{"schema":"rootz.ai/filing-signals/v1","query":{"ticker":"HAFC","limit":50},"count":50,"signals":[{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":68,"context":"s referred to in this discussion. Banking statutes, regulations and policies are continuously under review by federal and state legislatures and regulatory agencies, and a change in them could have a material adverse effect on our business, such as materially increasing the cost of doing business, limiting or expanding permissible activities, or affecting the competitive balance between banks and other financial service","filed_date":"2026-02-27","accession":"0001193125-26-082425","full_text":"https://origin.rootz.global/static/filing/0001193125-26-082425.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"strategic_event","strength":100,"match_count":13,"context":"serve for terms expiring at the 2026 Annual Meeting of Stockholders and until their successors are elected and qualified;  2. To provide a non-binding advisory vote to approve the compensation of our Named Executive Officers (Say-on-Pay vote);  3. To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to limit the liability of certain officers of the Company as permitted by Delaware G","filed_date":"2025-04-16","accession":"0000950170-25-054713","full_text":"https://origin.rootz.global/static/filing/0000950170-25-054713.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":66,"context":"s referred to in this discussion. Banking statutes, regulations and policies are continuously under review by federal and state legislatures and regulatory agencies, and a change in them could have a material adverse effect on our business, such as materially increasing the cost of doing business, limiting or expanding permissible activities, or affecting the competitive balance between banks and other financial service","filed_date":"2025-02-28","accession":"0000950170-25-029782","full_text":"https://origin.rootz.global/static/filing/0000950170-25-029782.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"strategic_event","strength":100,"match_count":15,"context":"rms expiring at the 2025 Annual Meeting of Stockholders and until their successors are elected and qualified; | | |  |  2. |  To provide a non-binding advisory vote to approve the compensation of our Named Executive Officers (Say-on-Pay vote); | | |  |  3. |  To ratify the appointment of Crowe LLP as our independent registered public accounting firm for the fiscal year ending December31, 2024; and | | |  |  4. |  To con","filed_date":"2024-04-12","accession":"0001193125-24-094600","full_text":"https://origin.rootz.global/static/filing/0001193125-24-094600.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":67,"context":"s referred to in this discussion. Banking statutes, regulations and policies are continuously under review by federal and state legislatures and regulatory agencies, and a change in them could have a material adverse effect on our business, such as materially increasing the cost of doing business, limiting or expanding permissible activities, or affecting the competitive balance between banks and other financial service","filed_date":"2024-02-29","accession":"0000950170-24-022986","full_text":"https://origin.rootz.global/static/filing/0000950170-24-022986.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"strategic_event","strength":100,"match_count":14,"context":"rms expiring at the 2024 Annual Meeting of Stockholders and until their successors are elected and qualified; | | |  |  2. |  To provide a non-binding advisory vote to approve the compensation of our Named Executive Officers (Say-on-Pay vote); | | |  |  3. |  To provide a non-binding advisory vote to approve the frequency of future Say-on-Pay votes; | | |  |  4. |  To ratify the appointment of Crowe LLP as our independe","filed_date":"2023-04-14","accession":"0001193125-23-101711","full_text":"https://origin.rootz.global/static/filing/0001193125-23-101711.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":37,"context":"s referred to in this discussion. Banking statutes, regulations and policies are continuously under review by federal and state legislatures and regulatory agencies, and a change in them could have a material adverse effect on our business, such as materially increasing the cost of doing business, limiting or expanding permissible activities, or affecting the competitive balance between banks and other financial service","filed_date":"2023-02-28","accession":"0000950170-23-005143","full_text":"https://origin.rootz.global/static/filing/0000950170-23-005143.