{"schema":"rootz.ai/filing-signals/v1","query":{"ticker":"CAT","limit":50},"count":50,"signals":[{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":14,"context":"the mitigating actions we plan to take in 2026, the impact from tariffs could be around 20 percent higher. We remain confident that we will manage the impact of tariffs over time. In 2026, we expect restructuring costs of approximately $300 million to $350million and capital expenditures of around $3.5 billion. We anticipate our 2026 estimated annual effective tax rate to be 23.0percent, excluding discrete items. F","filed_date":"2026-02-13","accession":"0000018230-26-000008","full_text":"https://origin.rootz.global/static/filing/0000018230-26-000008.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"risk_factor","strength":100,"match_count":63,"context":"perations of our customers, dealers and suppliers. Material and component shortages, logistics constraints and labor inefficiencies could limit our ability to meet customer demand, which could have a material adverse effect on our business, results of operations and/or financial condition.These catastrophic events can significantly increase economic and customer demand uncertainty, cause inflationary pressure in the U.S","filed_date":"2026-02-13","accession":"0000018230-26-000008","full_text":"https://origin.rootz.global/static/filing/0000018230-26-000008.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":16,"context":"tures. These costs are included in Other operating (income) expenses except for defined-benefit plan curtailment losses and special termination benefits, which are included in Other income (expense). Restructuring costs also include other exit-related costs, which may consist of accelerated depreciation, inventory write-downs, building demolition, equipment relocation and project management costs and LIFO inventory","filed_date":"2025-11-03","accession":"0000018230-25-000048","full_text":"https://origin.rootz.global/static/filing/0000018230-25-000048.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":16,"context":"tures. These costs are included in Other operating (income) expenses except for defined-benefit plan curtailment losses and special termination benefits, which are included in Other income (expense). Restructuring costs also include other exit-related costs, which may consist of accelerated depreciation, inventory write-downs, building demolition, equipment relocation and project management costs and LIFO inventory","filed_date":"2025-08-06","accession":"0000018230-25-000040","full_text":"https://origin.rootz.global/static/filing/0000018230-25-000040.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"risk_factor","strength":100,"match_count":14,"context":"otherwise, or in the earnings, business affairs or business prospects of the Company and its subsidiaries considered as one enterprise, whether or not arising in the ordinary course of business (a **Material Adverse Effect**), (B) there shall have been no transactions entered into by the Company or any of its subsidiaries, other than those in the ordinary course of business or as disclosed in filings (whether filed or","filed_date":"2025-05-15","accession":"0001104659-25-049132","full_text":"https://origin.rootz.global/static/filing/0001104659-25-049132.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"strategic_event","strength":100,"match_count":16,"context":"vel. In April 2025, we announced the appointment of Joe Creed as chief executive officer as a result of an intentional, robust, methodical and multi-year, succession planning process. Jim Umpleby was appointed executive chairman and will continue to provide counsel to Joe and the board to ensure a smooth transition of leadership. We are deeply grateful to Jim for his leadership and appreciate the outstanding results he achie","filed_date":"2025-04-30","accession":"0001308179-25-000529","full_text":"https://origin.rootz.global/static/filing/0001308179-25-000529.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":21,"context":"ng (income) costs | 195 | 0.32 | 194 | 0.30 | | | Pension/OPEB mark-to-market (gains) losses | (154) | (0.23) | (97) | (0.14) | | | Tax law change related to currency translation | | (0.46) | | | | | Restructuring costs - Longwall divestiture | | | 586 | 1.14 | | | Deferred tax valuation allowance adjustments | | | | (0.21) | | | Adjusted profit | $ | 13,578 | $ | 21.90 | $ | 13,733 | $ | 21.21 | | | | Enterprise op","filed_date":"2025-02-14","accession":"0000018230-25-000008","full_text":"https://origin.rootz.global/static/filing/0000018230-25-000008.