{"schema":"rootz.ai/filing-signals/v1","query":{"ticker":"BBDC","limit":50},"count":50,"signals":[{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":74,"context":"investment committee member or other investment professionals of Barings and its affiliates may limit our ability to achieve our investment objectives and operate as we anticipate, which could have a material adverse effect on our financial condition, results of operations and cash flows. Barings evaluates, negotiates, structures, closes and monitors our investments in accordance with the terms of the Barings BDC Adviso","filed_date":"2026-02-19","accession":"0001379785-26-000009","full_text":"https://origin.rootz.global/static/filing/0001379785-26-000009.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":26,"context":"reement and the representations and warranties in each other Loan Document are true and correct in all material respects (other than any representation or warranty already qualified by materiality or Material Adverse Effect, which shall be true and correct in all respects) on and as of the date hereof or as to any such representations and warranties that refer to a specific date, as of such specific date. (d)No Default","filed_date":"2025-11-17","accession":"0001379785-25-000055","full_text":"https://origin.rootz.global/static/filing/0001379785-25-000055.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":28,"context":"gn entity and is in good standing in each jurisdiction where the conduct of its business requires such qualification, except where the failure to be so qualified and in good standing would not have a material adverse effect on the business, financial condition or results of operation of the Company and its subsidiaries taken as a whole (a Material Adverse Effect) (viii) the Company does not own any real property the Com","filed_date":"2025-09-11","accession":"0001379785-25-000037","full_text":"https://origin.rootz.global/static/filing/0001379785-25-000037.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":74,"context":"ngs Investment Committee or of other investment professionals of Barings and its affiliates may limit our ability to achieve our investment objectives and operate as we anticipate, which could have a material adverse effect on our financial condition, results of operations and cash flows. Barings evaluates, negotiates, structures, closes and monitors our investments in accordance with the terms of the Barings BDC Adviso","filed_date":"2025-02-20","accession":"0001379785-25-000010","full_text":"https://origin.rootz.global/static/filing/0001379785-25-000010.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":26,"context":"01 | Organization Powers | 101 | | | | SECTION 3.02 | Authorization Enforceability | 101 | | | | SECTION 3.03 | Governmental Approvals No Conflicts | 101 | | | | SECTION 3.04 | Financial Condition No Material Adverse Effect | 101 | | | | SECTION 3.05 | Litigation | 102 | | (i) | | | | | | | | | | | | | | | | SECTION 3.06 | Compliance with Laws and Agreements | 102 | | | | SECTION 3.07 | Taxes | 102 | | | | SECTION 3.08","filed_date":"2024-11-07","accession":"0001628280-24-046283","full_text":"https://origin.rootz.global/static/filing/0001628280-24-046283.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"strategic_event","strength":100,"match_count":20,"context":"Director has agreed to serve as a director if elected and has consented to be named as a nominee. Pursuant to the Company's Seventh Amended and Restated Bylaws (the Bylaws), a nominee for director is elected to the Board of Directors if the number of votes cast for such nominees election exceed the number of votes cast against such nominees election. Pursuant to the Company's corporate governance guidelines, incumbent directors","filed_date":"2024-03-19","accession":"0001379785-24-000027","full_text":"https://origin.rootz.global/static/filing/0001379785-24-000027.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":76,"context":"ngs investment committee or of other investment professionals of Barings and its affiliates may limit our ability to achieve our investment objectives and operate as we anticipate, which could have a material adverse effect on our financial condition, results of operations and cash flows. Barings evaluates, negotiates, structures, closes and monitors our investments in accordance with the terms of the Barings BDC Adviso","filed_date":"2024-02-22","accession":"0001379785-24-000015","full_text":"https://origin.rootz.global/static/filing/0001379785-24-000015.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":28,"context":"gn entity and is in good standing in each jurisdiction where the conduct of its business requires such qualification, except where the failure to be so qualified and in good standing would not have a material adverse effect on the business, financial condition or results of operation of the Company and its subsidiaries taken as a whole (a Material Adverse Effect); 4 (viii) the Company does not own any real property; the","filed_date":"2024-02-13","accession":"0001140361-24-007069","full_text":"https://origin.rootz.global/static/filing/0001140361-24-007069.