{"schema":"rootz.ai/filing-signals/v1","query":{"ticker":"AVGO","limit":50},"count":50,"signals":[{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":68,"context":"currently available facts and circumstances, that the final outcome of any pending legal proceedings, ongoing regulatory investigations or tax disputes, taken individually or as a whole, will have a material adverse effect on our condensed consolidated financial statements. However, lawsuits may involve complex questions of fact and law and may require the expenditure of significant funds and other resources to defend.","filed_date":"2026-03-11","accession":"0001730168-26-000016","full_text":"https://origin.rootz.global/static/filing/0001730168-26-000016.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"ai_adoption","strength":100,"match_count":29,"context":"012 Plan. | | |  (3) |  Shares available for issuance under the 2012 Plan. | | |  (4) |  Includes up to a maximum of 1,315,732 shares that may be purchased in the current offering period based on enrollment as of November2, 2025. | | |  (5) |  Represents (i) 18,363,358 shares that may be issued upon the vesting of outstanding RSU and PSU awards (assuming the maximum performance level) granted under t","filed_date":"2026-03-02","accession":"0001193125-26-085691","full_text":"https://origin.rootz.global/static/filing/0001193125-26-085691.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":28,"context":"nsists of directors who are independent. Based upon this risk assessment, the Compensation Committee concluded that our compensation program does not create risks that are reasonably likely to have a material adverse effect on Broadcom.  |  | |  12 |  |  | | [Table of Contents](#toc) BOARD COMMITTEES  Our Board has the following committees: Audit Committee, Compensation Committee, NCG Committee and Executive Committee.","filed_date":"2026-03-02","accession":"0001193125-26-085691","full_text":"https://origin.rootz.global/static/filing/0001193125-26-085691.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":116,"context":"and 2024. We expect to continue to experience significant customer concentration in future periods. The loss of, or significant decrease in demand from, any of our top five end customers could have a material adverse effect on our business, results of operations and financial condition. Many of our semiconductor customers design products in North America or Europe that are then manufactured in Asia. To serve customers a","filed_date":"2025-12-18","accession":"0001730168-25-000121","full_text":"https://origin.rootz.global/static/filing/0001730168-25-000121.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":65,"context":"currently available facts and circumstances, that the final outcome of any pending legal proceedings, ongoing regulatory investigations or tax disputes, taken individually or as a whole, will have a material adverse effect on our condensed consolidated financial statements. However, lawsuits may involve complex questions of fact and law and may require the expenditure of significant funds and other resources to defend.","filed_date":"2025-09-10","accession":"0001730168-25-000098","full_text":"https://origin.rootz.global/static/filing/0001730168-25-000098.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"ai_adoption","strength":100,"match_count":18,"context":"which have then been reacquired by the Company. Such Shares shall be fully paid and nonassessable. The Company shall not be required to issue or deliver any Shares deliverable hereunder prior to fulfillment of all of the following conditions:  (a) The admission of such Shares to listing on all stock exchanges on which the Shares are then listed;  (b) The completion of any registration or other qualif","filed_date":"2025-09-09","accession":"0001193125-25-199281","full_text":"https://origin.rootz.global/static/filing/0001193125-25-199281.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":64,"context":"currently available facts and circumstances, that the final outcome of any pending legal proceedings, ongoing regulatory investigations or tax disputes, taken individually or as a whole, will have a material adverse effect on our condensed consolidated financial statements. However, lawsuits may involve complex questions of fact and law and may require the expenditure of significant funds and other resources to defend.","filed_date":"2025-06-11","accession":"0001730168-25-000064","full_text":"https://origin.rootz.global/static/filing/0001730168-25-000064.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":63,"context":"currently available facts and circumstances, that the final outcome of any pending legal proceedings, ongoing regulatory investigations or tax disputes, taken individually or as a whole, will have a material adverse effect on our condensed consolidated financial statements. However, lawsuits may involve complex questions of fact and law and may require the expenditure of significant funds and other resources to defend.","filed_date":"2025-03-12","accession":"0001730168-25-000021","full_text":"https://origin.rootz.global/static/filing/0001730168-25-000021.