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"strategic_event","strength":100,"match_count":15,"context":"rms expiring at the 2023 Annual Meeting of Stockholders and until their successors are elected and qualified; | | |  |  2. |  To provide a non-binding advisory vote to approve the compensation of our Named Executive Officers (Say-on-Pay vote); | | |  |  3. |  To ratify the appointment of Crowe LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022; and | | |  |  4. |  To co","filed_date":"2022-04-15","accession":"0001193125-22-106486","full_text":"https://origin.rootz.global/static/filing/0001193125-22-106486.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":37,"context":"s referred to in this discussion. Banking statutes, regulations and policies are continuously under review by federal and state legislatures and regulatory agencies, and a change in them could have a material adverse effect on our business, such as materially increasing the cost of doing business, limiting or expanding permissible activities, or affecting the competitive balance between banks and other financial service","filed_date":"2022-02-28","accession":"0001564590-22-007615","full_text":"https://origin.rootz.global/static/filing/0001564590-22-007615.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"ai_adoption","strength":100,"match_count":17,"context":"riods were too short for the time-based retention awards to two NEOs |  |  In 2020, all time-based restricted stock awards granted to NEOs under our long-term incentive plan vest in equal annual installments over three years. | | |  |  | | |  Factors considered under the Personal Performance component of the annual cash incentive plan (the AIP) were not disclosed |  |  We have added additional detail","filed_date":"2021-04-16","accession":"0001193125-21-119309","full_text":"https://origin.rootz.global/static/filing/0001193125-21-119309.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"strategic_event","strength":100,"match_count":16,"context":"rms expiring at the 2022 Annual Meeting of Stockholders and until their successors are elected and qualified; | | |  |  2. |  To provide a non-binding advisory vote to approve the compensation of our Named Executive Officers (Say-on-Pay vote); | | |  |  3. |  To approve the Hanmi Financial Corporation 2021 Equity Compensation Plan; | | |  |  4. |  To ratify the appointment of Crowe LLP as our independent registered publ","filed_date":"2021-04-16","accession":"0001193125-21-119309","full_text":"https://origin.rootz.global/static/filing/0001193125-21-119309.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":38,"context":"s referred to in this discussion. Banking statutes, regulations and policies are continuously under review by federal and state legislatures and regulatory agencies, and a change in them could have a material adverse effect on our business, such as materially increasing the cost of doing business, limiting or expanding permissible activities, or affecting the competitive balance between banks and other financial service","filed_date":"2021-03-01","accession":"0001564590-21-009898","full_text":"https://origin.rootz.global/static/filing/0001564590-21-009898.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"strategic_event","strength":100,"match_count":13,"context":"rms expiring at the 2021 Annual Meeting of Stockholders and until their successors are elected and qualified; | | |  |  2. |  To provide a non-binding advisory vote to approve the compensation of our Named Executive Officers (Say-on-Pay vote); | | |  |  3. |  To ratify the appointment of Crowe LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020; and | | |  |  4. |  To co","filed_date":"2020-04-28","accession":"0001193125-20-123036","full_text":"https://origin.rootz.global/static/filing/0001193125-20-123036.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":43,"context":"s referred to in this discussion. Banking statutes, regulations and policies are continuously under review by federal and state legislatures and regulatory agencies, and a change in them could have a material adverse effect on our business, such as materially increasing the cost of doing business, limiting or expanding permissible activities, or affecting the competitive balance between banks and other financial service","filed_date":"2020-03-02","accession":"0001564590-20-008155","full_text":"https://origin.rootz.global/static/filing/0001564590-20-008155.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":35,"context":"s referred to in this discussion. Banking statutes, regulations and policies are continuously under review by federal and state legislatures and regulatory agencies, and a change in them could have a material adverse effect on our business, such as materially increasing the cost of doing business, limiting or expanding permissible activities, or affecting the competitive balance between banks and other financial service","filed_date":"2019-03-01","accession":"0001628280-19-002348","full_text":"https://origin.rootz.global/static/filing/0001628280-19-002348.