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"risk_factor","strength":100,"match_count":63,"context":"perations of our customers, dealers and suppliers. Material and component shortages, logistics constraints and labor inefficiencies could limit our ability to meet customer demand, which could have a material adverse effect on our business, results of operations and/or financial condition.These catastrophic events can significantly increase economic and customer demand uncertainty, cause inflationary pressure in the U.S","filed_date":"2025-02-14","accession":"0000018230-25-000008","full_text":"https://origin.rootz.global/static/filing/0000018230-25-000008.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":25,"context":"tures. These costs are included in Other operating (income) expenses except for defined-benefit plan curtailment losses and special termination benefits, which are included in Other income (expense). Restructuring costs also include other exit-related costs, which may consist of accelerated depreciation, inventory write-downs, building demolition, equipment relocation and project management costs and LIFO inventory","filed_date":"2024-11-06","accession":"0000018230-24-000053","full_text":"https://origin.rootz.global/static/filing/0000018230-24-000053.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":31,"context":"tures. These costs are included in Other operating (income) expenses except for defined-benefit plan curtailment losses and special termination benefits, which are included in Other income (expense). Restructuring costs also include other exit-related costs, which may consist of accelerated depreciation, inventory write-downs, building demolition, equipment relocation and project management costs and LIFO inventory","filed_date":"2024-08-07","accession":"0000018230-24-000045","full_text":"https://origin.rootz.global/static/filing/0000018230-24-000045.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"strategic_event","strength":100,"match_count":13,"context":"idated results of operations, financial position or liquidity. 15.Income taxesThe effective tax rate for the three months ended June 30, 2024 of 23.9 percent was negatively impacted by losses for the divestiture of two non-U.S. entities with no related tax benefit compared to 20.6 percent for the three months ended June 30, 2023 which included a benefit due to a change in a valuation allowance for certain defer","filed_date":"2024-08-07","accession":"0000018230-24-000045","full_text":"https://origin.rootz.global/static/filing/0000018230-24-000045.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":21,"context":"have grouped the reconciling items as follows:Corporate costs:These costs are related to corporate requirements primarily for compliance and legal functions for the benefit of the entire organization.Restructuring costs: May include costs for employee separation, long-lived asset impairments, contract terminations and (gains)/losses on divestitures. These costs are included in Other operating (income) expenses excep","filed_date":"2024-05-01","accession":"0000018230-24-000020","full_text":"https://origin.rootz.global/static/filing/0000018230-24-000020.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"strategic_event","strength":100,"match_count":17,"context":"e board prior to April 1, 2008, also are able to participate in a Charitable Award Program. A donation of up to $500,000 will be made by the Company in the directors name to charitable organizations selected by the director and a donation of up to $500,000 also will be made by the Company in the directors name to the Caterpillar Foundation. Directors derive no financial benefit from the Charitable Award Program. |  |  2","filed_date":"2024-04-29","accession":"0001308179-24-000623","full_text":"https://origin.rootz.global/static/filing/0001308179-24-000623.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":31,"context":"| | | (Dollars in millions except per share data) | Profit Before Taxes | Profit Per Share | Profit Before Taxes | Profit Per Share | | | Profit | $ | 13,050 | $ | 20.12 | $ | 8,752 | $ | 12.64 | | | Restructuring costs - Longwall divestiture | 586 | 1.14 | | | | | Other restructuring costs | 194 | 0.30 | 299 | 0.43 | | | Mark-to-market (gains) losses | (97) | (0.14) | (606) | (0.91) | | | Deferred tax valuation all","filed_date":"2024-02-16","accession":"0000018230-24-000009","full_text":"https://origin.rootz.global/static/filing/0000018230-24-000009.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"risk_factor","strength":100,"match_count":63,"context":"and suppliers. Current material and component shortages, logistics constraints and labor inefficiencies limited and or could continue to limit our ability to meet customer demand, which could have a material adverse effect on our business, results of operations and/or financial condition.Pandemics can significantly increase economic and customer demand uncertainty, cause inflationary pressure in the U.S. and elsewhere","filed_date":"2024-02-16","accession":"0000018230-24-000009","full_text":"https://origin.rootz.global/static/filing/0000018230-24-000009.