{"schema":"rootz.ai/filing-signals/v1","query":{"ticker":"FLUX","limit":50},"count":50,"signals":[{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"strategic_event","strength":100,"match_count":23,"context":"presence of a quorum. For Proposal 1, directors are elected by a plurality vote. Plurality means that the five director nominees who receive the largest number of votes cast FOR such nominees will be elected as directors. As a result, any shares not voted FOR a particular nominee (whether as a result of a WITHHOLD vote, abstention or a broker non-vote, as described in the next paragraph) will not be counted in such","filed_date":"2026-02-10","accession":"0001493152-26-006010","full_text":"https://origin.rootz.global/static/filing/0001493152-26-006010.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"strategic_event","strength":100,"match_count":22,"context":"ector | | |  Michael Johnson | |  | 77 | | |  Director | | |  Lisa Walters-Hoffert(3) (4) | |  | 67 | | |  Director | | |  Mark F. Leposky(3) (6) | |  | 61 | | |  Director | | |  (1) |  Mr. Vanka was appointed as the Companys Director, Chief Executive Officer and President, effective March 10, 2025. | | |  (2) |  Mr. Mason was promoted from Vice President of Operations to Chief Operating Officer effective August 1, 2025. | | |  (3","filed_date":"2025-12-10","accession":"0001493152-25-026997","full_text":"https://origin.rootz.global/static/filing/0001493152-25-026997.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"the year ended June 30, 2024. As a result, our success depends on continued demand from this small group of customers and their willingness to incorporate our battery products in their equipment. The loss of a significant customer would have an adverse effect on our revenues. There is no assurance that we will be successful in our efforts to convince end users to accept our products. Our failure to gain acceptance of our produ","filed_date":"2025-10-20","accession":"0001493152-25-018677","full_text":"https://origin.rootz.global/static/filing/0001493152-25-018677.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_factor","strength":100,"match_count":34,"context":"o protect our intellectual property rights from unauthorized use or infringement by third parties. | | |  |  |  | | |  |  |  Our patent applications may not result in issued patents, which may have a material adverse effect on our ability to prevent others from commercially exploiting products similar to ours. | | |  |  |  | | |  |  |  We may face significant costs relating to environmental regulations for the storage a","filed_date":"2025-10-20","accession":"0001493152-25-018677","full_text":"https://origin.rootz.global/static/filing/0001493152-25-018677.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"strategic_event","strength":100,"match_count":24,"context":"|  Director | | |  Michael Johnson |  |  77 |  |  Director | | |  Lisa Walters-Hoffert(3) (4) |  |  67 |  |  Director | | |  Mark F. Leposky(3) (6) |  |  61 |  |  Director | | |  (1) |  Mr. Vanka was appointed as the Companys Director, Chief Executive Officer and President, effective March 10, 2025. | | |  (2) |  Mr. Mason was promoted from Vice President of Operations to Chief Operating Officer effective August 1, 2025. | | |  (3","filed_date":"2025-10-20","accession":"0001493152-25-018677","full_text":"https://origin.rootz.global/static/filing/0001493152-25-018677.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"the year ended June 30, 2024. As a result, our success depends on continued demand from this small group of customers and their willingness to incorporate our battery products in their equipment. The loss of a significant customer would have an adverse effect on our revenues. There is no assurance that we will be successful in our efforts to convince end users to accept our products. Our failure to gain acceptance of our produ","filed_date":"2025-09-17","accession":"0001493152-25-013771","full_text":"https://origin.rootz.global/static/filing/0001493152-25-013771.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_factor","strength":100,"match_count":66,"context":"y, obtain additional funds via a new facility or that funds will be available on terms acceptable to us, if at all. Failure to maintain the GBC debt facility without a replacement facility would have material adverse impact on our operations. If we were to access additional capital via an equity or equity-linked financing, such funding would result in dilution of the ownership interests of our current stockholders. If f","filed_date":"2025-09-17","accession":"0001493152-25-013771","full_text":"https://origin.rootz.global/static/filing/0001493152-25-013771.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_factor","strength":100,"match_count":9,"context":"continue its operations over the next twelve months. If such liquidity is not available when required, management will be required to curtail investments in new product development, which may have a material adverse effect on future cash flows and results of operations and the Companys ability to continue operating as a going concern. The accompanying condensed consolidated financial statements do not include any adjus","filed_date":"2025-05-08","accession":"0001641172-25-009264","full_text":"https://origin.rootz.global/static/filing/0001641172-25-009264.