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":26,"context":"ess consisting of independent directors. Based upon this risk assessment, the Compensation Committee concluded that our compensation program does not create risks that are reasonably likely to have a material adverse effect on Broadcom.  |  | |  12 |  |  | | [Table of Contents](#toc) BOARD COMMITTEES  Our Board has the following committees: Audit Committee, Compensation Committee, NESG Committee and Executive Committee.","filed_date":"2025-03-03","accession":"0001193125-25-044112","full_text":"https://origin.rootz.global/static/filing/0001193125-25-044112.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":13,"context":"tment of PricewaterhouseCoopers LLP as the independentregistered public accounting firm of Broadcom for the fiscal yearendingNovember2,2025. | | |  |  3. |  |  To hold an advisory vote to approve the named executive officer compensation. | | |  |  4. |  |  To transact any other business as may properly come before the meeting oranypostponements or adjournments to the Annual Meeting. | | |  |  |  | |  |  |  | These items","filed_date":"2025-03-03","accession":"0001193125-25-044112","full_text":"https://origin.rootz.global/static/filing/0001193125-25-044112.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":112,"context":"ectively. We expect to continue to experience significant customer concentration in future periods. The loss of, or significant decrease in demand from, any of our top five end customers could have a material adverse effect on our business, results of operations and financial condition. Many of our semiconductor customers design products in North America or Europe that are then manufactured in Asia. To serve customers a","filed_date":"2024-12-20","accession":"0001730168-24-000139","full_text":"https://origin.rootz.global/static/filing/0001730168-24-000139.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":61,"context":"currently available facts and circumstances, that the final outcome of any pending legal proceedings, ongoing regulatory investigations or tax disputes, taken individually or as a whole, will have a material adverse effect on our condensed consolidated financial statements. However, lawsuits may involve complex questions of fact and law and may require the expenditure of significant funds and other resources to defend.","filed_date":"2024-09-11","accession":"0001730168-24-000099","full_text":"https://origin.rootz.global/static/filing/0001730168-24-000099.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":61,"context":"ieve, based on currently available facts and circumstances, that the final outcome of any pending legal proceedings or ongoing regulatory investigations, taken individually or as a whole, will have a material adverse effect on our condensed consolidated financial statements. 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However, lawsuits may involve complex questions of fact and law and may require the expenditure of significant funds and other resources to defend.","filed_date":"2024-03-14","accession":"0001730168-24-000023","full_text":"https://origin.rootz.global/static/filing/0001730168-24-000023.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":27,"context":"hat evaluating Broadcoms most critical risks is one of its most important areas of oversight. Our Board regularly reviews and discusses with management risks related to operations, liquidity, credit, cybersecurity, climate, compensation programs, workforce retention and senior management succession.  | 10 | | | | | [TABLE OF CONTENTS](#TOC) In addition, each committee is responsible for the oversight o","filed_date":"2024-02-26","accession":"0001140361-24-009541","full_text":"https://origin.rootz.global/static/filing/0001140361-24-009541.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":3,"context":"ved assets | | $ | 2,154 | | | $ | 2,223 | | | Significant Customer Information We sell our products through our direct sales force and a select network of distributors and channel partners globally. One customer accounted for 21% of our net accounts receivable balance as of October29, 2023. Two customers accounted for 15% and 11% of our net accounts receivable balance as of October30, 2022. During fiscal years 2023, 2022 and","filed_date":"2023-12-14","accession":"0001730168-23-000096","full_text":"https://origin.rootz.global/static/filing/0001730168-23-000096.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":66,"context":"and 2022. We expect to continue to experience significant customer concentration in future periods. The loss of, or significant decrease in demand from, any of our top five end customers could have a material adverse effect on our business, results of operations and financial condition. Many of our semiconductor customers design products in North America or Europe that are then manufactured in Asia. To serve customers a","filed_date":"2023-12-14","accession":"0001730168-23-000096","full_text":"https://origin.rootz.global/static/filing/0001730168-23-000096.