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"strategic_event","strength":100,"match_count":11,"context":"rge related to the Rail division, partially offset by higher selling, general and administrative (SG&A) and research and development (R&D) expenses, unfavorable manufacturing costs, the impact of the divestiture of the company's Longwall business and lower mark-to-market gains for remeasurement of pension and other postemployment benefit (OPEB) plans.Trends and Economic ConditionsOutlook for Key End Markets Ove","filed_date":"2024-02-16","accession":"0000018230-24-000009","full_text":"https://origin.rootz.global/static/filing/0000018230-24-000009.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":32,"context":"ve grouped the reconciling items as follows: Corporate costs:These costs are related to corporate requirements primarily for compliance and legal functions for the benefit of the entire organization. Restructuring costs: May include costs for employee separation, long-lived asset impairments, contract terminations and divestiture impacts. These costs are included in Other operating (income) expenses except for defin","filed_date":"2023-11-01","accession":"0000018230-23-000056","full_text":"https://origin.rootz.global/static/filing/0000018230-23-000056.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"strategic_event","strength":100,"match_count":13,"context":"ete items discussed below. The comparative tax rate for full-year 2022 was 23.2 percent. The 2023 estimated annual tax rate excludes the impact of the nondeductible loss of $586million related to the divestiture of the company's Longwall business. In the nine months ended September30, 2023, the company recorded a discrete tax benefit of $88million due to a change in the valuation allowance for certain deferred","filed_date":"2023-11-01","accession":"0000018230-23-000056","full_text":"https://origin.rootz.global/static/filing/0000018230-23-000056.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":32,"context":"ve grouped the reconciling items as follows: Corporate costs:These costs are related to corporate requirements primarily for compliance and legal functions for the benefit of the entire organization. Restructuring costs: May include costs for employee separation, long-lived asset impairments, contract terminations and divestiture impacts. These costs are included in Other operating (income) expenses except for defin","filed_date":"2023-08-02","accession":"0000018230-23-000047","full_text":"https://origin.rootz.global/static/filing/0000018230-23-000047.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"strategic_event","strength":100,"match_count":13,"context":"ete items discussed below. The comparative tax rate for full-year 2022 was 23.2 percent. The 2023 estimated annual tax rate excludes the impact of the nondeductible loss of $586million related to the divestiture of the company's Longwall business. In the six months ended June30, 2023, the company recorded discrete tax benefits of $88million due to a change in the valuation allowance for certain deferred tax ass","filed_date":"2023-08-02","accession":"0000018230-23-000047","full_text":"https://origin.rootz.global/static/filing/0000018230-23-000047.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":30,"context":"ve grouped the reconciling items as follows: Corporate costs:These costs are related to corporate requirements primarily for compliance and legal functions for the benefit of the entire organization. Restructuring costs: May include costs for employee separation, long-lived asset impairments, contract terminations and divestiture impacts. These costs are included in Other operating (income) expenses except for defin","filed_date":"2023-05-03","accession":"0000018230-23-000022","full_text":"https://origin.rootz.global/static/filing/0000018230-23-000022.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"strategic_event","strength":100,"match_count":15,"context":"discussed below. The comparative tax rate for full-year 2022 was approximately 23.2 percent. The estimated annual tax rate excludes the impact of the nondeductible loss of $586million related to the divestiture of the company's Longwall business in the three months ended March 31, 2023. In addition, the company recorded a discrete tax benefit of $32million for the settlement of stock-based compensation awards","filed_date":"2023-05-03","accession":"0000018230-23-000022","full_text":"https://origin.rootz.global/static/filing/0000018230-23-000022.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"strategic_event","strength":100,"match_count":16,"context":"he board prior to April1, 2008, also are able to participate in a Charitable Award Program. A donation of up to $500,000 will be made by the Company in the directors name to charitable organizations selected by the director and a donation of up to $500,000 also will be made by the Company in the directors name to the Caterpillar Foundation. Directors derive no financial benefit from the Charitable Award Program. **2023*","filed_date":"2023-05-01","accession":"0001308179-23-000830","full_text":"https://origin.rootz.global/static/filing/0001308179-23-000830.