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":27,"context":"endment and the representations and warranties in each other Loan Document are true and correct in all material respects (other than any representation or warranty already qualified by materiality or Material Adverse Effect, which shall be true and correct in all respects) on and as of the date hereof or as to any such representations and warranties that refer to a specific date, as of such specific date. (d) No Default","filed_date":"2023-05-15","accession":"0001140361-23-024708","full_text":"https://origin.rootz.global/static/filing/0001140361-23-024708.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":45,"context":"ngs investment committee or of other investment professionals of Barings and its affiliates may limit our ability to achieve our investment objectives and operate as we anticipate, which could have a material adverse effect on our financial condition, results of operations and cash flows. Barings evaluates, negotiates, structures, closes and monitors our investments in accordance with the terms of the New Barings BDC Ad","filed_date":"2023-02-23","accession":"0001379785-23-000012","full_text":"https://origin.rootz.global/static/filing/0001379785-23-000012.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"strategic_event","strength":100,"match_count":15,"context":"Director has agreed to serve as a director if elected and has consented to be named as a nominee. Pursuant to the Company's Seventh Amended and Restated Bylaws (the Bylaws), a nominee for director is elected to the Board of Directors if the number of votes cast for such nominees election exceed the number of votes cast against such nominees election. Pursuant to the Company's corporate governance guidelines, incumbent directors","filed_date":"2022-03-11","accession":"0001379785-22-000017","full_text":"https://origin.rootz.global/static/filing/0001379785-22-000017.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":27,"context":"endment and the representations and warranties in each other Loan Document are true and correct in all material respects (other than any representation or warranty already qualified by materiality or Material Adverse Effect, which shall be true and correct in all respects) on and as of the date hereof or as to any such representations and warranties that refer to a specific date, as of such specific date. 5 (d)No Defaul","filed_date":"2022-03-03","accession":"0001140361-22-007671","full_text":"https://origin.rootz.global/static/filing/0001140361-22-007671.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":50,"context":"s investment committee or of other investment professionals of Barings and its affiliates would limit our ability to achieve our investment objectives and operate as we anticipate, which could have a material adverse effect on our financial condition, results of operations and cash flows.  Our financial condition and results of operations will depend on our ability to manage and deploy capital effectively. Our ability t","filed_date":"2022-02-23","accession":"0001379785-22-000008","full_text":"https://origin.rootz.global/static/filing/0001379785-22-000008.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"ai_adoption","strength":100,"match_count":15,"context":"ans the principal office of the Trustee at which at any time its corporate trust business shall be administered, which office at the date hereof for purposes of Section 10.02 only is located at 111 Fillmore Ave., St. Paul, MN 55107, Attention: Barings BDC, Inc., and for all other purposes is located at One Federal Street, 10th Floor, Boston, Massachusetts 02110, Attention: Barings BDC, Inc., or such","filed_date":"2021-11-24","accession":"0001140361-21-039371","full_text":"https://origin.rootz.global/static/filing/0001140361-21-039371.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":17,"context":"without limitation, nonpayment, misrepresentation of representations and warranties in a material respect, breach of covenant, cross-default to other indebtedness, bankruptcy, change of control, and material adverse effect. The February 2019 Credit Facility also permits the administrative agent to select an independent third-party valuation firm to determine valuations of certain portfolio investments for purposes of b","filed_date":"2021-11-09","accession":"0001379785-21-000046","full_text":"https://origin.rootz.global/static/filing/0001379785-21-000046.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":47,"context":"vestment committee or of other investment professionals of Barings and its affiliates would limit our ability to achieve our  35 investment objectives and operate as we anticipate, which could have a material adverse effect on our financial condition, results of operations and cash flows.  Our financial condition and results of operations will depend on our ability to manage and deploy capital effectively. Our ability t","filed_date":"2021-03-23","accession":"0001379785-21-000016","full_text":"https://origin.rootz.global/static/filing/0001379785-21-000016.