{"schema":"rootz.ai/filing-signals/v1","query":{"ticker":"CBOE","limit":50},"count":50,"signals":[{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":16,"context":"rin A. Mansfield Alexander J. Matturri, Jr. James E. Parisi RISK ASSESSMENT We believe that any potential risks arising from our employee compensation policies and practices are not likely to have a material adverse effect on us. With assistance from Meridian, the Compensation and Human Capital Committee reviewed and discussed a risk assessment of our compensation policies and practices for all employees for 2025, in","filed_date":"2026-04-02","accession":"0001628280-26-022939","full_text":"https://origin.rootz.global/static/filing/0001628280-26-022939.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"strategic_event","strength":100,"match_count":32,"context":", his employment agreement provides that the Company will nominate him as a director for stockholder approval at each annual meeting during his employment with us. All of the director nominees were elected as directors by stockholders at the 2025 Annual Meeting of Stockholders, other than Mr. Donohue, who was appointed in May 2025. Mr. Matturri is not standing for reelection as a director at the Annual Meeting.","filed_date":"2026-04-02","accession":"0001628280-26-022939","full_text":"https://origin.rootz.global/static/filing/0001628280-26-022939.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":76,"context":"2024. To support EMIR 3.0, approximately sixteen non-legislative acts and guidance are being developed for adoption before coming into force in the next twelve to eighteen months and which may have a material adverse effect on our business, financial condition, and operating results. EU Transparency Rules On November 11, 2021, the European Council (\"E.C.\") published its proposal for a review of EU market structure legi","filed_date":"2026-02-20","accession":"0001628280-26-010013","full_text":"https://origin.rootz.global/static/filing/0001628280-26-010013.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":27,"context":"ation to the Guarantor, generally accepted accounting principles standards and practices in the United States. | | \"**Group**\" means the Company and its Subsidiaries for the time being. \"**Guarantor Material Adverse Effect**\" means: | | (a) | a material adverse effect upon the operations, business or financial condition of the CGM Group, taken as a whole; | | | | (b) | a material impairment of the Guarantor to perfo","filed_date":"2025-06-27","accession":"0001104659-25-063674","full_text":"https://origin.rootz.global/static/filing/0001104659-25-063674.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":18,"context":"dward J. Fitzpatrick (Chair)Janet P. FroetscherJames E. ParisiRISK ASSESSMENTWe believe that any potential risks arising from our employee compensation policies and practices are not likely to have a material adverse effect on us. With assistance from Meridian, the Compensation Committee reviewed and discussed a risk assessment of our compensation policies and practices for all employees for 2024, including non-executiv","filed_date":"2025-04-03","accession":"0001628280-25-016381","full_text":"https://origin.rootz.global/static/filing/0001628280-25-016381.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"strategic_event","strength":100,"match_count":35,"context":"s. All of the director nominees have been recommended for election by our Nominating and Governance Committee and approved and nominated for election by our Board. All of the director nominees were elected as directors by stockholders at the 2024 Annual Meeting of Stockholders. All of the nominees have indicated their willingness to serve if elected. If any nominee is unable or unwilling to serve as a director","filed_date":"2025-04-03","accession":"0001628280-25-016381","full_text":"https://origin.rootz.global/static/filing/0001628280-25-016381.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":77,"context":"ncy regime for equities. These provisions are expected to be implemented in the second half of 2025 through a number of level 2 measures. The legislation, as drafted, does not appear likely to have a material adverse effect on our business, financial condition, and operating results. However, there are review clauses contained in the legislation which provide a further opportunity to review the effectiveness of the tran","filed_date":"2025-02-21","accession":"0001628280-25-006984","full_text":"https://origin.rootz.global/static/filing/0001628280-25-006984.