":17,"context":"OM, INC.** | | | | | TABLE OF CONTENTS Page | Article I WARRANT ISSUANCE; CLOSING | | | 1.1 Warrant Issuance | 1 | | | 1.2 Closing | 1 | | | Article II REPRESENTATIONS AND WARRANTIES | | | 2.1 Material Adverse Effect; Due Diligence. | 2 | | | 2.2 Representations and Warranties of the Company | 2 | | | 2.3 Representations and Warranties of Amazon | 6 | | | 2.4 Survival | 7 | | | Article III COVENANTS | | |","filed_date":"2025-03-13","accession":"0001683168-25-001580","full_text":"https://origin.rootz.global/static/filing/0001683168-25-001580.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":17,"context":"| | | | | | Proposal No. 2 Approval of the Adjournment of the Special Meeting | | | | | 14 | | | | | | Compensation Committee Report | | | | | 15 | | | | | | Compensation of Named Executive Officers and Directors | | | | | 16 | | | | | | Equity Compensation PlanInformation | | | | | 43 | | | | | | Security Ownership of Certain Beneficial Owners and Management | | | | | 47 | | | |","filed_date":"2025-03-10","accession":"0001104659-25-022149","full_text":"https://origin.rootz.global/static/filing/0001104659-25-022149.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":5,"context":"ck could decline due to the occurrence of any of these risks and you may lose all or part of your investment.* **Risks Related to OperatingOur Business** **We are dependent on our key customers for a significant portion of our revenue and the loss of, or a significant reduction in orders from, any of our key customers would adversely impact our revenue and results of operations.** **** We generate much of our revenue from a limite","filed_date":"2025-02-28","accession":"0001437749-25-005575","full_text":"https://origin.rootz.global/static/filing/0001437749-25-005575.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":59,"context":"the future relationship between the U.S. and other countries with respect to such trade policies, treaties and tariffs. These developments, or the perception that any of them could occur, may have a material adverse effect on global economic conditions and the stability of global financial markets, and may significantly reduce global trade and, in particular, trade between the impacted nations and the U.S. Any of these","filed_date":"2025-02-28","accession":"0001437749-25-005575","full_text":"https://origin.rootz.global/static/filing/0001437749-25-005575.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"l Results*** *Revenue* We generate revenue through the sale of our products to equipment providers and network operators for the internet data center,CATV, telecom,FTTH and other markets. We derive a significant portion of our revenue from our top ten customers, and we anticipate that we will continue to do so for the foreseeable future. The following charts provide the revenue contribution from each of the markets we served for t","filed_date":"2024-11-07","accession":"0001437749-24-033913","full_text":"https://origin.rootz.global/static/filing/0001437749-24-033913.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"l Results*** *Revenue* We generate revenue through the sale of our products to equipment providers and network operators for the internet data center,CATV, telecom,FTTH and other markets. We derive a significant portion of our revenue from our top ten customers, and we anticipate that we will continue to do so for the foreseeable future. The following charts provide the revenue contribution from each of the markets we served for t","filed_date":"2024-08-06","accession":"0001437749-24-024888","full_text":"https://origin.rootz.global/static/filing/0001437749-24-024888.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":29,"context":"lead to such legal proceedings. | | | | (4) | The Client is not involved in any economic, civil, criminal, or administrative litigation proceedings or similar arbitration proceedings that may have a material adverse effect on it, and it has not encountered any circumstances that may lead to such legal proceedings or similar arbitration proceedings. | | | | (5) | The Client's legal representative, directors, supervisor","filed_date":"2024-05-30","accession":"0001683168-24-003885","full_text":"https://origin.rootz.global/static/filing/0001683168-24-003885.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"l Results*** *Revenue* We generate revenue through the sale of our products to equipment providers and network operators for the internet data center,CATV, telecom,FTTH and other markets. We derive a significant portion of our revenue from our top ten customers, and we anticipate that we will continue to do so for the foreseeable future. The following charts provide the revenue contribution from each of the markets we served for t","filed_date":"2024-05-09","accession":"0001437749-24-015696","full_text":"https://origin.rootz.global/static/filing/0001437749-24-015696.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":85,"context":"ree-year terms, (ii)ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2024, (iii)approve, on an advisory basis, the compensation of our named executive officers, (iv)approve, on an advisory basis, the frequency in which we vote on the compensation of our named executive officers, (v)approve the Companys 2021 Equity Incentive Plan, as amended to increase the","filed_date":"2024-04-26","accession":"0001104659-24-052897","full_text":"https://origin.rootz.global/static/filing/0001104659-24-052897.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":5,"context":"ck could decline due to the occurrence of any of these risks and you may lose all or part of your investment.