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":31,"context":"ownership, lease or operation of properties or the conduct of its business requires such qualification, except to the extent that failure to be so qualified would not reasonably be expected to have a Material Adverse Effect. Section 4.4Opinions of Counsel. Such Purchaser shall have received customary opinions in form and substance reasonably satisfactory to such Purchaser, dated the date of the Closing, from (a) Dechert","filed_date":"2021-02-25","accession":"0001379785-21-000008","full_text":"https://origin.rootz.global/static/filing/0001379785-21-000008.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":20,"context":"without limitation, nonpayment, misrepresentation of representations and warranties in a material respect, breach of covenant, cross-default to other indebtedness, bankruptcy, change of control, and material adverse effect. The February 2019 Credit Facility also permits the administrative agent to select an independent third party valuation firm to determine valuations of certain portfolio investments for purposes of b","filed_date":"2020-11-09","accession":"0001379785-20-000051","full_text":"https://origin.rootz.global/static/filing/0001379785-20-000051.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":31,"context":"ownership, lease or operation of properties or the conduct of its business requires such qualification, except to the extent that failure to be so qualified would not reasonably be expected to have a Material Adverse Effect. Section 4.4Opinions of Counsel. Such Purchaser shall have received customary opinions in form and substance reasonably satisfactory to such Purchaser, dated the date of the Closing, from (a) Dechert","filed_date":"2020-11-04","accession":"0001379785-20-000047","full_text":"https://origin.rootz.global/static/filing/0001379785-20-000047.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":11,"context":"without limitation, nonpayment, misrepresentation of representations and warranties in a material respect, breach of covenant, cross-default to other indebtedness, bankruptcy, change of control, and material adverse effect. The February 2019 Credit Facility also permits the administrative agent to select an independent third party valuation firm to determine valuations of certain portfolio investments for purposes of b","filed_date":"2020-08-05","accession":"0001379785-20-000024","full_text":"https://origin.rootz.global/static/filing/0001379785-20-000024.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":13,"context":"without limitation, nonpayment, misrepresentation of representations and warranties in a material respect, breach of covenant, cross-default to other indebtedness, bankruptcy, change of control, and material adverse effect. The February 2019 Credit Facility also permits the administrative agent to select an independent third party valuation firm to determine valuations of certain portfolio investments for purposes of b","filed_date":"2020-04-30","accession":"0001379785-20-000015","full_text":"https://origin.rootz.global/static/filing/0001379785-20-000015.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":44,"context":"s investment committee or of other investment professionals of Barings and its affiliates would limit our ability to achieve our investment objectives and operate as we anticipate, which could have a material adverse effect on our financial condition, results of operations and cash flows. We expect that Barings will evaluate, negotiate, structure, close and monitor our investments in accordance with the terms of the Adv","filed_date":"2020-02-27","accession":"0001379785-20-000009","full_text":"https://origin.rootz.global/static/filing/0001379785-20-000009.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":32,"context":"s investment committee or of other investment professionals of Barings and its affiliates would limit our ability to achieve our investment objectives and operate as we anticipate, which could have a material adverse effect on our financial condition, results of operations and cash flows. We expect that Barings will evaluate, negotiate, structure, close and monitor our investments in accordance with the terms of the Adv","filed_date":"2019-02-27","accession":"0001379785-19-000008","full_text":"https://origin.rootz.global/static/filing/0001379785-19-000008.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":13,"context":". | 46 | | | | 5.02 | Authorization; No Contravention. | 47 | | | | 5.03 | Governmental Authorization; Other Consents. | 47 | | | | 5.04 | Binding Effect. | 47 | | | | 5.05 | Financial Statements; No Material Adverse Effect. | 47 | | | | 5.06 | Litigation. | 48 | | | | 5.07 | No Default. | 48 | | | | 5.08 | Liens and Indebtedness. | 48 | | | | 5.09 | Taxes. | 48 | | | | 5.10 | ERISA Matters. | 48 | | | i TABLE OF CONTEN","filed_date":"2018-08-06","accession":"0001379785-18-000073","full_text":"https://origin.rootz.global/static/filing/0001379785-18-000073.