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":27,"context":"lation to the Guarantor, generally accepted accounting principles standards and practices in the United States. | | \"**Group**\" means the Company and its Subsidiaries for the time being. \"**Guarantor Material Adverse Effect**\" means: 12 | | (a) | a material adverse effect upon the operations, business or financial condition of the CGM Group, taken as a whole; | | | | (b) | a material impairment of the Guarantor to per","filed_date":"2024-06-28","accession":"0001104659-24-076309","full_text":"https://origin.rootz.global/static/filing/0001104659-24-076309.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":13,"context":"Cboe Global Markets 2024 Proxy Statement | | Table of ContentsRisk AssessmentWe believe that any potential risks arising from our employee compensation policies and practices are not likely to have a material adverse effect on us. With assistance from Meridian, the Compensation Committee reviewed and discussed a risk assessment of our compensation policies and practices for all employees for 2023, including non-executiv","filed_date":"2024-04-04","accession":"0001558370-24-004692","full_text":"https://origin.rootz.global/static/filing/0001558370-24-004692.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"strategic_event","strength":100,"match_count":41,"context":"nce Committee and approved and nominated for election by our Board. All of the director nominees, other than Mses. Mansfield and Mao who were appointed in February 2024 and who are new nominees, were elected as directors by stockholders at the 2023 Annual Meeting of Stockholders. All of the nominees have indicated their willingness to serve if elected. If any nominee is unable or unwilling to serve as a director at","filed_date":"2024-04-04","accession":"0001558370-24-004692","full_text":"https://origin.rootz.global/static/filing/0001558370-24-004692.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":90,"context":"onsolidated tape for the EU and changes to the transparency regime for equities. These provisions are expected to be implemented in 2025. The legislation, as drafted, does not appear likely to have a material adverse effect on our business, financial condition and operating results. However, there are review clauses contained in the legislation which provide a further opportunity to review the effectiveness of the trans","filed_date":"2024-02-16","accession":"0001558370-24-001277","full_text":"https://origin.rootz.global/static/filing/0001558370-24-001277.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"strategic_event","strength":100,"match_count":11,"context":"ure, in the unlikely event that all of the VIEs assets become worthless, is limited to the carrying value of Companys investment. *Other Equity Investments* In the second quarter of 2022, the Company invested $5.0 million in a funding raise by Coin Metrics, Inc., a digital asset intelligence and crypto data startup, $5.9 million in a funding raise by CSD Br, a Brazilian bank and financial intermediary, and completed t","filed_date":"2024-02-16","accession":"0001558370-24-001277","full_text":"https://origin.rootz.global/static/filing/0001558370-24-001277.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":27,"context":"lation to the Guarantor, generally accepted accounting principles standards and practices in the United States. | | \"**Group**\" means the Company and its Subsidiaries for the time being. \"**Guarantor Material Adverse Effect**\" means: 12 | | (a) | a material adverse effect upon the operations, business or financial condition of the CGM Group, taken as a whole; | | | | (b) | a material impairment of the Guarantor to per","filed_date":"2023-07-05","accession":"0001104659-23-078169","full_text":"https://origin.rootz.global/static/filing/0001104659-23-078169.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"strategic_event","strength":100,"match_count":23,"context":"ly, his employment agreement provides that the Company will nominate him as a director for stockholder approval at each annual meeting during his employment with us. All of the director nominees were elected as directors by stockholders at the 2022 Annual Meeting of Stockholders. As a result of reaching retirement age, Mr. Sunshine is not standing for reelection as a director at the Annual Meeting. We thank him for","filed_date":"2023-03-31","accession":"0001558370-23-005195","full_text":"https://origin.rootz.global/static/filing/0001558370-23-005195.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":62,"context":"dance pursuant to the R&R Regulation, which are being finalized and are being adopted in stages. As European authorities finalize and adopt level 2 and 3 guidance, the final R&R Regulation may have a material adverse effect on our clearing business, financial condition and operating results. *EU Transparency Rules* On November 11, 2021, the European Council (E.C.) published its proposal for a review of EU market structu","filed_date":"2023-02-17","accession":"0001558370-23-001489","full_text":"https://origin.rootz.global/static/filing/0001558370-23-001489.