* **Risks Related to OperatingOur Business** **We are dependent on our key customers for a significant portion of our revenue and the loss of, or a significant reduction in orders from, any of our key customers would adversely impact our revenue and results of operations.** **** We generate much of our revenue from a limite","filed_date":"2024-02-23","accession":"0001437749-24-005367","full_text":"https://origin.rootz.global/static/filing/0001437749-24-005367.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":57,"context":"nsurance, this insurance may not adequately cover our costs arising from defects in our products or otherwise. ***Epidemic diseases, such as COVID-19, or the perception of their effects, could have a material adverse effect on our business, financial condition, results of operation, or cash flows.*** Outbreaks of epidemic, pandemic, or contagious diseases, such as the recent COVID-19 or, historically, the Ebola virus, M","filed_date":"2024-02-23","accession":"0001437749-24-005367","full_text":"https://origin.rootz.global/static/filing/0001437749-24-005367.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"0b; *Revenue* ​ We generate revenue through the sale of our products to equipment providers and network operators for the CATV, internet data center, telecom and FTTH markets. We derive a significant portion of our revenue from our top ten customers, and we anticipate that we will continue to do so for the foreseeable future. The following charts provide the revenue contribution from each of the markets we served for t","filed_date":"2023-11-09","accession":"0001437749-23-031255","full_text":"https://origin.rootz.global/static/filing/0001437749-23-031255.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"0b; *Revenue* ​ We generate revenue through the sale of our products to equipment providers and network operators for the CATV, internet data center, telecom and FTTH markets. We derive a significant portion of our revenue from our top ten customers, and we anticipate that we will continue to do so for the foreseeable future. The following charts provide the revenue contribution from each of the markets we served for t","filed_date":"2023-08-03","accession":"0001437749-23-021971","full_text":"https://origin.rootz.global/static/filing/0001437749-23-021971.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"0b; *Revenue* ​ We generate revenue through the sale of our products to equipment providers and network operators for the CATV, internet data center, telecom and FTTH markets. We derive a significant portion of our revenue from our top ten customers, and we anticipate that we will continue to do so for the foreseeable future. The following charts provide the revenue contribution from each of the markets we served for t","filed_date":"2023-05-04","accession":"0001437749-23-012594","full_text":"https://origin.rootz.global/static/filing/0001437749-23-012594.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":64,"context":"| | 17 | | | | | Compensation Committee Report | | | | | 17 | | | | | Proposal No. 3 | | | | | 18 | | | | | Executive Officers | | | | | 19 | | | | | Compensation of Named Executive Officers and Directors | | | | | 20 | | | | | Proposal No. 4 | | | | | 44 | | | | | Equity Compensation PlanInformation | | | | | 53 | | | | | Proposal No. 5 | | | | | 54 | | | | | Cert","filed_date":"2023-04-28","accession":"0001104659-23-052915","full_text":"https://origin.rootz.global/static/filing/0001104659-23-052915.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":49,"context":"cceed those directors whose terms expire at the annual meeting date. There are no arrangements or understandings between any director and any other person pursuant to which he or she is or was to be selected as a director of the Company. Certain additional information with respect to our continuing directors as of the date of this Amendment No.1 is set forth below. | Name | | Age | | Position with Company | | Inde","filed_date":"2023-03-10","accession":"0001104659-23-031321","full_text":"https://origin.rootz.global/static/filing/0001104659-23-031321.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":5,"context":"fail to obtain CFIUS approval. | |     13 [Table of Contents](#toc)   **Risks Related to Operating Our Business**     **We are dependent on our key customers for a significant portion of our revenue and the loss of, or a significant reduction in orders from, any of our key customers would adversely impact our revenue and results of operations.** ** **  We generate much of our revenue f","filed_date":"2023-02-27","accession":"0001437749-23-004648","full_text":"https://origin.rootz.global/static/filing/0001437749-23-004648.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":27,"context":"e, this insurance may not adequately cover our costs arising from defects in our products or otherwise.   ***Epidemic diseases, such as COVID-19, or the perception of their effects, could have a material adverse effect on our business, financial condition, results of operation, or cash flows.***   Outbreaks of epidemic, pandemic, or contagious diseases, such as the recent COVID-19 or, historically, the Ebola v","filed_date":"2023-02-27","accession":"0001437749-23-004648","full_text":"https://origin.rootz.global/static/filing/0001437749-23-004648.