{"schema":"rootz.ai/filing-signals/v1","query":{"ticker":"ALTS","limit":50},"count":50,"signals":[{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":100,"match_count":39,"context":"assertion of invalidity and/or unenforceability, we would lose at least part, and perhaps all, of the patent protection on any of our product candidates. Such a loss of patent protection would have a material adverse impact on our business. In the future, we may rely on know-how and trade secrets to protect technology, especially in cases in which we believe patent protection is not appropriate or obtainable. However, k","filed_date":"2025-03-28","accession":"0001628280-25-015469","full_text":"https://origin.rootz.global/static/filing/0001628280-25-015469.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":100,"match_count":23,"context":"term in Section 3(v). Issuer Free Writing Prospectus shall mean an issuer free writing prospectus, as defined in Rule 433. | 2 | | Losses shall have the meaning ascribed to such term in Section 7(d). Material Adverse Effect shall have the meaning ascribed to such term in Section 3(b). Material Permits shall have the meaning ascribed to such term in Section 3(t). Net Proceeds shall have the meaning ascribed to such term","filed_date":"2024-06-21","accession":"0001493152-24-024803","full_text":"https://origin.rootz.global/static/filing/0001493152-24-024803.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":100,"match_count":25,"context":"ate shall have the meaning ascribed to such term in Section 4.1(c). Liens means a lien, charge, pledge, security interest, encumbrance, right of first refusal, preemptive right, or other restriction. Material Adverse Effect shall have the meaning assigned to such term in Section 3.1(b). Material Permits shall have the meaning ascribed to such term in Section 3.1(n). Person means an individual or corporation, partnership","filed_date":"2024-05-06","accession":"0001493152-24-017936","full_text":"https://origin.rootz.global/static/filing/0001493152-24-017936.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"ai_adoption","strength":100,"match_count":18,"context":"th study2- Study the possible changes or improvement in the Brief Pain Inventory (BPI) and Oswestry Disability Index (ODI) over the three-month studyFor Safety:We will also monitor safety labs on enrollment and termination of the study. However, we would like to point out that this drug has been available and FDA approved at much higher doses (50 150mg or higher) orally with a long-standing proven sa","filed_date":"2024-04-08","accession":"0001628280-24-015260","full_text":"https://origin.rootz.global/static/filing/0001628280-24-015260.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"ai_adoption","strength":100,"match_count":22,"context":"th study2- Study the possible changes or improvement in the Brief Pain Inventory (BPI) and Oswestry Disability Index (ODI) over the three-month studyFor Safety:We will also monitor safety labs on enrollment and termination of the study. However, we would like to point out that this drug has been available and FDA approved at much higher doses (50 – 150mg or higher) orally with a long standing","filed_date":"2023-04-17","accession":"0000950170-23-013095","full_text":"https://origin.rootz.global/static/filing/0000950170-23-013095.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"ai_adoption","strength":100,"match_count":20,"context":"ons proposed by the Purchase Agreement and for an amendment for the Buyers to pay to us a “break fee.” The break fee was amended to an aggregate of $100,000, payable in two $50,000 installments: (i) the first of which is due to be paid on or around August 12, 2022 (the one-year anniversary of the Recycling Sale Agreement and which at the time of filing has not yet been paid) and (ii) th","filed_date":"2022-11-14","accession":"0000950123-22-012401","full_text":"https://origin.rootz.global/static/filing/0000950123-22-012401.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"strategic_event","strength":100,"match_count":19,"context":"325 E. Warm Springs Road, Suite 102, Las Vegas, Nevada 89119 for the following purposes: 1. To elect four directors to the Company’s Board of Directors. 2. To hold an advisory vote to approve named executive officer compensation. 3. To ratify the appointment of WSRP, LLC as the Company’s independent registered public accounting firm for fiscal year 2022. 4. To transact such other business as may properly","filed_date":"2022-10-06","accession":"0000950170-22-019358","full_text":"https://origin.rootz.global/static/filing/0000950170-22-019358.