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":19,"context":"trading, market disruptions and other future developments caused by the effects of COVID-19 could impact trading volumes and the demand for our products, market data, and services, which could have a material adverse effect on our business, financial condition, operating results and cash flows for fiscal year 2022 and could be material during any future period impacted either directly or indirectly by this pandemic. Com","filed_date":"2022-07-29","accession":"0001558370-22-011344","full_text":"https://origin.rootz.global/static/filing/0001558370-22-011344.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":27,"context":"Guarantor, generally accepted accounting principles standards and practices in the United States. | | | | 12 | | | \"**Group**\" means the Company and its Subsidiaries for the time being. \"**Guarantor Material Adverse Effect**\" means: | | (a) | a material adverse effect upon the operations, business or financial condition of the Cboe Group, taken as a whole; | | | | (b) | a material impairment of the Guarantor to perfo","filed_date":"2022-07-05","accession":"0001104659-22-077405","full_text":"https://origin.rootz.global/static/filing/0001104659-22-077405.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":31,"context":"ing (x) which has been obtained or made and is in full force and effect and (y) as to which the failure to obtain or make, individually or in the aggregate, would not reasonably be expected to have a Material Adverse Effect) is necessary or required in connection with the execution, delivery or performance of this Amendment and the Amended Credit Agreement. This Amendment and the Amended Credit Agreement constitute, a l","filed_date":"2022-04-01","accession":"0001104659-22-041780","full_text":"https://origin.rootz.global/static/filing/0001104659-22-041780.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"strategic_event","strength":100,"match_count":90,"context":"ly, his employment agreement provides that the Company will nominate him as a director for stockholder approval at each annual meeting during his employment with us. All of the director nominees were elected as directors by stockholders at the 2021 Annual Meeting of Stockholders. All of the nominees have indicated their willingness to serve if elected. If any nominee is unable or unwilling to serve as a director at","filed_date":"2022-03-31","accession":"0001558370-22-004834","full_text":"https://origin.rootz.global/static/filing/0001558370-22-004834.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":35,"context":"and Power | 62 | | i | 5.02. | Authorization; No Contravention | 62 | | | 5.03. | Governmental Authorization | 63 | | | 5.04. | Binding Effect | 63 | | | 5.05. | Financial Statements; No Material Adverse Effect | 63 | | | 5.06. | Litigation | 63 | | | 5.07. | No Default | 64 | | | 5.08. | Ownership of Property | 64 | | | 5.09. | Taxes | 64 | | | 5.10. | Margin Regulations; Investment Company","filed_date":"2022-02-28","accession":"0001104659-22-028175","full_text":"https://origin.rootz.global/static/filing/0001104659-22-028175.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":60,"context":"ESMA proposed a set of level 2 and level 3 guidance pursuant to the R&R Regulation. As European authorities finalize and potentially adopt level 2 and 3 guidance, the final R&R Regulation may have a material adverse effect on our clearing business, financial condition and operating results. *EU Transparency Rules* On November 11, 2021, the European Council (E.C.) published its proposal for a review of EU market structu","filed_date":"2022-02-18","accession":"0001558370-22-001386","full_text":"https://origin.rootz.global/static/filing/0001558370-22-001386.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":24,"context":"lieve, based on its current assessment of the Section 199 claims, that the reasonably expected aggregate amount of any additional liabilities that may result from these cases, if any, will not have a material adverse effect on the financial position, results of operations, or cash flows of the Company. As of June 30, 2021, the Company has not resolved these matters, and proceedings continue in U.S. Tax Court and the Cou","filed_date":"2021-07-30","accession":"0001558370-21-009722","full_text":"https://origin.rootz.global/static/filing/0001558370-21-009722.