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":48,"context":"ieve, based on currently available facts and circumstances, that the final outcome of any pending legal proceedings or ongoing regulatory investigations, taken individually or as a whole, will have a material adverse effect on our condensed consolidated financial statements. However, lawsuits may involve complex questions of fact and law and may require the expenditure of significant funds and other resources to defend.","filed_date":"2023-09-06","accession":"0001730168-23-000077","full_text":"https://origin.rootz.global/static/filing/0001730168-23-000077.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":33,"context":"5.02 |  Authorization; No Contravention |  66 |  | |  |  5.03 |  Governmental Authorization; Other Consents |  66 |  | i |  |  5.04 |  Binding Effect |  66 |  | |  |  5.05 |  Financial Statements; No Material Adverse Effect |  66 |  | |  |  5.06 |  Litigation |  67 |  | |  |  5.07 |  Taxes |  67 |  | |  |  5.08 |  ERISA Compliance |  67 |  | |  |  5.09 |  Margin Regulations; Investment Company Act |  68 |  | |  |  5.10","filed_date":"2023-08-16","accession":"0001140361-23-040084","full_text":"https://origin.rootz.global/static/filing/0001140361-23-040084.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":48,"context":"ieve, based on currently available facts and circumstances, that the final outcome of any pending legal proceedings or ongoing regulatory investigations, taken individually or as a whole, will have a material adverse effect on our condensed consolidated financial statements. However, lawsuits may involve complex questions of fact and law and may require the expenditure of significant funds and other resources to defend.","filed_date":"2023-06-07","accession":"0001730168-23-000064","full_text":"https://origin.rootz.global/static/filing/0001730168-23-000064.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":49,"context":"ieve, based on currently available facts and circumstances, that the final outcome of any pending legal proceedings or ongoing regulatory investigations, taken individually or as a whole, will have a material adverse effect on our condensed consolidated financial statements. However, lawsuits may involve complex questions of fact and law and may require the expenditure of significant funds and other resources to defend.","filed_date":"2023-03-08","accession":"0001730168-23-000008","full_text":"https://origin.rootz.global/static/filing/0001730168-23-000008.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":22,"context":"hat evaluating Broadcoms most critical risks is one of its most important areas of oversight. Our Board regularly reviews and discusses with management risks related to operations, liquidity, credit, cybersecurity, climate, compensation programs, workforce retention and senior management succession. In addition, each committee is responsible for the oversight of specific areas of risk and reports regul","filed_date":"2023-02-17","accession":"0001140361-23-007640","full_text":"https://origin.rootz.global/static/filing/0001140361-23-007640.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":30,"context":"of Broadcom for the fiscal year ending October 29, 2023 | | |  |  = |  To approve an amendment and restatement of the 2012 Stock Incentive Plan | | |  |  = |  To hold an advisory vote to approve the named executive officer compensation | | |  |  = |  To hold an advisory vote on the frequency of the advisory vote on named executive officer compensation | | |  |  = |  To transact any other business as may properly come b","filed_date":"2023-02-17","accession":"0001140361-23-007640","full_text":"https://origin.rootz.global/static/filing/0001140361-23-007640.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":2,"context":"ved assets | | $ | 2,223 | | | $ | 2,348 | | | Significant Customer Information We sell our products through our direct sales force and a select network of distributors and channel partners globally. Two customers accounted for 15% and 11% of our net accounts receivable balance as of October30, 2022. No customer accounted for more than 10% of our net accounts receivable balance as of October31, 2021. During fiscal years 2022, 2","filed_date":"2022-12-16","accession":"0001730168-22-000118","full_text":"https://origin.rootz.global/static/filing/0001730168-22-000118.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":63,"context":"and 2021. We expect to continue to experience significant customer concentration in future periods. The loss of, or significant decrease in demand from, any of our top five end customers could have a material adverse effect on our business, results of operations and financial condition. Many of our semiconductor customers design products in North America or Europe that are then manufactured in Asia. To serve customers a","filed_date":"2022-12-16","accession":"0001730168-22-000118","full_text":"https://origin.rootz.global/static/filing/0001730168-22-000118.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":51,"context":"ieve, based on currently available facts and circumstances, that the final outcome of any pending legal proceedings or ongoing regulatory investigations, taken individually or as a whole, will have a material adverse effect on our condensed consolidated financial statements. However, lawsuits may involve complex questions of fact and law and may require the expenditure of significant funds and other resources to defend.","filed_date":"2022-09-08","accession":"0001730168-22-000094","full_text":"https://origin.rootz.global/static/filing/0001730168-22-000094.