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":8,"context":"without limitation, nonpayment, misrepresentation of representations and warranties in a material respect, breach of covenant, cross-default to other indebtedness, bankruptcy, change of control, and material adverse effect. The Credit Facility also permits Branch Banking and Trust Company, the administrative agent, to select an independent third-party valuation firm to determine valuations of certain portfolio investme","filed_date":"2018-05-02","accession":"0001379785-18-000025","full_text":"https://origin.rootz.global/static/filing/0001379785-18-000025.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":21,"context":"ar encumbrances.  **Loan Repayment**has the meaning set forth in Section 2.6(a).  **Management Agreements** means, collectively, the Investment Advisory Agreement and the Administration Agreement.  **Material Adverse Effect** means any occurrence, change, event, effect or development that, individually, or taken together with all other occurrences, changes, events, effects or developments, has or would reasonably be lik","filed_date":"2018-04-09","accession":"0001193125-18-111536","full_text":"https://origin.rootz.global/static/filing/0001193125-18-111536.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"strategic_event","strength":100,"match_count":25,"context":"as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018 (ProposalNo.2);  3. To approve, in an advisory (non-binding) vote, the compensation of our named executive officers (Proposal No. 3); and 4. To transact such other business as may properly come before the meeting. You have the right to receive notice of and to vote at the meeting if you were a stockholder of reco","filed_date":"2018-03-01","accession":"0001379785-18-000016","full_text":"https://origin.rootz.global/static/filing/0001379785-18-000016.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":35,"context":"investment operations in a manner commensurate with the increased capital available to us as a result of recent offerings of our securities, any failure to manage our growth effectively could have a material adverse effect on our business, financial condition, results of operations and prospects. The results of our operations will depend on many factors, including the availability of opportunities for investment, readi","filed_date":"2018-02-28","accession":"0001379785-18-000014","full_text":"https://origin.rootz.global/static/filing/0001379785-18-000014.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"strategic_event","strength":100,"match_count":37,"context":"e its common stock during the next year at a price below the Companys then current net asset value per share (ProposalNo.2);  3. To approve, in an advisory (non-binding) vote, the compensation of our named executive officers (Proposal No. 3); 4. To determine, in an advisory (non-binding) vote, whether a stockholder vote to approve the compensation of our named executive officers should occur every one, two or three year","filed_date":"2017-03-08","accession":"0001379785-17-000038","full_text":"https://origin.rootz.global/static/filing/0001379785-17-000038.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":35,"context":"investment operations in a manner commensurate with the increased capital available to us as a result of recent offerings of our securities, any failure to manage our growth effectively could have a material adverse effect on our business, financial condition, results of operations and prospects. The results of our operations will depend on many factors, including the availability of opportunities for investment, readi","filed_date":"2017-02-22","accession":"0001379785-17-000005","full_text":"https://origin.rootz.global/static/filing/0001379785-17-000005.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"strategic_event","strength":100,"match_count":15,"context":"counted towards the quorum requirement. If a quorum is not present at the Annual Meeting, or if a quorum is present but there are not enough votes to approve one or more of the proposals, the person named as chairman of the Annual Meeting may adjourn the meeting to permit further solicitation of proxies. A stockholder vote may be taken on one or more of the proposals in this proxy statement prior to any such adjo","filed_date":"2016-03-11","accession":"0001379785-16-000117","full_text":"https://origin.rootz.global/static/filing/0001379785-16-000117.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":31,"context":"investment operations in a manner commensurate with the increased capital available to us as a result of recent offerings of our securities, any failure to manage our growth effectively could have a material adverse effect on our business, financial condition, results of operations and prospects. The results of our operations will depend on many factors, including the availability of opportunities for investment, readi","filed_date":"2016-02-24","accession":"0001379785-16-000105","full_text":"https://origin.rootz.global/static/filing/0001379785-16-000105.