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":28,"context":"lation to the Guarantor, generally accepted accounting principles standards and practices in the United States. | | \"**Group**\" means the Company and its Subsidiaries for the time being. \"**Guarantor Material Adverse Effect**\" means: | | (a) | a material adverse effect upon the operations, business or financial condition of the Cboe Group; | | | | (b) | a material impairment of the Guarantor to perform its payment obl","filed_date":"2021-07-02","accession":"0001104659-21-088912","full_text":"https://origin.rootz.global/static/filing/0001104659-21-088912.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":32,"context":"ing (x) which has been obtained or made and is in full force and effect and (y) as to which the failure to obtain or make, individually or in the aggregate, would not reasonably be expected to have a Material Adverse Effect) is necessary or required in connection with the execution, delivery or performance of this Amendment and the Amended Credit Agreement. This Amendment and the Amended Credit Agreement constitute, a l","filed_date":"2021-07-01","accession":"0001104659-21-087851","full_text":"https://origin.rootz.global/static/filing/0001104659-21-087851.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"strategic_event","strength":100,"match_count":90,"context":"ly, his employment agreement provides that the Company will nominate him as a director for stockholder approval at each annual meeting during his employment with us. All of the director nominees were elected as directors by stockholders at the 2020 Annual Meeting of Stockholders, other than Jennifer J. McPeek, who was appointed in August 2020, and Ivan K. Fong and Alexander J. Matturri, Jr., who were appointed in De","filed_date":"2021-04-01","accession":"0001558370-21-003867","full_text":"https://origin.rootz.global/static/filing/0001558370-21-003867.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":43,"context":"of the R&R Regulation was published in the Official Journal of the EU on January 22, 2021. As European authorities finalize and potentially adopt level 2 guidance, the final R&R Regulation may have a material adverse effect on our business, financial condition and operating results. **Compliance** *U.S. Securities Industry* Federal securities laws have established a two-tiered system for the regulation of securities ex","filed_date":"2021-02-19","accession":"0001558370-21-001286","full_text":"https://origin.rootz.global/static/filing/0001558370-21-001286.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":28,"context":"lation to the Guarantor, generally accepted accounting principles standards and practices in the United States. | | \"**Group**\" means the Company and its Subsidiaries for the time being. \"**Guarantor Material Adverse Effect**\" means: | | (a) | a material adverse effect upon the operations, business or financial condition of the Cboe Group; | | | | (b) | a material impairment of the Guarantor to perform its payment obl","filed_date":"2020-07-01","accession":"0001104659-20-079758","full_text":"https://origin.rootz.global/static/filing/0001104659-20-079758.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":30,"context":"ing (x) which has been obtained or made and is in full force and effect and (y) as to which the failure to obtain or make, individually or in the aggregate, would not reasonably be expected to have a Material Adverse Effect) is necessary or required in connection with the execution, delivery or performance of this Amendment and the Amended Credit Agreement. This Amendment and the Amended Credit Agreement constitute, a l","filed_date":"2020-06-03","accession":"0001104659-20-069453","full_text":"https://origin.rootz.global/static/filing/0001104659-20-069453.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"strategic_event","strength":100,"match_count":88,"context":"or stockholder approval at each annual meeting during his employment with us. All of the director nominees, other than Fredric J. Tomczyk who was appointed in July 2019 and who is a new nominee, were elected as directors by stockholders at the 2019 Annual Meeting of Stockholders. Frank E. English, Jr. and Carole E. Stone are not standing for reelection as directors at the Annual Meeting. We thank them for their ded","filed_date":"2020-04-02","accession":"0001558370-20-003533","full_text":"https://origin.rootz.global/static/filing/0001558370-20-003533.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":33,"context":"adversely affect our business, financial condition or results of operations, liquidity, and cash flows. Loss of our right to exclusively list and trade certain index options and futures could have a material adverse effect on our financial performance. We hold exclusive licenses to list securities index options on the S&P500 Index, the Russell 2000 Index, as well as others, granted to us by the owners of such indices a","filed_date":"2020-02-21","accession":"0001558370-20-001127","full_text":"https://origin.rootz.global/static/filing/0001558370-20-001127.