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"strategic_event","strength":100,"match_count":28,"context":"ng and corporate governance committee then recommends candidates to the full board, with the full board of directors selecting the candidates to be nominated for election by the stockholders or to be appointed by the board of directors to fill a vacancy. The nominating and corporate governance committee will consider director candidates proposed by stockholders as well as recommendations from other sources. Additional information","filed_date":"2025-04-09","accession":"0001641172-25-003404","full_text":"https://origin.rootz.global/static/filing/0001641172-25-003404.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_factor","strength":100,"match_count":68,"context":"y, obtain additional funds via a new facility or that funds will be available on terms acceptable to us, if at all. Failure to maintain the GBC debt facility without a replacement facility would have material adverse impact on our operations. If we were to access additional capital via an equity or equity-linked financing, such funding would result in dilution of the ownership interests of our current stockholders. If f","filed_date":"2025-01-29","accession":"0001493152-25-004175","full_text":"https://origin.rootz.global/static/filing/0001493152-25-004175.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"strategic_event","strength":100,"match_count":20,"context":"sky was elected to the Board on April 18, 2024. | | |  (5) |  On November 7, 2022, Mr. Masons position was expanded to include additional Company authority and delegation. | | |  (6) |  Mr. Royal was appointed as Chief Financial Officer and Secretary effective March 4, 2024. | | There are no arrangements or understandings between our directors and executive officers and any other person pursuant to which any director or officer was","filed_date":"2025-01-29","accession":"0001493152-25-004175","full_text":"https://origin.rootz.global/static/filing/0001493152-25-004175.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"strategic_event","strength":100,"match_count":40,"context":"US, LLP as the Companys independent registered public accounting firm for the fiscal year ending June 30, 2024; | | |  |  |  | | |  |  3. |  To approve, on an advisory basis, the compensation of our named executive officers; and | | |  |  |  | | |  |  4. |  To conduct any other business properly brought before the Annual Meeting. | | |  |  |  | | |  Record Date: |  The record date for the Annual Meeting is February 28,","filed_date":"2024-02-29","accession":"0001493152-24-008268","full_text":"https://origin.rootz.global/static/filing/0001493152-24-008268.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_factor","strength":100,"match_count":23,"context":"ownership interests of our stockholders. If such funds are not available on acceptable terms, we may be required to curtail our operations or take other actions to preserve our cash, which may have a material adverse effect on our future cash flows and results of operations. **We will need to raise additional capital or financing to continue to execute and expand our business.** While we expect that our existing cash an","filed_date":"2023-09-21","accession":"0001493152-23-033338","full_text":"https://origin.rootz.global/static/filing/0001493152-23-033338.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"strategic_event","strength":100,"match_count":14,"context":"authority and delegation. | | There are no arrangements or understandings between our directors and executive officers and any other person pursuant to which any director or officer was or is to be selected as a director or officer. **Business Experience** **Ronald F. Dutt**, **Chairman, Chief Executive Officer, President, and Director**. Mr. Dutt has been our chief executive officer, former interim chief financial officer and","filed_date":"2023-09-21","accession":"0001493152-23-033338","full_text":"https://origin.rootz.global/static/filing/0001493152-23-033338.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"ai_adoption","strength":100,"match_count":24,"context":"etion, including, but not limited to, Flux Power, Inc. a California corporation Unless otherwise determined by the Committee, any individual who is an eligible employee as of the first day of the enrollment period designated by the Committee for a particular Offering Period shall be eligible to participate in such Offering Period, subject to the requirements of Section 423 of the Internal Revenue Cod","filed_date":"2023-03-07","accession":"0001493152-23-006889","full_text":"https://origin.rootz.global/static/filing/0001493152-23-006889.