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":51,"context":"ieve, based on currently available facts and circumstances, that the final outcome of any pending legal proceedings or ongoing regulatory investigations, taken individually or as a whole, will have a material adverse effect on our condensed consolidated financial statements. 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Meridian Compensation Partners, LLC (Meridian), the Compensation Committees independent consultants beginning in Fiscal Year 2022, reviewed the risk assessment and supports the Compensat","filed_date":"2022-02-18","accession":"0001730168-22-000012","full_text":"https://origin.rootz.global/static/filing/0001730168-22-000012.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":19,"context":"cewaterhouseCoopers LLP to serve as our independent registered public accounting firm for the fiscal year ending October30, 2022. | | | | | To hold an advisory vote to approve the compensation of our named executive officers. | | | | | To transact any other business as may properly come before the meeting or any postponements or adjournments to the meeting. | | | Record date | February 7, 2022 | | These items of busines","filed_date":"2022-02-18","accession":"0001730168-22-000012","full_text":"https://origin.rootz.global/static/filing/0001730168-22-000012.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":53,"context":"ectively. We expect to continue to experience significant customer concentration in future periods. The loss of, or significant decrease in demand from, any of our top five end customers could have a material adverse effect on our business, results of operations and financial condition. Many of our semiconductor customers design products in North America or Europe that are then manufactured in Asia. To serve customers a","filed_date":"2021-12-17","accession":"0001730168-21-000153","full_text":"https://origin.rootz.global/static/filing/0001730168-21-000153.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":45,"context":"ieve, based on currently available facts and circumstances, that the final outcome of any pending legal proceedings or ongoing regulatory investigations, taken individually or as a whole, will have a material adverse effect on our condensed consolidated financial statements. However, lawsuits may involve complex questions of fact and law and may require the expenditure of significant funds and other resources to defend.","filed_date":"2021-09-09","accession":"0001730168-21-000123","full_text":"https://origin.rootz.global/static/filing/0001730168-21-000123.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":46,"context":"ieve, based on currently available facts and circumstances, that the final outcome of any pending legal proceedings or ongoing regulatory investigations, taken individually or as a whole, will have a material adverse effect on our condensed consolidated financial statements. 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However, lawsuits may involve complex questions of fact and law and may require the expenditure of significant funds and other resources to defend.","filed_date":"2021-03-12","accession":"0001730168-21-000045","full_text":"https://origin.rootz.global/static/filing/0001730168-21-000045.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":25,"context":"for the fiscal year ending October 31, 2021. | | | | | To approve an amendment and restatement of our 2012 Stock Incentive Plan. | | | | | To hold an advisory vote to approve the compensation of our named executive officers. | | | | | To transact any other business as may properly come before the meeting or any postponements or adjournments to the meeting. | | | Record date | February 8, 2021 | | These items of busines","filed_date":"2021-02-19","accession":"0001730168-21-000017","full_text":"https://origin.rootz.global/static/filing/0001730168-21-000017.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"restructuring","strength":100,"match_count":14,"context":"xpected delays, challenges and related expenses, and disruption of our business; diversion of managements attention from daily operations and the pursuit of other opportunities; incurring significant restructuring charges and amortization expense, assuming liabilities (some of which may be unexpected) and ongoing or new lawsuits related to the transaction or otherwise, potential impairment of acquired goodwill and oth","filed_date":"2020-12-18","accession":"0001730168-20-000226","full_text":"https://origin.rootz.global/static/filing/0001730168-20-000226.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"AVGO","company":"Broadcom Inc.","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":56,"context":"ectively. We expect to continue to experience significant customer concentration in future periods. The loss of, or significant decrease in demand from, any of our top five end customers could have a material adverse effect on our business, results of operations and financial condition. Many of our semiconductor customers design products in North America or Europe that are then manufactured in Asia. 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