{"schema":"rootz.ai/filing-signals/v1","query":{"ticker":"GLAD","limit":50},"count":50,"signals":[{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":12,"context":"s and other cost-basis adjustments.27Table of ContentsInvestment ActivityDuring the three months ended December31, 2025, the following significant investment transactions occurred:In October 2025, we invested $11.0million in Total Access Elevator, LLC (Total Access), an existing portfolio company, through secured first lien debt. We also extended Total Access a new $9.85million delayed draw term loan commitment, which","filed_date":"2026-02-04","accession":"0001143513-26-000004","full_text":"https://origin.rootz.global/static/filing/0001143513-26-000004.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":72,"context":"l. We may in the future have difficulty accessing debt and equity capital, and a severe disruption in U.S. or global financial markets or deterioration in credit and financing conditions could have a material adverse effect on our business, financial condition, results of operations, and cash flows. In addition, significant changes in the capital markets have had, and may in the future have, a negative effect on the val","filed_date":"2025-11-17","accession":"0001143513-25-000015","full_text":"https://origin.rootz.global/static/filing/0001143513-25-000015.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":39,"context":", or investments in, 292 companies for a total of approximately $3.2 billion, before giving effect to principal repayments on investments and divestitures. During the year ended September30, 2025, we invested $310.7 million in 15 new portfolio companies and extended $86.1 million in investments to existing portfolio companies. In addition, we received a total of $352.3 million in combined net proceeds and principal repa","filed_date":"2025-11-17","accession":"0001143513-25-000015","full_text":"https://origin.rootz.global/static/filing/0001143513-25-000015.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":31,"context":"f.In October 2024, our investment in Antenna Research Associates, Inc. was sold, which resulted in a net realized gain on our common equity of approximately $59.3million and the repayment of our debt investment of $31.3million at par.In November 2024, we invested an additional $28.9million in Giving Home Healthcare, LLC (Giving Home), an existing portfolio company, through secured first lien debt. In June 2025, we invested","filed_date":"2025-08-04","accession":"0001143513-25-000012","full_text":"https://origin.rootz.global/static/filing/0001143513-25-000012.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":13,"context":"al Adverse Change means, with respect to any Person, any material adverse change in the business, condition (financial or otherwise), operations, performance, properties or prospects of such Person.  Material Adverse Effect means, with respect to any event or circumstance, an event or circumstance which would have or would be reasonably expected to have a material adverse effect on (a) the business, condition (financial","filed_date":"2025-06-25","accession":"0001193125-25-146907","full_text":"https://origin.rootz.global/static/filing/0001193125-25-146907.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":23,"context":"f.In October 2024, our investment in Antenna Research Associates, Inc. was sold, which resulted in a net realized gain on our common equity of approximately $59.3million and the repayment of our debt investment of $31.3million at par.In November 2024, we invested an additional $28.9million in Giving Home Healthcare, LLC, an existing portfolio company, through secured first lien debt.In November 2024, we invested $10.5milli","filed_date":"2025-05-06","accession":"0001143513-25-000008","full_text":"https://origin.rootz.global/static/filing/0001143513-25-000008.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":19,"context":"f.In October 2024, our investment in Antenna Research Associates, Inc. was sold, which resulted in a net realized gain on our common equity of approximately $59.3million and the repayment of our debt investment of $31.3million at par.In November 2024, we invested an additional $28.9million in Giving Home Healthcare, LLC, an existing portfolio company, through secured first lien debt.In November 2024, we invested $10.5milli","filed_date":"2025-02-11","accession":"0001143513-25-000005","full_text":"https://origin.rootz.global/static/filing/0001143513-25-000005.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":72,"context":"l. We may in the future have difficulty accessing debt and equity capital, and a severe disruption in U.S. or global financial markets or deterioration in credit and financing conditions could have a material adverse effect on our business, financial condition, results of operations, and cash flows. In addition, significant changes in the capital markets have had, and may in the future have, a negative effect on the val","filed_date":"2024-11-13","accession":"0001143513-24-000011","full_text":"https://origin.rootz.global/static/filing/0001143513-24-000011.