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":23,"context":"Organization. |  20 | | |  4.3 Capitalization. |  20 | | |  4.4 Authority; No Violation. |  22 | | |  4.5 Consents. |  22 | | |  4.6 Financial Statements. |  23 | | |  4.7 Taxes. |  23 | | |  4.8 No Material Adverse Effect. |  26 | | |  4.9 Material Contracts; Leases; Defaults. |  26 | | |  4.10 Ownership of Property; Insurance Coverage. |  28 | | |  4.11 Legal Proceedings. |  29 | | |  4.12 Compliance with Applicable","filed_date":"2018-05-21","accession":"0001171843-18-004098","full_text":"https://origin.rootz.global/static/filing/0001171843-18-004098.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"strategic_event","strength":100,"match_count":14,"context":"uch Person and any Affiliate of such executive officer or director. **Agreement** shall mean this agreement, the exhibits and schedules hereto and any amendment hereto. **Bank Merger** shall mean the merger of Southwestern National Bank with and into Hanmi Bank, with Hanmi Bank as the surviving or resulting institution. **Bank Regulator** shall mean any federal or state banking regulator, including but not","filed_date":"2018-05-21","accession":"0001171843-18-004098","full_text":"https://origin.rootz.global/static/filing/0001171843-18-004098.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":38,"context":"s referred to in this discussion. Banking statutes, regulations and policies are continuously under review by federal and state legislatures and regulatory agencies, and a change in them could have a material adverse effect on our business, such as materially increasing the cost of doing business, limiting or expanding permissible activities, or affecting the competitive balance between banks and other financial service","filed_date":"2018-03-01","accession":"0001628280-18-002628","full_text":"https://origin.rootz.global/static/filing/0001628280-18-002628.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":38,"context":"s referred to in this discussion. Banking statutes, regulations and policies are continuously under review by federal and state legislatures and regulatory agencies, and a change in them could have a material adverse effect on our business, such as materially increasing the cost of doing business, limiting or expanding permissible activities, or affecting the competitive balance between banks and other financial service","filed_date":"2017-03-01","accession":"0001628280-17-002056","full_text":"https://origin.rootz.global/static/filing/0001628280-17-002056.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"strategic_event","strength":100,"match_count":14,"context":"at the 2017 Annual Meeting of Stockholders and until their successors are elected and qualified; | | | | | | | | | | | | 2. | To provide a non-binding advisory vote to approve the compensation of our Named Executive Officers (NEOs); | | | | | | | | | | | | 3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2016; and | | | | | | | | | |","filed_date":"2016-04-07","accession":"0001109242-16-000014","full_text":"https://origin.rootz.global/static/filing/0001109242-16-000014.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":38,"context":"h can be affected by the cost of bank failures to the FDIC among other factors. Any future increases in FDIC insurance premiums may have a material and adverse effect on our earnings and could have a material adverse effect on the value of, or market for, our common stock. (k) Prompt Corrective Action Provisions The FDI Act requires the federal bank regulatory agencies to take prompt corrective action with respect to a","filed_date":"2016-02-29","accession":"0001109242-16-000010","full_text":"https://origin.rootz.global/static/filing/0001109242-16-000010.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"strategic_event","strength":100,"match_count":18,"context":"rms expiring at the 2015 Annual Meeting of Stockholders, or until their successors are elected and qualified; | | |  |  2. |  To provide a non-binding advisory vote to approve the compensation of our Named Executive Officers (NEOs); | | |  |  3. |  To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2015; and | | |  |  4. |  To consider any o","filed_date":"2015-04-06","accession":"0001193125-15-120087","full_text":"https://origin.rootz.global/static/filing/0001193125-15-120087.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":30,"context":"h can be affected by the cost of bank failures to the FDIC among other factors. Any future increases in FDIC insurance premiums may have a material and adverse effect on our earnings and could have a material adverse effect on the value of, or market for, our common stock.  **(m) Prompt Corrective Action Provisions** The FDI Act requires the federal bank regulatory agencies to take prompt corrective action with respect","filed_date":"2015-03-16","accession":"0001193125-15-094033","full_text":"https://origin.rootz.global/static/filing/0001193125-15-094033.