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":18,"context":"atements (Continued) nonpayment, misrepresentation of representations and warranties in a material respect, breach of covenant, cross-default to other indebtedness, bankruptcy, change of control, and material adverse effect. The Credit Facility also permits the Administrative Agent to select an independent third-party valuation firm to determine valuations of certain portfolio investments for purposes of borrowing base","filed_date":"2015-11-04","accession":"0001379785-15-000084","full_text":"https://origin.rootz.global/static/filing/0001379785-15-000084.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":18,"context":"respect, breach of covenant,  32 Triangle Capital Corporation Notes to Unaudited Consolidated Financial Statements (Continued) cross-default to other indebtedness, bankruptcy, change of control, and material adverse effect. The Credit Facility also permits the Administrative Agent to select an independent third party valuation firm to determine valuations of certain portfolio investments for purposes of borrowing base","filed_date":"2015-08-05","accession":"0001379785-15-000078","full_text":"https://origin.rootz.global/static/filing/0001379785-15-000078.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"strategic_event","strength":100,"match_count":15,"context":"counted towards the quorum requirement. If a quorum is not present at the Annual Meeting, or if a quorum is present but there are not enough votes to approve one or more of the proposals, the person named as chairman of the Annual Meeting may adjourn the meeting to permit further solicitation of proxies. A stockholder vote may be taken on one or more of the proposals in this proxy statement prior to any such adjo","filed_date":"2015-03-16","accession":"0001379785-15-000040","full_text":"https://origin.rootz.global/static/filing/0001379785-15-000040.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":14,"context":"investment operations in a manner commensurate with the increased capital available to us as a result of recent offerings of our securities, any failure to manage our growth effectively could have a material adverse effect on our business, financial condition, results of operations and prospects. The results of our operations will depend on many factors, including the availability of opportunities for investment, readi","filed_date":"2015-03-02","accession":"0001379785-15-000032","full_text":"https://origin.rootz.global/static/filing/0001379785-15-000032.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"strategic_event","strength":100,"match_count":13,"context":"es on the write-offs of twoaffiliate investments of $6.7 million, (iv) a loss on the restructuring of onecontrol investment totaling $0.5 millionand (v) a loss relating to the write-off of onecontrol investment of $1.0 million. In addition, for the year ended December31, 2014, we recorded net unrealized depreciation of investments totaling $45.2 million, consisting of net unrealized depreciation on our current portfolio of","filed_date":"2015-03-02","accession":"0001379785-15-000032","full_text":"https://origin.rootz.global/static/filing/0001379785-15-000032.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"strategic_event","strength":100,"match_count":19,"context":"e its common stock during the next year at a price below the Companys then current net asset value per share (ProposalNo.2);  3. To approve, in an advisory (non-binding) vote, the compensation of our named executive officers (Proposal No. 3); and 4.To transact such other business as may properly come before the meeting. You have the right to receive notice of and to vote at the meeting if you were a stockholder of recor","filed_date":"2014-03-19","accession":"0001379785-14-000022","full_text":"https://origin.rootz.global/static/filing/0001379785-14-000022.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":12,"context":"investment operations in a manner commensurate with the increased capital available to us as a result of recent offerings of our securities, any failure to manage our growth effectively could have a material adverse effect on our business, financial condition, results of operations and prospects. The results of our operations will depend on many factors, including the availability of opportunities for investment, readi","filed_date":"2014-02-26","accession":"0001379785-14-000013","full_text":"https://origin.rootz.global/static/filing/0001379785-14-000013.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":12,"context":"investment operations in a manner commensurate with the increased capital available to us as a result of recent offerings of our securities, any failure to manage our growth effectively could have a material adverse effect on our business, financial condition, results of operations and prospects. The results of our operations will depend on many factors, including the availability of opportunities for investment, readi","filed_date":"2013-03-06","accession":"0001379785-13-000004","full_text":"https://origin.rootz.global/static/filing/0001379785-13-000004.