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":52,"context":"lification, except where the failure of the Company and the Subsidiaries to be so qualified or in good standing or have such power or authority would not (i) have, individually or in the aggregate, a material adverse effect on the earnings, business, properties, assets, rights, operations, condition (financial or otherwise) or prospects of the Company and the Subsidiaries, taken as a whole, or (ii) prevent the consummat","filed_date":"2024-08-16","accession":"0001193125-24-202126","full_text":"https://origin.rootz.global/static/filing/0001193125-24-202126.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":38,"context":"pital. We may in the future have difficulty accessing debt and equity capital, and a severe disruption in the global financial markets or deterioration in credit and financing conditions could have a material adverse effect on our business, financial condition, results of operations, and cash flows. In addition, significant changes in the capital markets have had, and may in the future have, a negative effect on the val","filed_date":"2023-11-13","accession":"0001143513-23-000013","full_text":"https://origin.rootz.global/static/filing/0001143513-23-000013.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":12,"context":", or investments in, 273 companies for a total of approximately $2.6 billion, before giving effect to principal repayments on investments and divestitures. During the year ended September30, 2023, we invested $101.5 million in five new portfolio companies, received an interest in senior notes of $2.4 million, and extended $71.6 million in investments to existing portfolio companies primarily through refinancings and dra","filed_date":"2023-11-13","accession":"0001143513-23-000013","full_text":"https://origin.rootz.global/static/filing/0001143513-23-000013.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":56,"context":"ns under this Agreement, the Indenture and the Securities, except where the failure of the Company to be so qualified or in good standing or have such power or authority would not result in a Company Material Adverse Effect (as defined below). Each of the Companys consolidated subsidiaries other than those entities which would not constitute a significant subsidiary within the meaning of Rule 1-02(w) of Regulation S-X (","filed_date":"2023-08-11","accession":"0001193125-23-210802","full_text":"https://origin.rootz.global/static/filing/0001193125-23-210802.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":54,"context":"lification, except where the failure of the Company and the Subsidiaries to be so qualified or in good standing or have such power or authority would not (i) have, individually or in the aggregate, a material adverse effect on the earnings, business, properties, assets, rights, operations, condition (financial or otherwise) or prospects of the Company and the Subsidiaries, taken as a whole, or (ii) prevent the consummat","filed_date":"2023-07-28","accession":"0001193125-23-197814","full_text":"https://origin.rootz.global/static/filing/0001193125-23-197814.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":11,"context":"remaining cost basis and fair value of $0.2million as of June30, 2023. In December 2022, our investment in R2i Holdings, LLC paid off at par for net cash proceeds of $19.2million. In January 2023, we invested $29.0million in NeoGraf Solutions LLC (NeoGraf) through secured first lien debt and common equity. We also extended NeoGraf a $4.5million line of credit commitment, which was unfunded at close. In January and Mar","filed_date":"2023-07-26","accession":"0001143513-23-000010","full_text":"https://origin.rootz.global/static/filing/0001143513-23-000010.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":13,"context":"al Adverse Change means, with respect to any Person, any material adverse change in the business, condition (financial or otherwise), operations, performance, properties or prospects of such Person.  Material Adverse Effect means, with respect to any event or circumstance, an event or circumstance which would have or would be reasonably expected to have a material adverse effect on (a) the business, condition (financial","filed_date":"2023-06-22","accession":"0001193125-23-172523","full_text":"https://origin.rootz.global/static/filing/0001193125-23-172523.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":40,"context":"pital. We may in the future have difficulty accessing debt and equity capital, and a severe disruption in the global financial markets or deterioration in credit and financing conditions could have a material adverse effect on our business, financial condition, results of operations, and cash flows. In addition, significant changes in the capital markets have had, and may in the future have, a negative effect on the val","filed_date":"2022-11-14","accession":"0001143513-22-000017","full_text":"https://origin.rootz.global/static/filing/0001143513-22-000017.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":33,"context":"the foregoing. Often, these equity investments occur in connection with our original investment, recapitalizing a business, or refinancing existing debt. During the year ended September 30, 2022, we invested $215.3 million in 14 new portfolio companies and extended $59.6 million in investments to existing portfolio companies. In addition, during the year ended September 30, 2022, we exited eight portfolio companies thr","filed_date":"2022-11-14","accession":"0001143513-22-000017","full_text":"https://origin.rootz.global/static/filing/0001143513-22-000017.