{"schema":"rootz.ai/filing-signals/v1","query":{"ticker":"ENDI","limit":50},"count":19,"signals":[{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"risk_factor","strength":100,"match_count":14,"context":"d regulations could result in regulatory fines, suspensions of personnel or other sanctions, including revocation of CBAs registration as an investment adviser which would, among other things, have a material adverse effect on our results of operations, financial condition or business. In addition to the foregoing, our business is subject to various federal, state, local and international laws and regulations. For examp","filed_date":"2024-04-01","accession":"0001493152-24-012465","full_text":"https://origin.rootz.global/static/filing/0001493152-24-012465.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"strategic_event","strength":100,"match_count":44,"context":"g December 31, 2023; | | | | 3. | To approve the ENDI Corp. 2022 Omnibus Equity Incentive Plan (the 2022 Plan); | | | | 4. | To approve, on an advisory basis, the compensation of the Companys named executive officers; | | | | 5. | To recommend, on an advisory basis, a three-year frequency with which the Company should conduct future stockholder advisory votes on named executive officer compensation; and | |","filed_date":"2023-04-11","accession":"0001437749-23-010022","full_text":"https://origin.rootz.global/static/filing/0001437749-23-010022.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"risk_factor","strength":100,"match_count":12,"context":"tions could result in regulatory fines, suspensions of personnel or other sanctions, including revocation of CBA’s registration as an investment adviser which would, among other things, have a material adverse effect on our results of operations, financial condition or business.   In addition to the foregoing, our business is subject to various federal, state, local and international laws and regulations. Fo","filed_date":"2023-03-30","accession":"0001437749-23-008614","full_text":"https://origin.rootz.global/static/filing/0001437749-23-008614.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"ai_adoption","strength":96,"match_count":12,"context":"| Includes 45,348 RSUs awarded to Alea Kleinhammer and 9,070 RSUs awarded to Jessica Greer on February 28, 2023 at a fair market value of $4.35 per share, which shall vest in four equal annual installments with the first installment vesting on January 1, 2025. The RSUs shall be settled by the Company in the year following the year in which the applicable vesting date occurs, but no later than March","filed_date":"2024-04-01","accession":"0001493152-24-012465","full_text":"https://origin.rootz.global/static/filing/0001493152-24-012465.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"ai_adoption","strength":80,"match_count":10,"context":"RSUs will be forfeited. Subject to the provisions of the 2022 Plan and the applicable award agreement, the plan administrator has the sole discretion to provide for the lapse of restrictions in installments. Unless the applicable award agreement provides otherwise, participants with restricted stock will generally have all of the rights of a stockholder; provided that dividends will only be paid if","filed_date":"2023-04-11","accession":"0001437749-23-010022","full_text":"https://origin.rootz.global/static/filing/0001437749-23-010022.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"strategic_event","strength":50,"match_count":5,"context":"orth the compensation paid or accrued during the fiscal years ended December 31, 2023 and 2022 to our principal executive officer, our principal financial officer, and one additional officer (each, a Named Executive Officer): | | | David Sherman, Chief Executive Officer and Director; | | | | | Alea Kleinhammer, Chief Financial Officer; and | | | | | Jessica Greer, Secretary. | | | Name and Principal Position (","filed_date":"2024-04-01","accession":"0001493152-24-012465","full_text":"https://origin.rootz.global/static/filing/0001493152-24-012465.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"strategic_event","strength":48,"match_count":6,"context":"4 annual meeting of stockholders or until their respective successors are duly elected and qualified or until their earlier death, resignation or removal. Holders of the Companys Class A common stock elected two directors (Steven Kiel and Abigail Posner) and the holder of the Companys Class B common stock elected three directors (David Sherman, Thomas McDonnell and Mahendra Gupta).  The result of the votes to el","filed_date":"2023-05-22","accession":"0001437749-23-015482","full_text":"https://origin.rootz.global/static/filing/0001437749-23-015482.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"strategic_event","strength":32,"match_count":4,"context":"terfoods Consolidated, Inc., Sitestar Corporation, and then Enterprise Diversified, Inc.) was incorporated in Delaware on December 23, 2021. On August 11, 2022, the Company successfully completed its merger with Enterprise Diversified, Inc. (“Enterprise Diversified”) and CrossingBridge Advisors, LLC (“CrossingBridge”). Pursuant to the merger, Enterprise Diversified and CrossingBri","filed_date":"2022-08-22","accession":"0001437749-22-021125","full_text":"https://origin.rootz.global/static/filing/0001437749-22-021125.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"risk_factor","strength":26,"match_count":2,"context":"to innovate and develop new products and services; | | | | | maintenance of strategic alliances; | | | | | loss of one or more significant partners or customers; | | | | | occurrence of a material cybersecurity incident affecting our information systems, technology or data; | | | | | evolving government regulations applicable to our business and the potential for unfavorable changes to, or failure","filed_date":"2023-11-13","accession":"0001493152-23-040471","full_text":"https://origin.rootz.global/static/filing/0001493152-23-040471.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"risk_factor","strength":18,"match_count":1,"context":"n these or other matters may arise from time to time that may harm our business. We are currently not aware of any such legal proceedings or claims that will have, individually or in the aggregate, a material adverse effect on our business, financial condition or operating results. Except as set forth below, we are not currently aware of any other legal proceedings to which the Company is party. **Enterprise Diversified","filed_date":"2023-08-11","accession":"0001493152-23-027817","full_text":"https://origin.rootz.global/static/filing/0001493152-23-027817.