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"ai_adoption","strength":100,"match_count":20,"context":"ons proposed by the Purchase Agreement and for an amendment for the Buyers to pay to us a “break fee.” The break fee was amended to an aggregate of $100,000, payable in two $50,000 installments: (i) the first of which is due to be paid on or around August 12, 2022 (the one-year anniversary of the Recycling Sale Agreement and which at the time of filing has not yet been paid) and (ii) th","filed_date":"2022-08-15","accession":"0000950170-22-017447","full_text":"https://origin.rootz.global/static/filing/0000950170-22-017447.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"ai_adoption","strength":100,"match_count":20,"context":"ons proposed by the Purchase Agreement and for an amendment for the Buyers to pay to us a “break fee.” The break fee was amended to an aggregate of $100,000, payable in two $50,000 installments: (i) the first of which is due to be paid not later than August 12, 2022 (the one-year anniversary of the Recycling Sale Agreement) and (ii) the second of which is due to be paid not later than t","filed_date":"2022-05-12","accession":"0000950170-22-009716","full_text":"https://origin.rootz.global/static/filing/0000950170-22-009716.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"ai_adoption","strength":100,"match_count":24,"context":"nexx Disposition Agreement, as amended by Amendment No. One, and amended the terms of the “break fee.” The break fee was amended to an aggregate of $100,000, payable in two $50,000 installments: (i) the first of which is due to be paid not later than August 12, 2022 (the one-year anniversary of the Agreement No. One) and (ii) the second of which is due to be paid not later than the last","filed_date":"2022-04-01","accession":"0000950170-22-005290","full_text":"https://origin.rootz.global/static/filing/0000950170-22-005290.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":100,"match_count":12,"context":"rus are still unknown. The widespread health crisis has adversely affected the global economy, resulting in an economic downturn that could impact demand for our products. To date, the outbreak had a material adverse impact on our operations. For example, several customers in our appliance recycling and appliance replacement business have previously suspended our ability to pick up and or replace their customers’","filed_date":"2022-04-01","accession":"0000950170-22-005290","full_text":"https://origin.rootz.global/static/filing/0000950170-22-005290.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"ai_adoption","strength":100,"match_count":27,"context":"e “GeoTraq Settlement Consideration”) in the following manner: (i) $250,000, which was tendered in cash on or about the date of the Settlement Agreement and (ii) up to 10 quarterly installments of not less than $170,000 that commenced on June 1, 2021, and shall continue not less frequently than every three months thereafter (the “GeoTraq Installments”). The Company may ten","filed_date":"2021-11-15","accession":"0000950170-21-004622","full_text":"https://origin.rootz.global/static/filing/0000950170-21-004622.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":100,"match_count":14,"context":"irus is still unknown. The widespread health crisis has adversely affected the global economy, resulting in an economic downturn that could impact demand for our products. To date, the outbreak had a material adverse impact on our operations. For example, several customers in our appliance recycling and appliance replacement business have previously suspended our ability to pick up and or replace their customers applian","filed_date":"2021-03-30","accession":"0001564590-21-016696","full_text":"https://origin.rootz.global/static/filing/0001564590-21-016696.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":100,"match_count":31,"context":"ecreases in third-partyreimbursement for our product candidate or a decision by a third-partypayer to not cover our product candidates could reduce physician usage of the product candidate and have a material adverse effect on our sales, results of operations and financial condition. Recycling Federal, state, and local governments regulate appliance collection, recycling, and sales activities. While some requirements ap","filed_date":"2020-04-06","accession":"0001564590-20-015355","full_text":"https://origin.rootz.global/static/filing/0001564590-20-015355.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"strategic_event","strength":100,"match_count":24,"context":"Warm Springs Road, Suite 102, Las Vegas, Nevada 89119** for the following purposes: | | 1. | To elect five directors to our Board of Directors. | | | | 2. | To hold an advisory vote to approve named executive officer compensation. | | | | | | | | | 3. | To ratify the appointment of SingerLewak LLP as the Companys independent registered public accounting firm for fiscal year 2019. | | | | | | | | | 4. |","filed_date":"2019-10-02","accession":"0001683168-19-003118","full_text":"https://origin.rootz.global/static/filing/0001683168-19-003118.