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"strategic_event","strength":100,"match_count":90,"context":"ly, his employment agreement provides that the Company will nominate him as a director for stockholder approval at each annual meeting during his employment with us. All of the director nominees were elected as directors by stockholders at the 2018 Annual Meeting of Stockholders. All of the nominees have indicated their willingness to serve if elected. If any nominee is unable or unwilling to serve as a director at","filed_date":"2019-04-04","accession":"0001558370-19-002781","full_text":"https://origin.rootz.global/static/filing/0001558370-19-002781.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":38,"context":"adversely affect our business, financial condition or results of operations, liquidity, and cash flows. Loss of our right to exclusively list and trade certain index options and futures could have a material adverse effect on our financial performance. We hold exclusive licenses to list securities index options on the S&P 500 Index, the Russell 2000 Index, as well as others, granted to us by the owners of such indexes","filed_date":"2019-02-22","accession":"0001558370-19-000884","full_text":"https://origin.rootz.global/static/filing/0001558370-19-000884.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"strategic_event","strength":100,"match_count":88,"context":"at the Company will nominate him as a director for stockholder approval at each annual meeting during his employment with us. All of the director nominees, other than Mr. Parisi and Ms. Sommers, were elected as directors by stockholders at the 2017 Annual Meeting of Stockholders. Messrs. Boris, Mitchell and Skinner are not standing for reelection as directors at the Annual Meeting. We thank them for their dedicated","filed_date":"2018-04-05","accession":"0001374310-18-000012","full_text":"https://origin.rootz.global/static/filing/0001374310-18-000012.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":27,"context":"on and Power | 41 | | | 5.02. | Authorization; No Contravention | 41 | | | 5.03. | Governmental Authorization | 41 | | | 5.04. | Binding Effect | 42 | | | 5.05. | Financial Statements; No Material Adverse Effect | 42 | | | 5.06. | Litigation | 42 | | | 5.07. | No Default | 42 | | | 5.08. | Ownership of Property; Liens | 42 | | i ** | 5.09. | Taxes | 43 | | | 5.10. | Margin Regulations; Invest","filed_date":"2018-03-23","accession":"0001104659-18-019674","full_text":"https://origin.rootz.global/static/filing/0001104659-18-019674.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":34,"context":"ondition or results of operations, liquidity, cash flows and the Merger. Risks Relating to Our Business Loss of our right to exclusively list and trade certain index options and futures could have a material adverse effect on our financial performance. We hold exclusive licenses to list securities index options on the S&P 500 Index, the Russell 2000 Index, as well as others, granted to us by the owners of such indexes","filed_date":"2018-02-22","accession":"0001558370-18-000953","full_text":"https://origin.rootz.global/static/filing/0001558370-18-000953.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":31,"context":"of our Annual Report on Form 10-K for the year ended December 31, 2016. Risks Relating to Our Business Loss of our right to exclusively list and trade certain index options and futures could have a material adverse effect on our financial performance. We hold exclusive licenses to list securities index options on the S&P500 Index, the Russell 2000 Index, as well as others, granted to us by the owners of such indexes a","filed_date":"2017-05-11","accession":"0001374310-17-000014","full_text":"https://origin.rootz.global/static/filing/0001374310-17-000014.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"strategic_event","strength":100,"match_count":78,"context":". All of the director nominees have been recommended for election by our Nominating and Governance Committee and approved and nominated for election by our Board. Eleven of the director nominees were elected as directors by stockholders at the 2016 Annual Meeting of Stockholders: Edward T. Tilly, James R. Boris, Frank E. English, Jr., William M. Farrow III, Edward J. Fitzpatrick, Janet P. Froetscher, Jill R. Goodman","filed_date":"2017-04-06","accession":"0001374310-17-000010","full_text":"https://origin.rootz.global/static/filing/0001374310-17-000010.