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":25,"context":".3% of the total investment portfolio at fair value, respectively. The following significant proprietary investment transactions occurred during the nine months ended June30, 2022 In October 2021, we invested $26.3 million in Engineering Manufacturing Technologies, LLC through secured first lien debt and equity.  26 [Table of Contents](#i456b2179141a400aa69c5728c6c367bc_7) In November 2021, our investment in Lignetics,","filed_date":"2022-07-27","accession":"0001143513-22-000009","full_text":"https://origin.rootz.global/static/filing/0001143513-22-000009.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":21,"context":".3% of the total investment portfolio at fair value, respectively. The following significant proprietary investment transactions occurred during the six months ended March31, 2022 In October 2021, we invested $26.3 million in Engineering Manufacturing Technologies, LLC through secured first lien debt and equity.  25 [Table](#i54cc4ea48fab4a83960d0eeb2afbbbca_7)[of](#i54cc4ea48fab4a83960d0eeb2afbbbca_7)[Contents](#i54cc","filed_date":"2022-05-03","accession":"0001143513-22-000007","full_text":"https://origin.rootz.global/static/filing/0001143513-22-000007.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":15,"context":"f the total investment portfolio at fair value, respectively. The following significant proprietary investment transactions occurred during the three months ended December31, 2021 In October 2021, we invested $26.3 million in Engineering Manufacturing Technologies, LLC through secured first lien debt and equity. In November 2021, our investment in Lignetics, Inc. was sold, which resulted in the recognition of success f","filed_date":"2022-02-02","accession":"0001143513-22-000003","full_text":"https://origin.rootz.global/static/filing/0001143513-22-000003.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":41,"context":"[Table of Contents](#toc) have difficulty accessing debt and equity capital, and a severe disruption in the global financial markets or deterioration in credit and financing conditions could have a material adverse effect on our business, financial condition, results of operations, and cash flows. In addition, significant changes in the capital markets have had, and may in the future have, a negative effect on the val","filed_date":"2021-11-15","accession":"0001193125-21-329867","full_text":"https://origin.rootz.global/static/filing/0001193125-21-329867.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":29,"context":"the foregoing. Often, these equity investments occur in connection with our original investment, recapitalizing a business, or refinancing existing debt.  During the year ended September 30, 2021, we invested $139.0 million in eight new portfolio companies and extended $42.8 million in investments to existing portfolio companies. In addition, during the year ended September 30, 2021, we exited ten portfolio companies th","filed_date":"2021-11-15","accession":"0001193125-21-329867","full_text":"https://origin.rootz.global/static/filing/0001193125-21-329867.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":25,"context":"investment portfolio at fair value, respectively. The following significant proprietary investment transactions occurred during the nine months ended June 30, 2021:  |  |  |  |  In December 2020, we invested $19.0 million in Effective School Solutions LLC through secured first lien debt. | | |  |  |  |  In December 2020, we invested $10.0 million in Encore Dredging Holdings, LLC through a combination of secured first","filed_date":"2021-08-03","accession":"0001193125-21-234987","full_text":"https://origin.rootz.global/static/filing/0001193125-21-234987.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":13,"context":"al Adverse Change means, with respect to any Person, any material adverse change in the business, condition (financial or otherwise), operations, performance, properties or prospects of such Person.  Material Adverse Effect means, with respect to any event or circumstance, an event or circumstance which would have or would be reasonably expected to have a material adverse effect on (a) the business, condition (financial","filed_date":"2021-05-13","accession":"0001193125-21-160676","full_text":"https://origin.rootz.global/static/filing/0001193125-21-160676.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":54,"context":"lification, except where the failure of the Company and the Subsidiaries to be so qualified or in good standing or have such power or authority would not (i) have, individually or in the aggregate, a material adverse effect on the earnings, business, properties, assets, rights, operations, condition (financial or otherwise) or prospects of the Company and the Subsidiaries, taken as a whole, or (ii) prevent the consummat","filed_date":"2021-05-10","accession":"0001193125-21-156350","full_text":"https://origin.rootz.global/static/filing/0001193125-21-156350.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":15,"context":"investment portfolio at fair value, respectively. The following significant proprietary investment transactions occurred during the six months ended March 31, 2021:  |  |  |  |  In December 2020, we invested $19.0 million in Effective School Solutions LLC through secured first lien debt. | | |  |  |  |  In December 2020, we invested $10.0 million in Encore Dredging Holdings, LLC through a combination of secured first","filed_date":"2021-05-04","accession":"0001193125-21-150008","full_text":"https://origin.rootz.global/static/filing/0001193125-21-150008.