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"strategic_event","strength":100,"match_count":14,"context":"rms expiring at the 2015 Annual Meeting of Stockholders, or until their successors are elected and qualified; | | |  |  2. |  To provide a non-binding advisory vote to approve the compensation of our Named Executive Officers (NEOs); | | |  |  3. |  To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2014; and | | |  |  4. |  To consider any o","filed_date":"2014-04-04","accession":"0001193125-14-130557","full_text":"https://origin.rootz.global/static/filing/0001193125-14-130557.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":20,"context":"iver of Mutual Bank and United Central Bank and the Commercial and Other Assets Shared-Loss Agreement, dated as of July 31, 2009, between the FDIC as Receiver of Mutual Bank and United Central Bank.  Material Adverse Effect, with respect to any Person, shall mean any effect, circumstance, occurrence or change (i) that is material and adverse to the business, assets or deposit liabilities, properties, operations, results","filed_date":"2014-03-24","accession":"0001193125-14-112485","full_text":"https://origin.rootz.global/static/filing/0001193125-14-112485.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":16,"context":"further deterioration in the economic conditions or a prolonged delay in economic recovery in the Banks market areas, or a significant natural or man-made disaster in these market areas, could have a material adverse effect on the quality of the Banks loan portfolio, the demand for its products and services and on its overall financial condition and results of operations.  21  [Table of Contents](#toc) **Our concentrati","filed_date":"2014-03-17","accession":"0001193125-14-102626","full_text":"https://origin.rootz.global/static/filing/0001193125-14-102626.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":20,"context":"iver of Mutual Bank and United Central Bank and the Commercial and Other Assets Shared-Loss Agreement, dated as of July 31, 2009, between the FDIC as Receiver of Mutual Bank and United Central Bank.  Material Adverse Effect, with respect to any Person, shall mean any effect, circumstance, occurrence or change (i) that is material and adverse to the business, assets or deposit liabilities, properties, operations, results","filed_date":"2013-12-16","accession":"0001193125-13-474119","full_text":"https://origin.rootz.global/static/filing/0001193125-13-474119.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"ai_adoption","strength":100,"match_count":16,"context":"n, subject to stockholder approval of the 2013 Plan at the Annual Meeting. The stock option will be subject to the terms and conditions set forth in the 2013 Plan, and will vest ratably in equal installments over three years, subject to Mr. Kum continuing employment with the Company.Mr. Kums Employment Agreement also provides for the granting of 30,000 restricted shares of Hanmi Financial common stoc","filed_date":"2013-06-21","accession":"0001171843-13-002559","full_text":"https://origin.rootz.global/static/filing/0001171843-13-002559.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"strategic_event","strength":100,"match_count":81,"context":"of stockholders, or until their successors are elected and qualified; |  | |  |  |  |  |  | |  |  2. |  |  To provide an advisory (non-binding) vote on the proposal to approve the compensation of our Named Executive Officers; |  | |  |  |  |  |  | |  |  3. |  |  To approve the Hanmi Financial Corporation 2013 Equity Compensation Plan; |  | |  |  4. |  |  To ratify the appointment of KPMG LLP as our independent registere","filed_date":"2013-06-21","accession":"0001171843-13-002559","full_text":"https://origin.rootz.global/static/filing/0001171843-13-002559.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":16,"context":"ted any applicable law, regulation or order or any condition imposed in writing by, or pursuant to, any written agreement with the FDIC. The termination of deposit insurance for the Bank could have a material adverse effect on our financial condition and results of operations due to the fact that the Banks liquidity position would likely be affected by deposit withdrawal activity.  **Loans-to-One-Borrower** With certain","filed_date":"2013-03-15","accession":"0001193125-13-108597","full_text":"https://origin.rootz.global/static/filing/0001193125-13-108597.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"strategic_event","strength":100,"match_count":72,"context":"he 2013 annual meeting of stockholders, or until their successors are elected and qualified; | | |  | 2. | To provide an advisory (non-binding) vote on the proposal to approve the compensation of the Named Executive Officers; | | ** ** |  | 3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2012; and | | |  | 4. | To consider any other","filed_date":"2012-06-14","accession":"0001174947-12-000282","full_text":"https://origin.rootz.global/static/filing/0001174947-12-000282.