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"strategic_event","strength":100,"match_count":16,"context":"to all of our directors, officers, and employees. Any waivers of any provision of this Code for our directors or officers may be granted only by our board of directors, or also Board, or a committee appointed by our board of directors. Any waivers of any provisions of this Code for an employee or a representative may be granted only by our chief executive officer or principal accounting officer. We have filed a copy of the Code w","filed_date":"2023-03-07","accession":"0001493152-23-006889","full_text":"https://origin.rootz.global/static/filing/0001493152-23-006889.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_factor","strength":100,"match_count":23,"context":"ownership interests of our stockholders. If such funds are not available on acceptable terms, we may be required to curtail our operations or take other actions to preserve our cash, which may have a material adverse effect on our future cash flows and results of operations. **We will need to raise additional capital or financing to continue to execute and expand our business.** While we expect that our existing cash an","filed_date":"2022-09-28","accession":"0001493152-22-026952","full_text":"https://origin.rootz.global/static/filing/0001493152-22-026952.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"strategic_event","strength":100,"match_count":12,"context":"nd Compensation Committee. | | There are no arrangements or understandings between our directors and executive officers and any other person pursuant to which any director or officer was or is to be selected as a director or officer. **Business Experience** **Ronald F. Dutt**. **Chairman, Chief Executive Officer, President, and Director**. Mr. Dutt has been our chief executive officer, former interim chief financial officer and","filed_date":"2022-09-28","accession":"0001493152-22-026952","full_text":"https://origin.rootz.global/static/filing/0001493152-22-026952.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"strategic_event","strength":100,"match_count":16,"context":"to all of our directors, officers, and employees. Any waivers of any provision of this Code for our directors or officers may be granted only by our board of directors, or also Board, or a committee appointed by our board of directors. We have filed a copy of the Code with the SEC and have made it available on our website at https://www.fluxpower.com/corporate-governance. In addition, we will provide any person, without charge, a","filed_date":"2022-03-14","accession":"0001493152-22-006717","full_text":"https://origin.rootz.global/static/filing/0001493152-22-006717.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_factor","strength":100,"match_count":21,"context":"ownership interests of our stockholders. If such funds are not available on acceptable terms, we may be required to curtail our operations or take other actions to preserve our cash, which may have a material adverse effect on our future cash flows and results of operations. **We will need to raise additional capital or financing to continue to execute and expand our business.** While we expect that our available cash,","filed_date":"2021-09-27","accession":"0001493152-21-023867","full_text":"https://origin.rootz.global/static/filing/0001493152-21-023867.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"strategic_event","strength":100,"match_count":11,"context":"nd Compensation Committee. | | There are no arrangements or understandings between our directors and executive officers and any other person pursuant to which any director or officer was or is to be selected as a director or officer. **Business Experience**  **Ronald F. Dutt**. **Chairman, Chief Executive Officer, President, and Director**. Mr. Dutt has been our chief executive officer, former interim chief financial officer and","filed_date":"2021-09-27","accession":"0001493152-21-023867","full_text":"https://origin.rootz.global/static/filing/0001493152-21-023867.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_factor","strength":100,"match_count":23,"context":"preemptive right or other restriction. Lock-Up Agreement means the Lock-Up Agreement, by and among the Company and the directors and officers of the Company, in the form of Exhibit B attached hereto. Material Adverse Effect shall have the meaning assigned to such term in Section 3.1(b). Material Permits shall have the meaning ascribed to such term in Section 3.1(n). Per Unit Purchase Price equals $7.00, subject to adjus","filed_date":"2021-09-23","accession":"0001493152-21-023512","full_text":"https://origin.rootz.global/static/filing/0001493152-21-023512.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"strategic_event","strength":100,"match_count":41,"context":"US, LLP as the Companys independent registered public accounting firm for the fiscal year ending June 30, 2021; | | |  |  |  | | |  |  4. |  To approve, on an advisory basis, the compensation of our named executive officers; | | |  |  |  | | |  |  5. |  To indicate, on an advisory basis, the frequency of future advisory votes on the compensation of our named executive officers; and | | |  |  |  | | |  |  6. |  To condu","filed_date":"2021-03-15","accession":"0001493152-21-005940","full_text":"https://origin.rootz.global/static/filing/0001493152-21-005940.