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":100,"match_count":21,"context":"tion. If we are unable to find businesses that can effectively dispose of ozone-depleting refrigerants or if we do not receive project approval for the resulting carbon offsets, we could experience a material adverse effect to our operating results. **We purchase our replacement appliances from third-party manufacturers, who we believe manufacture those appliances in China, and, as a result, international trade conditio","filed_date":"2019-03-29","accession":"0001683168-19-000853","full_text":"https://origin.rootz.global/static/filing/0001683168-19-000853.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":100,"match_count":21,"context":"tion. If we are unable to find businesses that can effectively dispose of ozone-depleting refrigerants or if we do not receive project approval for the resulting carbon offsets, we could experience a material adverse effect to our operating results. **We could incur charges due to impairment of long-lived assets.** At December 30, 2017, we had long-lived asset balances of $26 million, which are subject to periodic testi","filed_date":"2018-06-12","accession":"0001683168-18-001663","full_text":"https://origin.rootz.global/static/filing/0001683168-18-001663.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"strategic_event","strength":100,"match_count":19,"context":"of Common Stock** The following table sets forth as of October 6, 2017, the record date for the annual meeting, the beneficial ownership of common stock by each of the Companys directors, each of the named executive officers, and all directors and executive officers of the Company as a group, as well as information about beneficial owners of 5% or more of the Companys common stock. Beneficial ownership includes shares t","filed_date":"2017-10-25","accession":"0001683168-17-002746","full_text":"https://origin.rootz.global/static/filing/0001683168-17-002746.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":100,"match_count":29,"context":"ons of Accounts are paid, which account or accounts shall be, if requested by Agent, opened in the name of Agent (or a nominee of Agent). **Lockbox Bank** has the meaning set forth in Section 2.11. **Material Adverse Effect** means with respect to any event, act, condition or occurrence of whatever nature (including any adverse determination in any litigation, arbitration, or governmental investigation or proceeding), w","filed_date":"2017-08-21","accession":"0001683168-17-002183","full_text":"https://origin.rootz.global/static/filing/0001683168-17-002183.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":100,"match_count":17,"context":"tion. If we are unable to find businesses that can effectively dispose of ozone-depleting refrigerants or if we do not receive project approval for the resulting carbon offsets, we could experience a material adverse effect to our operating results. **ARCA Advanced Processing, LLCs** (**AAP) financial performance is dependent on market prices for recovered materials.** ** ** AAPs revenues and profitability are driven by","filed_date":"2017-03-31","accession":"0001683168-17-000707","full_text":"https://origin.rootz.global/static/filing/0001683168-17-000707.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"strategic_event","strength":100,"match_count":29,"context":"| | | Proposal Five: To adopt the Appliance Recycling Centers of America, Inc. 2016 Equity Incentive Plan. | | | | | Proposal Six: To approve in a non-binding advisory vote the compensation of our named executive officers. | | | | | To transact such other business as may properly come before the annual meeting or any adjournment or postponement of the meeting. | | Under the Minnesota Business Corporation Act, shareh","filed_date":"2016-11-18","accession":"0001683168-16-000720","full_text":"https://origin.rootz.global/static/filing/0001683168-16-000720.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":100,"match_count":17,"context":"tion. If we are unable to find businesses that can effectively dispose of ozone-depleting refrigerants or if we do not receive project approval for the resulting carbon offsets, we could experience a material adverse effect to our operating results. ARCA Advanced Processing, LLCs(AAP) financial performance is dependent on market prices for recovered materials. AAPs revenues and profitability are driven by the market pri","filed_date":"2016-04-04","accession":"0000862861-16-000058","full_text":"https://origin.rootz.global/static/filing/0000862861-16-000058.