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":32,"context":"condition or results of operations, liquidity, cash flows and the Merger. Risks Relating to Our Business Loss of our right to exclusively list and trade certain index options and futures could have a material adverse effect on our financial performance. We hold exclusive licenses to list securities index options on the S&P500 Index, the S&P100 Index, the Russell 2000 Index, as well as others, granted to us by the owners","filed_date":"2017-02-21","accession":"0001374310-17-000006","full_text":"https://origin.rootz.global/static/filing/0001374310-17-000006.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"strategic_event","strength":100,"match_count":10,"context":"-regulatory organization commitments for CBOE and C2. In connection with the anticipated merger with Bats and the planned migration to the Bats trading platform and the suspension of CBOE Vector, our investment of $15.0 million related to the development of Vector, in 2017, could become obsolete or result in a shorter than expected useful life. Royalty Fees Royalty fees for the year ended December31, 2016were $77.9 million","filed_date":"2017-02-21","accession":"0001374310-17-000006","full_text":"https://origin.rootz.global/static/filing/0001374310-17-000006.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"ai_adoption","strength":100,"match_count":13,"context":"an Original Issue Discount Security, the rate prescribed in such Original Issue Discount Security. Interest Payment Date means, when used with respect to any Security, the Stated Maturity of an installment of interest on such Security. Lien or lien means any lien, mortgage, deed of trust, hypothecation, pledge, security interest, charge or encumbrance of any kind. Market Exchange Rate means, unless","filed_date":"2017-01-12","accession":"0001104659-17-002136","full_text":"https://origin.rootz.global/static/filing/0001104659-17-002136.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":33,"context":".02. | | Authorization; No Contravention | | 56 | | i ** | 5.03. | | Governmental Authorization | | 57 | | | 5.04. | | Binding Effect | | 57 | | | 5.05. | | Financial Statements; No Material Adverse Effect | | 57 | | | 5.06. | | Litigation | | 58 | | | 5.07. | | No Default | | 58 | | | 5.08. | | Ownership of Property; Liens | | 58 | | | 5.09. | | Taxes | | 58 | | | 5.10. | | Ma","filed_date":"2016-12-20","accession":"0001104659-16-163031","full_text":"https://origin.rootz.global/static/filing/0001104659-16-163031.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":96,"context":"hip, leasing or operation of its properties and assets makes such qualification or licensing necessary, except as, individually or in the aggregate, would not reasonably be expected to have a Company Material Adverse Effect. (b) The Company has made available to Parent true, correct and complete copies of the certificate of incorporation of the Company, as amended to the date of this Agreement (as so amended, the Compan","filed_date":"2016-09-28","accession":"0001104659-16-147001","full_text":"https://origin.rootz.global/static/filing/0001104659-16-147001.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"strategic_event","strength":100,"match_count":62,"context":"nd the percentage of our common stock beneficially owned, based on the number of shares outstanding on March 1, 2016by each of: | | | | | | our directors and new director nominee, | | | | | | | | our named executive officers, | | | | | | | | our directors, new director nominee and executive officers as a group, and | | | | | | | | beneficial owners of more than 5% of our common stock. | | | | | | | | | | | | Name | | Nu","filed_date":"2016-04-06","accession":"0001374310-16-000041","full_text":"https://origin.rootz.global/static/filing/0001374310-16-000041.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":28,"context":"d adversely affect our business, financial condition or results of operations, liquidity and cash flows. Loss of our right to exclusively list and trade certain index options and futures could have a material adverse effect on our financial performance. We hold exclusive licenses to list securities index options on the S&P500 Index, the S&P100 Index, the Russell 2000 Index, as well as others, granted to us by the owners","filed_date":"2016-02-19","accession":"0001374310-16-000038","full_text":"https://origin.rootz.global/static/filing/0001374310-16-000038.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"strategic_event","strength":100,"match_count":50,"context":"erwise indicated below, and the percentage of our common stock beneficially owned, based on the number of shares outstanding on March 1, 2015by each of: | | | | | | our directors, | | | | | | | | our named executive officers, | | | | | | | | our directors and executive officers as a group, and | | | | | | | | beneficial owners of more than 5% of our common stock. | | 13 [Table of Contents](#s3CCFB5AF3F95DE75BC2838F69049","filed_date":"2015-04-01","accession":"0001374310-15-000011","full_text":"https://origin.rootz.global/static/filing/0001374310-15-000011.