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_factor","strength":100,"match_count":20,"context":"ownership interests of our stockholders. If such funds are not available on acceptable terms, we may be required to curtail our operations or take other actions to preserve our cash, which may have a material adverse effect on our future cash flows and results of operations. | | 15 | | | | | | **We will need to raise additional capital or financing to continue to execute and expand our business.** While we expect that o","filed_date":"2020-09-28","accession":"0001493152-20-018485","full_text":"https://origin.rootz.global/static/filing/0001493152-20-018485.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"strategic_event","strength":100,"match_count":11,"context":"| |  John A. Cosentino, Jr.(2)(5) |  |  70 |  |  Director | | |  (1) |  Mr. Dutt resigned as our chief financial officer and secretary on December 16, 2018, and upon his resignation, Mr. Scheiwe was appointed as our chief financial officer and secretary on December 17, 2018. Mr. Ronald F. Dutt was appointed as Chairman of the Board of Directors on June 28, 2019 upon the resignation of Christopher Anthony. | | |  (2) |  Independent Dire","filed_date":"2020-09-28","accession":"0001493152-20-018485","full_text":"https://origin.rootz.global/static/filing/0001493152-20-018485.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_factor","strength":100,"match_count":22,"context":"available, management will be required to curtail its current operations and investments in additional sales and marketing and product development resources and capital expenditures, which may have a material adverse effect on our future cash flows and results of operations, and its ability to continue operating as a going concern. &#xA0; We have a history of losses and negative working capital, and we will require addi","filed_date":"2019-09-12","accession":"0001654954-19-010687","full_text":"https://origin.rootz.global/static/filing/0001654954-19-010687.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_factor","strength":100,"match_count":14,"context":"If such funds are not available, management will be required to curtail its investments in additional sales and marketing and product development resources and capital expenditures, which may have a material adverse effect on our future cash flows and results of operations, and its ability to continue operating as a going concern. Our level of indebtedness and an event of default under our existing credit facility coul","filed_date":"2018-09-27","accession":"0001654954-18-010522","full_text":"https://origin.rootz.global/static/filing/0001654954-18-010522.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_factor","strength":100,"match_count":14,"context":"If such funds are not available, management will be required to curtail its investments in additional sales and marketing and product development resources and capital expenditures, which may have a material adverse effect on our future cash flows and results of operations, and its ability to continue operating as a going concern. *** *** ***Our level of indebtedness and an event of default under our existing credit fa","filed_date":"2017-09-22","accession":"0001437749-17-016221","full_text":"https://origin.rootz.global/static/filing/0001437749-17-016221.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_factor","strength":100,"match_count":14,"context":"If such funds are not available, management will be required to curtail its investments in additional sales and marketing and product development resources and capital expenditures, which may have a material adverse effect on our future cash flows and results of operations, and its ability to continue operating as a going concern. *** *** ***Our level of indebtedness and an event of default under******our******existing","filed_date":"2016-09-26","accession":"0001437749-16-039123","full_text":"https://origin.rootz.global/static/filing/0001437749-16-039123.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_factor","strength":100,"match_count":19,"context":"If such funds are not available, management will be required to curtail its investments in additional sales and marketing and product development resources and capital expenditures, which may have a material adverse effect on our future cash flows and results of operations, and its ability to continue operating as a going concern. ** ** | | 12 | | | ** ** **Our level of indebtedness and an event of default under existi","filed_date":"2015-09-28","accession":"0001144204-15-057288","full_text":"https://origin.rootz.global/static/filing/0001144204-15-057288.