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":100,"match_count":17,"context":"ts. Competition could cause us to lose market share, net sales and customers, which could negatively impact our sales, increase our expenditures or reduce prices or margins, any of which could have a material adverse effect on our business and results of operations. 12 [Table of Contents](#s453DABF6402220CAE5BDDB3C2AC69814) A disruption in our relationships with, or in the operations of, any of our key suppliers could c","filed_date":"2015-03-30","accession":"0000862861-15-000009","full_text":"https://origin.rootz.global/static/filing/0000862861-15-000009.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"strategic_event","strength":100,"match_count":19,"context":"Baker Tilly Virchow Krause, LLP as the Companys independent registered public accounting firm for fiscal year 2013. | | | | | | | | Proposal Three: To hold an advisory vote on the compensation of our named executive officers. | | | | | | | | Proposal Four: To hold an advisory vote on the frequency of a vote on executive compensation. | | | | | | | | To transact such other business as may properly come before the annual","filed_date":"2013-03-26","accession":"0000862861-13-000010","full_text":"https://origin.rootz.global/static/filing/0000862861-13-000010.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":100,"match_count":18,"context":"h the Corporation is doing business. Specifically, the Corporation is, and at all times shall be, duly qualified as a foreign corporation in all states in which the failure to so qualify would have a material adverse effect on its business or financial condition. The Corporation has the full power and authority to own its properties and to transact the business in which it is presently engaged or presently proposes to e","filed_date":"2011-05-13","accession":"0001104659-11-028902","full_text":"https://origin.rootz.global/static/filing/0001104659-11-028902.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":100,"match_count":28,"context":"Noncompliance | | 78 | | | 10.6. | Judgments | | 78 | | | 10.7. | Bankruptcy | | 79 | | | 10.8. | Inability to Pay | | 79 | | | 10.9. | Affiliate Bankruptcy | | 79 | | | 10.10. | Material Adverse Effect | | 79 | | | 10.11. | Lien Priority | | 79 | | | 10.12. | Subordinated Loan Default | | 79 | | | 10.13. | Cross Default | | 79 | | | 10.14. | Breach of Guaranty or Pledge Agreement |","filed_date":"2011-03-17","accession":"0001104659-11-015017","full_text":"https://origin.rootz.global/static/filing/0001104659-11-015017.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":100,"match_count":12,"context":"and is registered or qualified to do business and in good standing in each jurisdiction in which it owns or leases property or transacts business and where the failure to be so qualified would have a material adverse effect upon the business, assets, financial condition or results of operation of the Company and its Subsidiaries taken as a whole, and to the Companys knowledge, no proceeding has been instituted in any su","filed_date":"2005-01-05","accession":"0001104659-05-000327","full_text":"https://origin.rootz.global/static/filing/0001104659-05-000327.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"strategic_event","strength":96,"match_count":12,"context":"res the affirmative vote of the holders of a plurality of the shares for which votes are cast at a meeting at which a quorum is present. The six persons receiving the greatest number of votes will be elected as directors. Stockholders may not cumulate votes in the election of directors.Approval of 2024 Plan. The 2024 Plan will be approved if the proposal receives the affirmative vote of the majority of the number of","filed_date":"2024-11-05","accession":"0001628280-24-045294","full_text":"https://origin.rootz.global/static/filing/0001628280-24-045294.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":96,"match_count":12,"context":"he Buyer, except, in the case of clauses (ii) and (iii), above, for such conflicts, defaults, rights, or violations which could not, individually or in the aggregate, reasonably be expected to have a material adverse effect on the ability of the Buyer to perform its obligations hereunder. (i)Certain Trading Activities. The Buyer has not directly or indirectly, nor has any Person acting on behalf of or pursuant to any un","filed_date":"2024-02-28","accession":"0001628280-24-007613","full_text":"https://origin.rootz.global/static/filing/0001628280-24-007613.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"strategic_event","strength":96,"match_count":12,"context":"es the affirmative vote of the holders of a plurality of the shares for which votes are cast at a meeting at which a quorum is present. The four persons receiving the greatest number of votes will be elected as directors. Stockholders may not cumulate votes in the election of directors. Approval of 2023 Plan. The 2023 Plan will be approved if the proposal receives the affirmative vote of the majority of the number","filed_date":"2023-08-28","accession":"0001104659-23-096068","full_text":"https://origin.rootz.global/static/filing/0001104659-23-096068.