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":45,"context":"ment, the Indenture, the Securities and the DTC Agreement, except where the failure of the Company to be so qualified or in good standing or have such power or authority would not result in a Company Material Adverse Effect (defined below). Each of the Companys consolidated subsidiaries other than those entities which would not constitute a significant subsidiary within the meaning of Rule 1-02(w) of Regulation S-X are","filed_date":"2021-03-10","accession":"0001193125-21-076208","full_text":"https://origin.rootz.global/static/filing/0001193125-21-076208.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":45,"context":"ment, the Indenture, the Securities and the DTC Agreement, except where the failure of the Company to be so qualified or in good standing or have such power or authority would not result in a Company Material Adverse Effect (defined below). Each of the Companys consolidated subsidiaries other than those entities which would not constitute a significant subsidiary within the meaning of Rule 1-02(w) of Regulation S-X are","filed_date":"2020-12-09","accession":"0001193125-20-313910","full_text":"https://origin.rootz.global/static/filing/0001193125-20-313910.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":40,"context":"pital. We may in the future have difficulty accessing debt and equity capital, and a severe disruption in the global financial markets or deterioration in credit and financing conditions could have a material adverse effect on our business, financial condition, results of operations, and cash flows. In addition, significant changes in the capital markets have had, and may in the future have, a negative effect on the val","filed_date":"2020-11-10","accession":"0001193125-20-290152","full_text":"https://origin.rootz.global/static/filing/0001193125-20-290152.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":15,"context":"the foregoing. Often, these equity investments occur in connection with our original investment, recapitalizing a business, or refinancing existing debt.  During the year ended September 30, 2020, we invested $131.2 million in six new portfolio companies and extended $18.8 million in investments to existing portfolio companies. In addition, during the year ended September 30, 2020, we exited eleven portfolio companies t","filed_date":"2020-11-10","accession":"0001193125-20-290152","full_text":"https://origin.rootz.global/static/filing/0001193125-20-290152.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":13,"context":"of the total portfolio at fair value, respectively. The following significant proprietary investment transactions occurred during the nine months ended June 30, 2020:  |  |  |  |  In October 2019, we invested $14.0 million in Universal Survey Center, Inc. through secured first lien debt. | | |  |  |  |  In December 2019, we invested $24.0 million in Caf Zupas through secured first lien debt. | | |  |  |  |  In January","filed_date":"2020-07-29","accession":"0001193125-20-202539","full_text":"https://origin.rootz.global/static/filing/0001193125-20-202539.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":11,"context":"of the total portfolio at fair value, respectively. The following significant proprietary investment transactions occurred during the six months ended March 31, 2020:  |  |  |  |  In October 2019, we invested $14.0 million in Universal Survey Center, Inc. through secured first lien debt. | | |  |  |  |  In December 2019, we invested $24.0 million in Caf Zupas through secured first lien debt. | | |  |  |  |  In January","filed_date":"2020-05-04","accession":"0001193125-20-132386","full_text":"https://origin.rootz.global/static/filing/0001193125-20-132386.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":37,"context":"pital. We may in the future have difficulty accessing debt and equity capital, and a severe disruption in the global financial markets or deterioration in credit and financing conditions could have a material adverse effect on our business, financial condition, results of operations, and cash flows. In addition, significant changes in the capital markets have had, and may in the future have, a negative effect on the val","filed_date":"2019-11-13","accession":"0001193125-19-290988","full_text":"https://origin.rootz.global/static/filing/0001193125-19-290988.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":35,"context":"the foregoing. Often, these equity investments occur in connection with our original investment, recapitalizing a business, or refinancing existing debt.  During the year ended September 30, 2019, we invested $124.2 million in 13 new portfolio companies and extended $22.9 million of investments to existing portfolio companies. In addition, during the year ended September 30, 2019, we exited ten portfolio companies throu","filed_date":"2019-11-13","accession":"0001193125-19-290988","full_text":"https://origin.rootz.global/static/filing/0001193125-19-290988.