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":22,"context":"r business, financial condition or results of operations, liquidity and cash flows. Risks Relating to Our Business Loss of our right to exclusively list certain index options and futures could have a material adverse effect on our financial performance. We hold exclusive licenses to list securities index options on the S&P500 Index, the S&P100 Index and the DJIA, granted to us by the owners of such indexes and have deve","filed_date":"2015-02-20","accession":"0001374310-15-000005","full_text":"https://origin.rootz.global/static/filing/0001374310-15-000005.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":27,"context":"ation to the Guarantor, generally accepted accounting principles, standards and practices in the United States. | | \"**Group**\" means the Company and its Subsidiaries for the time being. \"**Guarantor Material Adverse Effect**\" means: | | (a) | a material adverse effect upon the operations, business or financial condition of the CGM Group, taken as a whole; | | 10 | | (b) | a material impairment of the Guarantor to per","filed_date":"2026-06-26","accession":"0001104659-26-078295","full_text":"https://origin.rootz.global/static/filing/0001104659-26-078295.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":100,"match_count":35,"context":"and Power | 60 | | | 5.02. | Authorization; No Contravention | 61 | | | 5.03. | Governmental Authorization | 61 | | i | 5.04. | Binding Effect | 61 | | | 5.05. | Financial Statements; No Material Adverse Effect | 61 | | | 5.06. | Litigation | 61 | | | 5.07. | No Default | 61 | | | 5.08. | Ownership of Property | 62 | | | 5.09. | Taxes | 62 | | | 5.10. | Margin Regulations; Investment Company","filed_date":"2026-07-28","accession":"0001104659-26-087625","full_text":"https://origin.rootz.global/static/filing/0001104659-26-087625.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":96,"match_count":7,"context":"rty service providers for certain services that are important to our business. An interruption, significant increase in fees or cessation or impairment of such service by any third party could have a material adverse effect on our business, financial condition, and operating results.We depend on a number of service providers, including clearing organizations such as OCC, NSCC, the Depository Trust and Clearing Corporati","filed_date":"2025-08-01","accession":"0001628280-25-037149","full_text":"https://origin.rootz.global/static/filing/0001628280-25-037149.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"CBOE","company":"Cboe Global Markets, Inc.","exchange":"CBOE","sector":"Security & Commodity Brokers, Dealers, Exchanges & Services","signal_type":"risk_factor","strength":96,"match_count":7,"context":"he year ended December31, 2015 and subsequent Quarterly Reports on Form 10-Q. Risks Relating to the Merger Failure to complete the proposed Merger within the expected timeframe or at all could have a material adverse impact on our business, financial condition and results of operations. There can be no assurance that the Merger will occur. The closing of the Merger is subject to certain conditions, including, among othe","filed_date":"2016-11-08","accession":"0001374310-16-000060","full_text":"https://origin.rootz.global/static/filing/0001374310-16-000060.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."}],"origin":{"leaf":"1a51c5569f00c713e54773c5efcb27f1ccb1de7394dc27f09ab04c3f8fc8b037","formula":"v2: sha256( sha256(content) || parent || source_accession )","content_sha256":"bf0bb5079f246c82997639d5a18f7d484ab9542ed14f1026659a8feba0f6fcb1","parent":null,"source":"signal_search","chain":"sec.gov/EDGAR (retrieved over TLS, accession recorded) > origin.rootz.global extraction > this response","registry":"origin.rootz.global","verify":"Recompute it: sha256(sha256() || parent || source_accession). Deterministic — the same record yields the same leaf every time. GET /api/verify/{leaf} tells you whether we issued it.","stronger_check":"The leaf is our own hash. 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Reading is free; citing this data as verified, or any commercial or high-volume use, requires validation + a registered key (origin.rootz.global/dashboard). Unvalidated commercial use is unlicensed.","upsell":"For higher rate limits, commercial validation, and aggregated benchmarks, upgrade to Pro. See origin.rootz.global/pricing","tier_recommendation":"pro"}}