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":36,"context":"......................... | | $ | 8,752 | | $ | 12.64 | | | $ | 8,204 | | $ | 11.83 | | | | Goodwill impairment..................................................... | | 925 | | 1.68 | | | | | | | | | Restructuring costs....................................................... | | 299 | | 0.43 | | | 90 | | 0.15 | | | | Mark-to-market (gains) losses...................................... | | (606) | | (0.91) | | | (833)","filed_date":"2023-02-15","accession":"0000018230-23-000011","full_text":"https://origin.rootz.global/static/filing/0000018230-23-000011.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"risk_factor","strength":100,"match_count":15,"context":"ure measures. Current material and component shortages, logistics constraints and labor inefficiencies have limited and could continue to limit our ability to meet customer demand, which could have a material adverse effect on our business, results of operations and/or financial condition. The COVID-19 pandemic has significantly increased economic and customer demand uncertainty, has caused inflationary pressure in the","filed_date":"2023-02-15","accession":"0000018230-23-000011","full_text":"https://origin.rootz.global/static/filing/0000018230-23-000011.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":27,"context":"ve grouped the reconciling items as follows: Corporate costs:These costs are related to corporate requirements primarily for compliance and legal functions for the benefit of the entire organization. Restructuring costs: May include costs for employee separation, long-lived asset impairments and contract terminations. These costs are included in Other operating (income) expenses except for defined-benefit plan curta","filed_date":"2022-11-02","accession":"0000018230-22-000223","full_text":"https://origin.rootz.global/static/filing/0000018230-22-000223.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":27,"context":"ve grouped the reconciling items as follows: Corporate costs:These costs are related to corporate requirements primarily for compliance and legal functions for the benefit of the entire organization. Restructuring costs: May include costs for employee separation, long-lived asset impairments and contract terminations. These costs are included in Other operating (income) expenses except for defined-benefit plan curta","filed_date":"2022-08-03","accession":"0000018230-22-000183","full_text":"https://origin.rootz.global/static/filing/0000018230-22-000183.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":23,"context":"ve grouped the reconciling items as follows: Corporate costs:These costs are related to corporate requirements primarily for compliance and legal functions for the benefit of the entire organization. Restructuring costs: May include costs for employee separation, long-lived asset impairments and contract terminations. These costs are included in Other operating (income) expenses except for defined-benefit plan curta","filed_date":"2022-05-04","accession":"0000018230-22-000112","full_text":"https://origin.rootz.global/static/filing/0000018230-22-000112.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"strategic_event","strength":100,"match_count":15,"context":"il 1, 2008, also are able to participate in a Charitable Award Program, under which a donation of up to $500,000 will be made by the Company in the director&#x2019;s name to charitable organizations selected by the director and a donation of up to $500,000 also will be made by the Company in the director&#x2019;s name to the Caterpillar Foundation. Directors derive no financial benefit from the Charitable Award Program.","filed_date":"2022-04-28","accession":"0001308179-22-000290","full_text":"https://origin.rootz.global/static/filing/0001308179-22-000290.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":26,"context":".................. | | $ | 8,204 | | $ | 11.83 | | | $ | 3,995 | | $ | 5.46 | | | | Mark-to-market (gains) losses...................................... | | (833) | | (1.17) | | | 383 | | 0.55 | | | | Restructuring costs....................................................... | | 90 | | 0.15 | | | 354 | | 0.55 | | | | Adjusted profit............................................................... | | $ | 7,461 | | $ |","filed_date":"2022-02-16","accession":"0000018230-22-000050","full_text":"https://origin.rootz.global/static/filing/0000018230-22-000050.