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":29,"context":"the nine months ended June 30, 2019:  |  |  |  |  In October 2018, our investment in TWS Acquisition Corporation paid off at par for net proceeds of $2.0 million. | | |  |  |  |  In November 2018, we invested $16.7 million in Antenna Research Associates, Inc. through a combination of secured first lien debt and equity. | | |  |  |  |  In December 2018, we invested $20.0 million in R2i Holdings, LLC through secured firs","filed_date":"2019-08-05","accession":"0001193125-19-212962","full_text":"https://origin.rootz.global/static/filing/0001193125-19-212962.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":13,"context":"al Adverse Change means, with respect to any Person, any material adverse change in the business, condition (financial or otherwise), operations, performance, properties or prospects of such Person.  Material Adverse Effect means, with respect to any event or circumstance, an event or circumstance which would have or would be reasonably expected to have a material adverse effect on (a) the business, condition (financial","filed_date":"2019-07-10","accession":"0001193125-19-191903","full_text":"https://origin.rootz.global/static/filing/0001193125-19-191903.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":21,"context":"the six months ended March 31, 2019:  |  |  |  |  In October 2018, our investment in TWS Acquisition Corporation paid off at par for net proceeds of $2.0 million. | | |  |  |  |  In November 2018, we invested $16.7 million in Antenna Research Associates, Inc. through a combination of secured first lien debt and equity. | | |  |  |  |  In December 2018, we invested $20.0 million in R2i Holdings, LLC through secured firs","filed_date":"2019-05-01","accession":"0001193125-19-132896","full_text":"https://origin.rootz.global/static/filing/0001193125-19-132896.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":13,"context":"urred during the three months ended December 31, 2018:  |  |  |  |  In October 2018, TWS Acquisition Corporation paid off at par for net proceeds of $2.0 million. | | |  |  |  |  In November 2018, we invested $16.7 million in Antenna Research Associates, Inc. through a combination of secured first lien debt and equity. | | |  |  |  |  In December 2018, we invested $20.0 million in R2i Holdings, LLC through secured firs","filed_date":"2019-02-06","accession":"0001193125-19-029519","full_text":"https://origin.rootz.global/static/filing/0001193125-19-029519.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":33,"context":"pital. We may in the future have difficulty accessing debt and equity capital, and a severe disruption in the global financial markets or deterioration in credit and financing conditions could have a material adverse effect on our business, financial condition and results of operations. In addition, significant changes in the capital markets have had, and may in the future have, a negative effect on the valuations of ou","filed_date":"2018-11-14","accession":"0001193125-18-326819","full_text":"https://origin.rootz.global/static/filing/0001193125-18-326819.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":25,"context":"the foregoing. Often, these equity investments occur in connection with our original investment, recapitalizing a business, or refinancing existing debt.  During the year ended September 30, 2018, we invested $67.9 million in ten new portfolio companies and extended $38.7 million of investments to existing portfolio companies. In addition, during the year ended September 30, 2018, we exited seven portfolio companies th","filed_date":"2018-11-14","accession":"0001193125-18-326819","full_text":"https://origin.rootz.global/static/filing/0001193125-18-326819.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":23,"context":"r investment in Flight Fit N Fun LLC for a realized gain of $0.6 million. In connection with the sale, we received net cash proceeds of approximately $9.4 million, including the repayment of our debt investment of $7.8 million at par. | | |  |  |  |  In October 2017, we invested $11.0 million in Applied Voice & Speech Technologies, Inc. through secured first lien debt. | | |  |  |  |  In November 2017, we invested $7.5 mil","filed_date":"2018-07-31","accession":"0001193125-18-233168","full_text":"https://origin.rootz.global/static/filing/0001193125-18-233168.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":21,"context":"r investment in Flight Fit N Fun LLC for a realized gain of $0.6 million. In connection with the sale, we received net cash proceeds of approximately $9.4 million, including the repayment of our debt investment of $7.8 million at par. | | |  |  |  |  In October 2017, we invested $11.0 million in Applied Voice & Speech Technologies, Inc. through secured first lien debt. | | |  |  |  |  In November 2017, we invested $7.5 mil","filed_date":"2018-05-02","accession":"0001193125-18-148736","full_text":"https://origin.rootz.global/static/filing/0001193125-18-148736.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":19,"context":"r investment in Flight Fit N Fun LLC for a realized gain of $0.6 million. In connection with the sale, we received net cash proceeds of approximately $9.4 million, including the repayment of our debt investment of $7.8 million at par. | | |  |  |  |  In October 2017, we invested $11.0 million in Applied Voice & Speech Technologies, Inc. through secured first lien debt. | | |  |  |  |  In November 2017, we invested $7.5 mil","filed_date":"2018-02-05","accession":"0001193125-18-032136","full_text":"https://origin.rootz.global/static/filing/0001193125-18-032136.