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"ai_adoption","strength":16,"match_count":2,"context":"eptember 30, 2023 | | | Nine Months Ended September 30, 2023 | | | | Restricted stock units | | | 99,766 | | | 25% on the second anniversary of January 1, 2023, and thereafter in three equal installments on the subsequent three anniversaries of the initial vesting date, with 100% of the restricted stock vested on the fifth anniversary of the initial vesting, subject to the recipients continuous e","filed_date":"2023-11-13","accession":"0001493152-23-040471","full_text":"https://origin.rootz.global/static/filing/0001493152-23-040471.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"ai_adoption","strength":16,"match_count":2,"context":"ths Ended June 30, 2023 | | | Six Months Ended June 30, 2023 | | | | Restricted stock units | | | 99,766 | | | 25% on the second anniversary of January 1, 2023, and thereafter in three equal installments on the subsequent three anniversaries of the initial vesting date, with 100% of the restricted stock vested on the fifth anniversary of the initial vesting, subject to the recipients continuous e","filed_date":"2023-08-11","accession":"0001493152-23-027817","full_text":"https://origin.rootz.global/static/filing/0001493152-23-027817.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"ai_adoption","strength":16,"match_count":2,"context":"ule |   | Income Statement Impact |   | | | Restricted stock units |   |   | 99,766 |   | 25% on the second anniversary of January 1, 2023, and thereafter in three equal installments on the subsequent three anniversaries of the initial vesting date, with 100% of the restricted stock vested on the fifth anniversary of the initial vesting, subject to the recipient’s cont","filed_date":"2023-05-15","accession":"0001437749-23-014518","full_text":"https://origin.rootz.global/static/filing/0001437749-23-014518.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"risk_factor","strength":16,"match_count":2,"context":"h any property or asset of the Company is bound or affected, except in the case of clauses (ii) and (iii) such as would not have or reasonably be expected to have, individually or in the aggregate, a material adverse effect. (d)** Filings, Consents and Approvals**. No governmental orders, permissions, consents, approvals or authorizations are required to be obtained by the Company that have not been obtained, and no reg","filed_date":"2022-08-18","accession":"0001437749-22-020976","full_text":"https://origin.rootz.global/static/filing/0001437749-22-020976.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"risk_factor","strength":13,"match_count":1,"context":"n these or other matters may arise from time to time that may harm our business. We are currently not aware of any such legal proceedings or claims that will have, individually or in the aggregate, a material adverse effect on our business, financial condition or operating results. Except as set forth below, we are not currently aware of any other legal proceedings to which the Company is party.   **Enterprise Dive","filed_date":"2023-05-15","accession":"0001437749-23-014518","full_text":"https://origin.rootz.global/static/filing/0001437749-23-014518.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"backlog_growth","strength":8,"match_count":1,"context":"of legal aspects, pending transactions, and processes that may impact the issuer. A good investment in a bad business is not a recipe for enduring success.   In the first half of 2022, given the strong demand for conservative, low duration strategies in the rising-interest rate environment, there was high demand for CBA products, and the funds collectively experienced net inflows of approximately $140 mil","filed_date":"2023-03-30","accession":"0001437749-23-008614","full_text":"https://origin.rootz.global/static/filing/0001437749-23-008614.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"margin_pressure","strength":8,"match_count":1,"context":"al markets have recently experienced extreme volatility and disruptions, including severely diminished liquidity and credit availability, declines in consumer confidence, declines in economic growth, inflationary pressure and interest rate changes, increases in unemployment rates and uncertainty about economic stability. The financial markets and the global economy may also be adversely affected by the current or anti","filed_date":"2023-03-30","accession":"0001437749-23-008614","full_text":"https://origin.rootz.global/static/filing/0001437749-23-008614.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"backlog_growth","strength":8,"match_count":1,"context":"ion Fixed Income Fund and the Destinations Global Fixed Income Opportunities Fund since their inception in 2017. Fees generated from these activities serve as a core revenue stream for CBA. Given the strong demand for conservative, low duration strategies in this ultra-low-to-rising-interest rate environment, the CrossingBridge Low Duration High Yield Fund has experienced strong growth and is a strong and grow","filed_date":"2022-11-14","accession":"0001437749-22-027259","full_text":"https://origin.rootz.global/static/filing/0001437749-22-027259.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"ENDI","company":"ENDI Corp.","exchange":"OTC","sector":"Investment Advice","signal_type":"risk_factor","strength":8,"match_count":1,"context":"usiness purpose for not making such information public, and (d) such disclosure (i) would be reasonably likely to have an adverse impact on the Company, or (ii) would reasonably be expected to have a material adverse effect on the Companys ability to effect a material proposed acquisition, disposition, financing, reorganization, recapitalization or similar transaction. **Agreement** shall have the meaning given in the P","filed_date":"2022-08-12","accession":"0001437749-22-020381","full_text":"https://origin.rootz.global/static/filing/0001437749-22-020381.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."}],"origin":{"leaf":"cafa7c2851fcc5ef5afe9496c4805e1f4bd355a05e71a39fbc31446b864ca386","formula":"v2: sha256( sha256(content) || parent || source_accession )","content_sha256":"7fcfa13fc02b07fc1ca510f64e9c89f35018873813d3ff195f67309576788b17","parent":null,"source":"signal_search","chain":"sec.gov/EDGAR (retrieved over TLS, accession recorded) > origin.rootz.global extraction > this response","registry":"origin.rootz.global","verify":"Recompute it: sha256(sha256() || parent || source_accession). 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