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"risk_factor","strength":100,"match_count":17,"context":"ure measures. Current material and component shortages, logistics constraints and labor inefficiencies have limited and could continue to limit our ability to meet customer demand, which could have a material adverse effect on our business, results of operations and/or financial condition.  The COVID-19 pandemic caused a global recession and the sustainability of the economic recovery observed in 2021 remains unclear. T","filed_date":"2022-02-16","accession":"0000018230-22-000050","full_text":"https://origin.rootz.global/static/filing/0000018230-22-000050.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":32,"context":"ve grouped the reconciling items as follows: Corporate costs:These costs are related to corporate requirements primarily for compliance and legal functions for the benefit of the entire organization. Restructuring costs: May include costs for employee separation, long-lived asset impairments and contract terminations. These costs are included in Other operating (income) expenses except for defined-benefit plan curta","filed_date":"2021-11-03","accession":"0000018230-21-000260","full_text":"https://origin.rootz.global/static/filing/0000018230-21-000260.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":32,"context":"ve grouped the reconciling items as follows: Corporate costs:These costs are related to corporate requirements primarily for compliance and legal functions for the benefit of the entire organization. Restructuring costs: May include costs for employee separation, long-lived asset impairments and contract terminations. These costs are included in Other operating (income) expenses except for defined-benefit plan curta","filed_date":"2021-08-04","accession":"0000018230-21-000221","full_text":"https://origin.rootz.global/static/filing/0000018230-21-000221.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":27,"context":"ve grouped the reconciling items as follows: Corporate costs:These costs are related to corporate requirements primarily for compliance and legal functions for the benefit of the entire organization. Restructuring costs: May include costs for employee separation, long-lived asset impairments and contract terminations. These costs are included in Other operating (income) expenses except for defined-benefit plan curta","filed_date":"2021-05-05","accession":"0000018230-21-000151","full_text":"https://origin.rootz.global/static/filing/0000018230-21-000151.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"strategic_event","strength":100,"match_count":12,"context":"r to April 1, 2008, also are able to participate in a Charitable Award Program, under which a donation of up to $500,000 will be made by the Company in the directors name to charitable organizations selected by the director and a donation of up to $500,000 also will be made by the Company in the directors name to the Caterpillar Foundation. Directors derive no financial benefit from the Charitable Award Program. |  2021","filed_date":"2021-04-30","accession":"0001308179-21-000280","full_text":"https://origin.rootz.global/static/filing/0001308179-21-000280.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":37,"context":"was $2.998 billion in 2020, compared with $6.093 billion in 2019. The decrease was primarily due to lower sales volume, unfavorable price realization, lower profit from Financial Products and higher restructuring costs, partially offset by lower selling, general and administrative (SG&A) and research and development (R&D) expenses and favorable manufacturing costs. Fourth-quarter 2020 sales and revenues were $11.23","filed_date":"2021-02-17","accession":"0000018230-21-000063","full_text":"https://origin.rootz.global/static/filing/0000018230-21-000063.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"risk_factor","strength":100,"match_count":16,"context":"agement team, commodity prices, political events and the sustained value of the underlying collateral. Any increase in delinquencies, repossessions and net losses on customer obligations could have a material adverse effect on Cat Financial's and our earnings and cash flows. In addition, although Cat Financial evaluates and adjusts its allowance for credit losses related to past due and non-performing receivables on a r","filed_date":"2021-02-17","accession":"0000018230-21-000063","full_text":"https://origin.rootz.global/static/filing/0000018230-21-000063.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":29,"context":"ve grouped the reconciling items as follows: Corporate costs:These costs are related to corporate requirements primarily for compliance and legal functions for the benefit of the entire organization. Restructuring costs: May include costs for employee separation, long-lived asset impairments and contract terminations. These costs are included in Other operating (income) expenses except for defined-benefit plan curta","filed_date":"2020-11-04","accession":"0000018230-20-000297","full_text":"https://origin.rootz.global/static/filing/0000018230-20-000297.