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":34,"context":"pital. We may in the future have difficulty accessing debt and equity capital, and a severe disruption in the global financial markets or deterioration in credit and financing conditions could have a material adverse effect on our business, financial condition and results of operations. In addition, significant changes in the capital markets have had, and may in the future have, a negative effect on the valuations of ou","filed_date":"2017-11-20","accession":"0001193125-17-348201","full_text":"https://origin.rootz.global/static/filing/0001193125-17-348201.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":37,"context":"the foregoing. Often, these equity investments occur in connection with our original investment, recapitalizing a business, or refinancing existing debt.  During the year ended September 30, 2017, we invested $99.2 million in eleven new portfolio companies and extended $17.6 million of investments to existing portfolio companies. In addition, during the year ended September 30, 2017, we exited nine portfolio companies","filed_date":"2017-11-20","accession":"0001193125-17-348201","full_text":"https://origin.rootz.global/static/filing/0001193125-17-348201.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":42,"context":"tement, the General Disclosure Package, and the Prospectus except where the failure of the Company to be so qualified or in good standing or have such power or authority would not result in a Company Material Adverse Effect (defined below). Each of the Companys consolidated subsidiaries other than those entities which would not constitute a significant subsidiary within the meaning of Rule 1-02(w) of Regulation S-X (col","filed_date":"2017-09-21","accession":"0001193125-17-290460","full_text":"https://origin.rootz.global/static/filing/0001193125-17-290460.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"risk_factor","strength":100,"match_count":13,"context":"al Adverse Change means, with respect to any Person, any material adverse change in the business, condition (financial or otherwise), operations, performance, properties or prospects of such Person.  Material Adverse Effect means, with respect to any event or circumstance, an event or circumstance which would have or would be reasonably expected to have a material adverse effect on (a) the business, condition (financial","filed_date":"2017-08-29","accession":"0001193125-17-271954","full_text":"https://origin.rootz.global/static/filing/0001193125-17-271954.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":19,"context":"ion. In connection with the sale, we received success fee income of $1.1 million and net receivables of $1.5 million, which are recorded within Other assets, net. | | |  |  |  |  In November 2016, we invested $5.2 million in Sea Link International IRB, Inc. through secured second lien debt and equity. | | |  |  |  |  In December 2016, we sold our investment in Behrens, which resulted in success fee income of $0.4 mill","filed_date":"2017-08-02","accession":"0001193125-17-245799","full_text":"https://origin.rootz.global/static/filing/0001193125-17-245799.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":14,"context":"ion. In connection with the sale, we received success fee income of $1.1 million and net receivables of $1.5 million, which are recorded within Other assets, net. | | |  |  |  |  In November 2016, we invested $5.2 million in Sea Link International IRB, Inc. through secured second lien debt and equity. | | |  |  |  |  In December 2016, we sold our investment in Behrens, which resulted in success fee income of $0.4 mill","filed_date":"2017-05-03","accession":"0001193125-17-156200","full_text":"https://origin.rootz.global/static/filing/0001193125-17-156200.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"GLAD","company":"GLADSTONE CAPITAL CORP","exchange":"Nasdaq","sector":null,"signal_type":"strategic_event","strength":100,"match_count":10,"context":"ion. In connection with the sale, we received success fee income of $1.1 million and net receivables of $1.5 million, which are recorded within Other assets, net. | | |  |  |  |  In November 2016, we invested $5.2 million in Sea Link International IRB, Inc. through secured second lien debt and equity. | | |  |  |  |  In December 2016, we sold our investment in Behrens Manufacturing, LLC (Behrens), which resulted in su","filed_date":"2017-02-08","accession":"0001193125-17-034604","full_text":"https://origin.rootz.global/static/filing/0001193125-17-034604.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."}],"origin":{"leaf":"c613e49842bbe06952faf881a93aa95427ca8ce6b5850a0f51b9a2138fb454fe","formula":"v2: sha256( sha256(content) || parent || source_accession )","content_sha256":"7df11ea35623c2575de00da4d0561372c07deb2968c1e90302d32127dea43bbb","parent":null,"source":"signal_search","chain":"sec.gov/EDGAR (retrieved over TLS, accession recorded) > origin.rootz.global extraction > this response","registry":"origin.rootz.global","verify":"Recompute it: sha256(sha256(<this response body minus the origin block>) || parent || source_accession). 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