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"strategic_event","strength":100,"match_count":36,"context":"ation to increase the authorized number of shares of common stock from 145,000,000 to 300,000,000, to vote on the 2014 Equity Incentive Plan, to approve, on an advisory basis, the compensation of our named executive officers, to vote, on an advisory basis, on the frequency of holding an advisory vote on the compensation of our named executive officers, and the ratification of the appointment of our independent registere","filed_date":"2015-01-08","accession":"0001144204-15-001265","full_text":"https://origin.rootz.global/static/filing/0001144204-15-001265.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_factor","strength":100,"match_count":16,"context":"If such funds are not available, management will be required to curtail its investments in additional sales and marketing and product development resources and capital expenditures, which may have a material adverse effect on our future cash flows and results of operations, and its ability to continue operating as a going concern. ** **  **Our level of indebtedness and an event of default under existing notes and credi","filed_date":"2014-10-07","accession":"0001144204-14-059936","full_text":"https://origin.rootz.global/static/filing/0001144204-14-059936.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_factor","strength":100,"match_count":16,"context":"If such funds are not available, management will be required to curtail its investments in additional sales and marketing and product development resources and capital expenditures, which may have a material adverse effect on the Companys future cash flows and results of operations, and its ability to continue operating as a going concern. | 10 | | | | | ** ** **Our substantial level of indebtedness and an event of def","filed_date":"2013-10-15","accession":"0001144204-13-055300","full_text":"https://origin.rootz.global/static/filing/0001144204-13-055300.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_factor","strength":100,"match_count":14,"context":"pending that may result from the current global economic downturn may weaken demand for items that use our battery products and BMS. A decrease in the demand for electric vehicles would likely have a material adverse effect on our results of operations. We are unable to predict the duration and severity of the current disruption in financial markets and the global adverse economic conditions and the effect such events m","filed_date":"2012-09-28","accession":"0001144204-12-053573","full_text":"https://origin.rootz.global/static/filing/0001144204-12-053573.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_factor","strength":100,"match_count":27,"context":"e, right of first refusal or other restriction. Losses means any and all losses, claims, damages, liabilities, settlement costs and expenses, including, without limitation, reasonable attorneys fees. Material Adverse Effect with respect to a party shall means (i) a material adverse effect on the results of operations, assets, business, prospects or financial condition of the party or (ii) material and adverse impairment","filed_date":"2012-05-24","accession":"0001214782-12-000038","full_text":"https://origin.rootz.global/static/filing/0001214782-12-000038.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"cal year ended June 30, 2025. As a result, our success depends on continued demand from this small group of customers and their willingness to incorporate our battery products in their equipment. The loss of a significant customer would have an adverse effect on our revenues. 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As such, our loss of access to our line of credit under the GBC Credit Facility or our collateral will have a material adverse effect on our operations, business and financial condition. | 19 | | | Table of Contents | | **We will need to raise additional capital or financing to continue to execute and expand our business.** We expe","filed_date":"2026-08-20","accession":"0001493152-26-039471","full_text":"https://origin.rootz.global/static/filing/0001493152-26-039471.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"strategic_event","strength":100,"match_count":20,"context":") |  |  67 |  |  Director | | |  Dale Robinette(3)(5) |  |  62 |  |  Director | | |  Michael Johnson |  |  78 |  |  Director | | |  Mark F. 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(3) Independent Dir","filed_date":"2026-08-20","accession":"0001493152-26-039471","full_text":"https://origin.rootz.global/static/filing/0001493152-26-039471.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"FLUX","company":"Flux Power Holdings, Inc.","exchange":"Nasdaq","sector":"Miscellaneous Electrical Machinery, Equipment & Supplies","signal_type":"strategic_event","strength":91,"match_count":7,"context":"s |  |  51 |  |  Director |  | There are no arrangements or understandings between our directors and executive officers and any other person pursuant to which any director or officer was or is to be selected as a director or officer. ***Business Experience*** ** ** **Christopher L. Anthony, Chairman.** Mr. Anthony was appointed as chairman on September 3, 2015 and has been a board member since June 14, 2012. 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