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":93,"match_count":11,"context":"and is registered or qualified to do business and in good standing in each jurisdiction in which it owns or leases property or transacts business and where the failure to be so qualified would have a material adverse effect upon the 4 ** ## business, assets, financial condition or results of operation of the Company and its Subsidiaries taken as a whole (a Material Adverse Effect), and to the Companys knowledge, no pro","filed_date":"2010-04-08","accession":"0001104659-10-018966","full_text":"https://origin.rootz.global/static/filing/0001104659-10-018966.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"strategic_event","strength":85,"match_count":10,"context":"metals, plastics and glass. All of our facilities comply with licensing and permitting requirements, and employees who process appliances receive extensive safety and hazardous materials training. We entered into a Joint Venture Agreement with 4301 Operations, LLC, (4301) to establish and operate a regional processing center (RPC). 4301 has significant experience in the recycling of major household appliances and they contributed thei","filed_date":"2018-06-12","accession":"0001683168-18-001663","full_text":"https://origin.rootz.global/static/filing/0001683168-18-001663.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"strategic_event","strength":82,"match_count":9,"context":"es the affirmative vote of the holders of a plurality of the shares for which votes are cast at a meeting at which a quorum is present. The four persons receiving the greatest number of votes will be elected as directors. Stockholders may not cumulate votes in the election of directors. | | Ratification of Auditors. With respect to ratification of the appointment of our independent registered public accounting firm,","filed_date":"2021-10-05","accession":"0001564590-21-050181","full_text":"https://origin.rootz.global/static/filing/0001564590-21-050181.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"strategic_event","strength":82,"match_count":9,"context":"es the affirmative vote of the holders of a plurality of the shares for which votes are cast at a meeting at which a quorum is present. The four persons receiving the greatest number of votes will be elected as directors. Stockholders may not cumulate votes in the election of directors. | | Amendment to the Companys Articles of Incorporation. Approval of the Charter Amendment Proposal requires the affirmative vote o","filed_date":"2020-10-02","accession":"0001564590-20-045736","full_text":"https://origin.rootz.global/static/filing/0001564590-20-045736.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"ai_adoption","strength":80,"match_count":10,"context":"ting as principal in all transactions, and control the digital assets being provided before it is transferred to the buyer, and has risk related to the digital assets, and is responsible for the fulfillment of the digital asset transactions. The Company sets the price for the digital assets by aggregating prices from several liquidity providers and displays them on the Companys platform. As a result,","filed_date":"2024-11-12","accession":"0001628280-24-047204","full_text":"https://origin.rootz.global/static/filing/0001628280-24-047204.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"ai_adoption","strength":80,"match_count":10,"context":"ting as principal in all transactions, and control the digital assets being provided before it is transferred to the buyer, and has risk related to the digital assets, and is responsible for the fulfillment of the digital asset transactions. The Company sets the price for the digital assets by aggregating prices from several liquidity providers and displays them on the Companys platform. As a result,","filed_date":"2024-08-19","accession":"0001628280-24-037717","full_text":"https://origin.rootz.global/static/filing/0001628280-24-037717.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"strategic_event","strength":80,"match_count":10,"context":"Common Stock** The following table sets forth as of September 11, 2018, the record date for the annual meeting, the beneficial ownership of common stock by each of the Companys directors, each of the named executive officers, and all directors and executive officers of the Company as a group, as well as information about beneficial owners of 5% or more of the Companys common stock. Beneficial ownership includes shares t","filed_date":"2018-09-18","accession":"0001683168-18-002785","full_text":"https://origin.rootz.global/static/filing/0001683168-18-002785.