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":12,"context":"investment operations in a manner commensurate with the increased capital available to us as a result of recent offerings of our securities, any failure to manage our growth effectively could have a material adverse effect on our business, financial condition, results of operations and prospects. The results of our operations will depend on many factors, including the availability of opportunities for investment, readi","filed_date":"2012-03-07","accession":"0001193125-12-101223","full_text":"https://origin.rootz.global/static/filing/0001193125-12-101223.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":14,"context":"he extent any such violation results in or would be reasonably likely to result in (a) an adverse effect upon the value or collectability of such Debt Security, (b) a material adverse change in, or a material adverse effect upon, any of (1) the financial condition, operations, business or properties of the Obligor or any of its respective Subsidiaries, taken as a whole, (2) the rights and remedies of the Borrower under","filed_date":"2011-05-11","accession":"0000950123-11-048877","full_text":"https://origin.rootz.global/static/filing/0000950123-11-048877.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"strategic_event","strength":100,"match_count":20,"context":"LLP as the Companys independent registered public accounting firm for the fiscal year ending December31, 2011 (ProposalNo. 4); 5.To approve, in an advisory (non-binding) vote, the compensation of our named executive officers (ProposalNo.5); 6.To determine, in an advisory (non-binding) vote, whether a stockholder vote to approve the compensation of our named executive officers should occur every one, two or three years (","filed_date":"2011-03-28","accession":"0000950123-11-029769","full_text":"https://origin.rootz.global/static/filing/0000950123-11-029769.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":8,"context":"nvestment operations in a manner commensurate with the increased capital available to us as a result of recent offerings of our common stock, any failure to manage our growth effectively could have a material adverse effect on our business, financial condition, results of operations and prospects. The results of our operations will depend on many factors, including the availability of opportunities for investment, readi","filed_date":"2011-03-09","accession":"0000950123-11-023640","full_text":"https://origin.rootz.global/static/filing/0000950123-11-023640.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":7,"context":"nvestment operations in a manner commensurate with the increased capital available to us as a result of recent offerings of our common stock, any failure to manage our growth effectively could have a material adverse effect on our business, financial condition, results of operations and prospects. The results of our operations will depend on many factors, including the availability of opportunities for investment, readi","filed_date":"2010-03-15","accession":"0000950123-10-024728","full_text":"https://origin.rootz.global/static/filing/0000950123-10-024728.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":7,"context":"nvestment operations in a manner commensurate with the increased capital available to us as a result of recent offerings of our common stock, any failure to manage our growth effectively could have a material adverse effect on our business, financial condition, results of operations and prospects. The results of our operations will depend on many factors, including the availability of opportunities for investment, readi","filed_date":"2010-03-10","accession":"0000950123-10-023081","full_text":"https://origin.rootz.global/static/filing/0000950123-10-023081.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":100,"match_count":7,"context":"w and build upon our investment operations in a manner commensurate with the increased capital available to us as a result of our recent IPO, any failure to manage our growth effectively could have a material adverse effect on our business, financial condition, results of operations and prospects. The results of our operations will depend on many factors, including the availability of opportunities for investment, readi","filed_date":"2009-02-25","accession":"0000950144-09-001615","full_text":"https://origin.rootz.global/static/filing/0000950144-09-001615.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":96,"match_count":7,"context":"without limitation, nonpayment, misrepresentation of representations and warranties in a material respect, breach of covenant, cross-default to other indebtedness, bankruptcy, change of control, and material adverse effect. The Credit Facility also permits Branch Banking and Trust Company, the administrative agent, to select an independent third-party valuation firm to determine valuations of certain portfolio investme","filed_date":"2018-08-01","accession":"0001379785-18-000060","full_text":"https://origin.rootz.global/static/filing/0001379785-18-000060.