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":19,"context":"FDIC premiums than the recently increased levels. These announced increases and any future increases in FDIC insurance premiums may have a material and adverse effect on our earnings and could have a material adverse effect on the value of, or market for, our common stock.  **Loans-to-One-Borrower** With certain limited exceptions, the maximum amount that a California bank may lend to any borrower at any one time (inclu","filed_date":"2012-03-14","accession":"0001193125-12-114720","full_text":"https://origin.rootz.global/static/filing/0001193125-12-114720.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"strategic_event","strength":100,"match_count":62,"context":"-END | | | OPTION EXERCISES AND STOCK VESTED | | | DIRECTOR COMPENSATION | | | BENEFICIAL OWNERSHIP OF PRINCIPAL STOCKHOLDERS AND MANAGEMENT | | | COMMON STOCK BENEFICIALLY OWNED | | | PROPOSAL NO. 2 NAMED EXECUTIVE OFFICERS COMPENSATION | | | PROPOSAL NO. 3 VOTE ON THE FREQUENCY OF FUTURE SAY ON PAY VOTES | | | PROPOSAL 4 VOTE ON AMENDMENT TO THE COMPANYS AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A RE","filed_date":"2011-07-11","accession":"0000950123-11-064979","full_text":"https://origin.rootz.global/static/filing/0000950123-11-064979.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":16,"context":"FDIC premiums than the recently increased levels. These announced increases and any future increases in FDIC insurance premiums may have a material and adverse effect on our earnings and could have a material adverse effect on the value of, or market for, our common stock. **Loans-to-One-Borrower** With certain limited exceptions, the maximum amount that a California bank may lend to any borrower at any one time (includ","filed_date":"2011-03-16","accession":"0000950123-11-025894","full_text":"https://origin.rootz.global/static/filing/0000950123-11-025894.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":11,"context":"d operations and jeopardize our financial condition. Liquidity is essential to our business. An inability to raise funds through deposits, borrowings, the sale of loans and other sources could have a material adverse effect on our liquidity. Our access to funding sources in amounts adequate to finance our activities could be impaired by factors that affect us specifically or the financial services industry in general. F","filed_date":"2010-11-09","accession":"0000950123-10-103278","full_text":"https://origin.rootz.global/static/filing/0000950123-10-103278.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":11,"context":"d operations and jeopardize our financial condition. Liquidity is essential to our business. An inability to raise funds through deposits, borrowings, the sale of loans and other sources could have a material adverse effect on our liquidity. Our access to funding sources in amounts adequate to finance our activities could be impaired by factors that affect us specifically or the financial services industry in general. F","filed_date":"2010-08-09","accession":"0000950123-10-075131","full_text":"https://origin.rootz.global/static/filing/0000950123-10-075131.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":11,"context":"we may need to liquidate loans or other assets unexpectedly in order to repay obligations as they mature. Our inability to obtain regulatory consent to accept or renew brokered deposits could have a material adverse effect on our business, financial condition, results of operations, cash flows and/or future prospects and our ability to continue as a going concern. **The Bank is subject to additional regulatory oversigh","filed_date":"2010-06-18","accession":"0000950123-10-059384","full_text":"https://origin.rootz.global/static/filing/0000950123-10-059384.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"HAFC","company":"HANMI FINANCIAL CORP","exchange":"Nasdaq","sector":"National Commercial Banks","signal_type":"risk_factor","strength":100,"match_count":30,"context":"s conducted or property owned by it makes such qualification necessary, except where the failure to be so qualified or in good standing, as the case may be, would not reasonably be expected to have a Material Adverse Effect. 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Liquidity is essential to our business. An inability to raise funds through deposits, borrowings, the sale of loans and other sources could have a material adverse effect on our liquidity. Our access to funding sources in amounts adequate to finance our activities could be impaired by factors that affect us specifically or the financial services industry in general. 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