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"strategic_event","strength":80,"match_count":10,"context":"ble sets forth as of March 10, 2014, the beneficial ownership of common stock by each of the Companys directors, each of the executive officers named in the Summary Compensation Table on page 17 (the Named Executive Officers), and all directors and executive officers of the Company as a group, as well as information about beneficial owners of 5% or more of the Companys common stock. Beneficial ownership includes shares","filed_date":"2014-03-27","accession":"0000862861-14-000013","full_text":"https://origin.rootz.global/static/filing/0000862861-14-000013.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":78,"match_count":1,"context":"elivered a new appliance in the Minneapolis/St. Paul, Miami or Atlanta market. The old appliances that we could not sell in our stores were sold to scrap metal processors. In the late 1980s, stricter environmental regulations began to affect the disposal of unwanted appliances, and we were no longer able to take appliances that contained hazardous components to a scrap metal processor. At that time, we began to develop s","filed_date":"2012-03-15","accession":"0001104659-12-018445","full_text":"https://origin.rootz.global/static/filing/0001104659-12-018445.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"strategic_event","strength":77,"match_count":9,"context":"ny acquired Mswipe. As consideration under the acquisition, the Company issued 1,000,000 shares of its common stock to the sellers of Mswipe (see Note 3).30Table of ContentsOn May2, 2025, the Company entered into a licensing agreement with a non-affiliated third-party, pursuant to which the third-party will provide software licensing and support to the Company. In connection with the agreement, the Company issued to the third-part","filed_date":"2025-08-12","accession":"0001628280-25-039914","full_text":"https://origin.rootz.global/static/filing/0001628280-25-039914.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"strategic_event","strength":76,"match_count":7,"context":"ate Degree in 1999 from University of the Pacific, McGeorge School of Law. We believe that Mr. Bitar brings to our Board significant business experience and brings operational expertise. Vay Tham was appointed our Chief Revenue Officer in June 2024. Prior to joining ALT5, from 2018 to 2024, Mr. Tham was Managing Director and Head of Technology Investment Banking for PI Financial Corporation, where he was responsible for investment","filed_date":"2025-03-28","accession":"0001628280-25-015469","full_text":"https://origin.rootz.global/static/filing/0001628280-25-015469.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":73,"match_count":1,"context":"elivered a new appliance in the Minneapolis/St. Paul, Miami or Atlanta market. The old appliances that we could not sell in our stores were sold to scrap metal processors. In the late 1980s, stricter environmental regulations began to affect the disposal of unwanted appliances, and we were no longer able to take appliances that contained hazardous components to a scrap metal processor. At that time, we began to develop s","filed_date":"2013-03-22","accession":"0000862861-13-000008","full_text":"https://origin.rootz.global/static/filing/0000862861-13-000008.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"ai_adoption","strength":72,"match_count":9,"context":"th study2- Study the possible changes or improvement in the Brief Pain Inventory (BPI) and Oswestry Disability Index (ODI) over the three-month studyFor Safety:We will also monitor safety labs on enrollment and termination of the study. However, we would like to point out that this drug has been available and FDA approved at much higher doses (50 150mg or higher) orally with a long-standing proven sa","filed_date":"2025-03-28","accession":"0001628280-25-015469","full_text":"https://origin.rootz.global/static/filing/0001628280-25-015469.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"ai_adoption","strength":72,"match_count":9,"context":"1.95 million (the GeoTraq Settlement Consideration) in the following manner: (i) $250,000, which was tendered in cash on or about the date of the Settlement Agreement and (ii) up to 10 quarterly installments of not less than $170,000 that commenced on June1, 2021, and continued not less frequently than every three months thereafter (the GeoTraq Installments). The Company may tender the GeoTraq Instal","filed_date":"2024-05-03","accession":"0001628280-24-020286","full_text":"https://origin.rootz.global/static/filing/0001628280-24-020286.