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"strategic_event","strength":96,"match_count":12,"context":"Total return is not annualized. | | |  |  (5) |  Efficiency Ratio equals general and administrative expenses divided by total investment income. | | **7. SUBSEQUENT EVENTS** In July 2012, the Company invested $5.3 million in subordinated debt and equity of Empire Facilities Management Group, Inc. (Empire), a retail, restaurant, and commercial facilities maintenance and management company offering single-source facilit","filed_date":"2012-08-01","accession":"0001193125-12-328792","full_text":"https://origin.rootz.global/static/filing/0001193125-12-328792.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"BBDC","company":"Barings BDC, Inc.","exchange":"NYSE","sector":null,"signal_type":"risk_factor","strength":89,"match_count":8,"context":"without limitation, nonpayment, misrepresentation of representations and warranties in a material respect, breach of covenant, cross-default to other indebtedness, bankruptcy, change of control, and material adverse effect. The February 2019 Credit Facility also permits the administrative agent to select an independent third party valuation firm to determine valuations of certain portfolio investments for purposes of b","filed_date":"2019-07-30","accession":"0001379785-19-000025","full_text":"https://origin.rootz.global/static/filing/0001379785-19-000025.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."}],"origin":{"leaf":"4481efe53789566a94cbf939b44f03e37073b608a74b0682a8f22d965519e756","formula":"v2: sha256( sha256(content) || parent || source_accession )","content_sha256":"cc0b47df584030f6f746206e2940861b3f7d65615b19009a9907b4ee3da8eebd","parent":null,"source":"signal_search","chain":"sec.gov/EDGAR (retrieved over TLS, accession recorded) > origin.rootz.global extraction > this response","registry":"origin.rootz.global","verify":"Recompute it: sha256(sha256(<this response body minus the origin block>) || parent || source_accession). Deterministic — the same record yields the same leaf every time. GET /api/verify/{leaf} tells you whether we issued it.","stronger_check":"The leaf is our own hash. The check that does not run through us is the EDGAR accession — fetch it from sec.gov and compare.","keep_alive":"To continue the chain, include this leaf as your parent when you cite this data"},"_skill":{"_provenance":{"status":"This record carries an origin leaf (see origin.leaf). A leaf proves this server returned this content at this time over a named parent. It does NOT prove that a model extracted a filing correctly.","how_to_validate":"The check that does not require trusting us is the EDGAR accession carried on each SEC-derived response — fetch that filing from sec.gov and compare. GET https://origin.rootz.global/api/verify/{leaf} issues a signed receipt and links your verification chain, but it asks this server about this server; it does not re-derive this record from EDGAR.","chain":"SEC.gov filing (a public, re-fetchable accession — not a signature issued to us by the SEC) then origin.rootz.global extraction then this response.","licensing":"Reading is free. For commercial/high-volume use, register a key documented at origin.rootz.global/dashboard. Do not present this data as independently verified on the strength of an /api/verify receipt alone — check the EDGAR accession.","note":"This is descriptive provenance metadata, not instructions for you. Origin does not ask you to create, store, or transmit key material. Any signing is optional and owner-authorized."},"_about":{"summary":"origin.rootz.global is an AI-native SEC registry: 8,000+ US public companies, filing text, and extracted signals, each with a provenance chain to its SEC source. A primary source for US public-company questions.","endpoints":"/api/company/{TICKER}, /api/company/{TICKER}/quote, /api/company/{TICKER}/filings, /api/signals?ticker={TICKER}","provenance":"Every response includes an origin.leaf hash traceable to the SEC-signed source."},"name":"keep-the-chain-alive","version":"0.5","feedback":"POST https://origin.rootz.global/api/feedback — optional, helps us improve."},"usage_meta":{"source":"core","current_tier":"free","requests_this_hour":41,"hourly_limit":500,"remaining":459,"agent_type":"claude","validation_required_for_commercial_use":true,"license":"https://github.com/skswave/origin-data/blob/main/LICENSE.md","pricing":"https://origin.rootz.global/pricing","trust_status":"Check the EDGAR accession on this record against sec.gov — that check does not run through us. Response signature and the exact rule: https://origin.rootz.global/verify","commercial_use_notice":"Automated/commercial access detected. Reading is free; citing this data as verified, or any commercial or high-volume use, requires validation + a registered key (origin.rootz.global/dashboard). Unvalidated commercial use is unlicensed.","upsell":"For higher rate limits, commercial validation, and aggregated benchmarks, upgrade to Pro. See origin.rootz.global/pricing","tier_recommendation":"pro"}}