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":22,"context":"Other Agreements and Security Documents. Loan Year: each 12 month period commencing on the Closing Date or an anniversary thereof. Margin Stock: as defined in Regulation U of the Board of Governors. Material Adverse Effect: the effect of any event or circumstance that, taken alone or in conjunction with other events or circumstances, (a) has or could be reasonably expected to have a material adverse effect on the busin","filed_date":"2022-11-21","accession":"0001683168-22-007949","full_text":"https://origin.rootz.global/static/filing/0001683168-22-007949.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"0b; *Revenue* ​ We generate revenue through the sale of our products to equipment providers and network operators for the CATV, internet data center, telecom and FTTH markets. We derive a significant portion of our revenue from our top ten customers, and we anticipate that we will continue to do so for the foreseeable future. The following charts provide the revenue contribution from each of the markets we served for t","filed_date":"2022-11-03","accession":"0001437749-22-025784","full_text":"https://origin.rootz.global/static/filing/0001437749-22-025784.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"0b; *Revenue* ​ We generate revenue through the sale of our products to equipment providers and network operators for the CATV, internet data center, telecom and FTTH markets. We derive a significant portion of our revenue from our top ten customers, and we anticipate that we will continue to do so for the foreseeable future. The following charts provide the revenue contribution from each of the markets we served for t","filed_date":"2022-08-04","accession":"0001437749-22-018915","full_text":"https://origin.rootz.global/static/filing/0001437749-22-018915.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"​ *Revenue* ​ We generate revenue through the sale of our products to equipment providers and network operators for the internet data center, CATV, telecom and FTTH markets. We derive a significant portion of our revenue from our top ten customers, and we anticipate that we will continue to do so for the foreseeable future. The following charts provide the revenue contribution from each of the markets we served for t","filed_date":"2022-05-05","accession":"0001437749-22-011149","full_text":"https://origin.rootz.global/static/filing/0001437749-22-011149.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":65,"context":"| | 17 | | | | | Compensation Committee Report | | | | | 17 | | | | | Proposal No. 3 | | | | | 18 | | | | | Executive Officers | | | | | 19 | | | | | Compensation of Named Executive Officers and Directors | | | | | 20 | | | | | Proposal No. 4 | | | | | 41 | | | | | Equity Compensation PlanInformation | | | | | 49 | | | | | Certain Relationships and Related Party Transaction","filed_date":"2022-04-22","accession":"0001104659-22-048963","full_text":"https://origin.rootz.global/static/filing/0001104659-22-048963.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":6,"context":"inancial condition, liquidity or results of operations is therefore uncertain.   **Risks Related to Operating Our Business**     **We are dependent on our key customers for a significant portion of our revenue and the loss of, or a significant reduction in orders from, any of our key customers would adversely impact our revenue and results of operations.** ** **  We generate much of our revenue f","filed_date":"2022-02-24","accession":"0001437749-22-004349","full_text":"https://origin.rootz.global/static/filing/0001437749-22-004349.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":27,"context":"lose all or part of your investment.*   **Risks Related to the COVID-19 Pandemic ** ** **  ***Epidemic diseases, such as COVID-19, or the perception of their effects, could have a material adverse effect on our business, financial condition, results of operation, or cash flows.***   Outbreaks of epidemic, pandemic, or contagious diseases, such as the recent COVID-19 or, historically, the Ebola v","filed_date":"2022-02-24","accession":"0001437749-22-004349","full_text":"https://origin.rootz.global/static/filing/0001437749-22-004349.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"​ *Revenue* ​ We generate revenue through the sale of our products to equipment providers and network operators for the internet data center, CATV, telecom and FTTH markets. 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We derive a significant portion of our revenue from our top ten customers, and we anticipate that we will continue to do so for the foreseeable future. The following charts provide the revenue contribution from each of the markets we served for t","filed_date":"2020-08-06","accession":"0001437749-20-016891","full_text":"https://origin.rootz.global/static/filing/0001437749-20-016891.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":41,"context":"ibed below.   Except for the lawsuits described below, the Company believes that there are *no* claims or actions pending or threatened against it, the ultimate disposition of which would have a material adverse effect on it.   *Class Action and Shareholder Derivative Litigation* *​* On *August 5, 2017,*a lawsuit was filed in the U.S. District Court for the Southern District of Texas against the Company","filed_date":"2020-08-06","accession":"0001437749-20-016891","full_text":"https://origin.rootz.global/static/filing/0001437749-20-016891.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AAOI","company":"APPLIED OPTOELECTRONICS, INC.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":4,"context":"​ *Revenue* ​ We generate revenue through the sale of our products to equipment providers and network operators for the internet data center, CATV, telecom and FTTH markets. 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