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"ai_adoption","strength":72,"match_count":9,"context":"1.95 million (the GeoTraq Settlement Consideration) in the following manner: (i) $250,000, which was tendered in cash on or about the date of the Settlement Agreement and (ii) up to 10 quarterly installments of not less than $170,000 each that commenced on June1, 2021, and shall continue not less frequently than every three months thereafter (the GeoTraq Installments). The Company may tender the GeoT","filed_date":"2023-11-14","accession":"0001628280-23-038956","full_text":"https://origin.rootz.global/static/filing/0001628280-23-038956.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"ai_adoption","strength":72,"match_count":9,"context":"1.95 million (the GeoTraq Settlement Consideration) in the following manner: (i) $250,000, which was tendered in cash on or about the date of the Settlement Agreement and (ii) up to 10 quarterly installments of not less than $170,000 each that commenced on June1, 2021, and shall continue not less frequently than every three months thereafter (the GeoTraq Installments). The Company may tender the GeoT","filed_date":"2023-08-15","accession":"0001628280-23-029572","full_text":"https://origin.rootz.global/static/filing/0001628280-23-029572.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"strategic_event","strength":72,"match_count":9,"context":"and glass. All of our facilities comply with licensing and permitting requirements, and employees who process appliances receive extensive safety and hazardous materials training. In October 2009, we entered into a Joint Venture Agreement (the Joint Venture Agreement) with 4301 Operations, LLC (4301) to establish and operate a regional processing center (RPC). At the time of the formation of this joint venture, we believed that 4301 h","filed_date":"2019-03-29","accession":"0001683168-19-000853","full_text":"https://origin.rootz.global/static/filing/0001683168-19-000853.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":71,"match_count":7,"context":"r (iii) any outstanding or unsatisfied judgments, orders, decrees, or stipulations to which Alt5 is a party that relate directly to the transactions contemplated herein or that would otherwise have a material adverse effect upon the business, business prospects, assets, or financial condition of Alt5; or (q) agreed, whether in writing or otherwise, to take any action described in this Section 2.8 not otherwise specifica","filed_date":"2024-05-21","accession":"0001493152-24-020865","full_text":"https://origin.rootz.global/static/filing/0001493152-24-020865.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"strategic_event","strength":68,"match_count":6,"context":"symbol, NASDAQ:JAN, a new CUSIP number, 03814F403, and a new web address JanOne.com. On September 12, 2019, the Company announced Eric Bolling as its new President. 1 On November 1, 2019, the Company signed a licensing agreement for TV1001SR, a treatment for Peripheral Artery Disease, commonly called PAD. The agreement with LSU Health Shreveport, UAB Research Foundation, and TheraVasc, Inc., gives JanOne a worldwide, exclusi","filed_date":"2020-04-06","accession":"0001564590-20-015355","full_text":"https://origin.rootz.global/static/filing/0001564590-20-015355.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ALTS","company":"ALT5 Sigma Corp","exchange":"Nasdaq","sector":"Commodity Contracts Brokers & Dealers","signal_type":"risk_factor","strength":68,"match_count":1,"context":"elivered a new appliance in the Minneapolis/St. Paul, Miami or Atlanta market. Any old appliances that we could not sell in our stores were sold to scrap metal processors. In the late 1980s, stricter environmental regulations began to affect the disposal of unwanted appliances, and we were no longer able to take appliances that contained hazardous components to a scrap metal processor. At that time, we began to develop s","filed_date":"2014-03-14","accession":"0000862861-14-000011","full_text":"https://origin.rootz.global/static/filing/0000862861-14-000011.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."}],"origin":{"leaf":"428ccb4746386f27c49b539d01001e933e5bc9135645c3042f4ff022bb713bef","formula":"v2: sha256( sha256(content) || parent || source_accession )","content_sha256":"1a11fbf6376bb788bf95c6f52961e4f64538ef78cef0cff338f6631ccb40511e","parent":null,"source":"signal_search","chain":"sec.gov/EDGAR (retrieved over TLS, accession recorded) > origin.rootz.global extraction > this response","registry":"origin.rootz.global","verify":"Recompute it: sha256(sha256() || parent || source_accession). Deterministic — the same record yields the same leaf every time. GET /api/verify/{leaf} tells you whether we issued it.","stronger_check":"The leaf is our own hash. 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