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":28,"context":"tems as follows: | | | | | | Corporate costs:These costs are related to corporate requirements primarily for compliance and legal functions for the benefit of the entire organization. | | | | | | | | Restructuring costs: May include costs for employee separation, long-lived asset impairments and contract terminations. These costs are included in Other operating (income) expenses except for defined-benefit plan curta","filed_date":"2020-08-05","accession":"0000018230-20-000214","full_text":"https://origin.rootz.global/static/filing/0000018230-20-000214.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"risk_factor","strength":100,"match_count":10,"context":"tion of these allegations with IBAMA, the initial notice from IBAMA included a proposed fine of approximately $370,000. We do not expect this fine or our response to address the allegations to have a material adverse effect on the Company's consolidated results of operations, financial position or liquidity. 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On January 7, 2015, the Company received a grand jury subpoena from the U.S. District Court for the Central Distr","filed_date":"2020-05-06","accession":"0000018230-20-000155","full_text":"https://origin.rootz.global/static/filing/0000018230-20-000155.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"strategic_event","strength":100,"match_count":16,"context":"r to April 1, 2008, also are able to participate in a Charitable Award Program, under which a donation of up to $500,000 will be made by the Company in the directors name to charitable organizations selected by the director and a donation of up to $500,000 also will be made by the Company in the directors name to the Caterpillar Foundation. 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Any increase in delinquencies, repossessions and net losses on customer obligations could have a material adverse effect on Cat Financial's and our earnings and cash flows. 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These costs are included in Other operating (income) expenses except for defined-benefit plan curta","filed_date":"2019-10-31","accession":"0000018230-19-000281","full_text":"https://origin.rootz.global/static/filing/0000018230-19-000281.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":47,"context":"tems as follows: | | | | | | Corporate costs:These costs are related to corporate requirements primarily for compliance and legal functions for the benefit of the entire organization. | | | | | | | | Restructuring costs: May include costs for employee separation, long-lived asset impairments and contract terminations. These costs are included in Other operating (income) expenses except for defined-benefit plan curta","filed_date":"2019-08-01","accession":"0000018230-19-000224","full_text":"https://origin.rootz.global/static/filing/0000018230-19-000224.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":40,"context":"tems as follows: | | | | | | Corporate costs:These costs are related to corporate requirements primarily for compliance and legal functions for the benefit of the entire organization. | | | | | | | | Restructuring costs: May include costs for employee separation, long-lived asset impairments and contract terminations. These costs are included in Other operating (income) expenses except for defined-benefit plan curta","filed_date":"2019-05-06","accession":"0000018230-19-000153","full_text":"https://origin.rootz.global/static/filing/0000018230-19-000153.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"strategic_event","strength":100,"match_count":13,"context":"or to April 1, 2008 also are able to participate in a Charitable Award Program, under which a donation of up to $500,000 will be made by the Company in the directors name to charitable organizations selected by the director and a donation of up to $500,000 also will be made by the Company in the directors name to the Caterpillar Foundation. Directors derive no financial benefit from the Charitable Award Program. **DIREC","filed_date":"2019-04-26","accession":"0001308179-19-000185","full_text":"https://origin.rootz.global/static/filing/0001308179-19-000185.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CAT","company":"CATERPILLAR INC","exchange":"NYSE","sector":"Construction Machinery & Equip","signal_type":"restructuring","strength":100,"match_count":81,"context":"mpared to profit per share of $1.26 in 2017. Profit was $6.147 billion in 2018, compared with $754 million in 2017. The increase was primarily due to lower tax expense, higher sales volume, decreased restructuring costsand improved price realization. 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