{"schema":"rootz.ai/filing-signals/v1","query":{"ticker":"IBKR","limit":50},"count":50,"signals":[{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":15,"context":"|  9 |  | |  Communication with the Board of Directors |  |  9 |  | |  Code of Business Conduct and Ethics |  |  9 |  | |  Insider Trading Policies and Procedures |  |  10 |  | |  Board Oversight of Cybersecurity |  |  10 |  | |  COMPENSATION MATTERS |  |  11 |  | |  Compensation Discussion and Analysis |  |  11 |  | |  Summary Compensation Table |  |  17 |  | |  Grants of Plan Based Awards |  |  18 |","filed_date":"2026-03-11","accession":"0001381197-26-000066","full_text":"https://origin.rootz.global/static/filing/0001381197-26-000066.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":94,"context":"Vested Table |  |  20 |  | |  Pay Ratio Disclosure |  |  20 |  | |  Pay versus Performance |  |  20 |  | |  Compensation of Non-Employee Directors |  |  23 |  | |  BENEFICIAL OWNERSHIP OF DIRECTORS, NAMED EXECUTIVE OFFICERS AND OWNERS OF MORE THAN FIVE PERCENT |  |  25 |  | |  CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS |  |  27 |  | |  ITEM 1. ELECTION OF DIRECTORS |  |  31 |  | |  Nominees for Election to our Boar","filed_date":"2026-03-11","accession":"0001381197-26-000066","full_text":"https://origin.rootz.global/static/filing/0001381197-26-000066.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":79,"context":"f capital would be limited. A large operating loss or charge against our net capital could adversely affect our ability to expand or even maintain these current levels of business, which could have a material adverse effect on our business and financial condition. The U.S. regulators impose rules that require notification when net capital falls below certain predefined criteria. These rules also dictate the ratio of deb","filed_date":"2026-02-27","accession":"0001381197-26-000062","full_text":"https://origin.rootz.global/static/filing/0001381197-26-000062.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":14,"context":"ee | | | 10 | | | Communication with the Board of Directors | | | 10 | | | Code of Business Conduct and Ethics | | | 10 | | | Insider Trading Policies and Procedures | | | 11 | | | Board Oversight of Cybersecurity | | | 11 | | | COMPENSATION MATTERS | | | 12 | | | Compensation Discussion and Analysis | | | 12 | | | Summary Compensation Table | | | 18 | | | Grants of Plan Based Awards | | | 19 | | | Out","filed_date":"2025-03-06","accession":"0001140361-25-007437","full_text":"https://origin.rootz.global/static/filing/0001140361-25-007437.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":94,"context":"| Stock Vested Table | | | 21 | | | Pay Ratio Disclosure | | | 21 | | | Pay versus Performance | | | 22 | | | Compensation of Non-Employee Directors | | | 24 | | | BENEFICIAL OWNERSHIP OF DIRECTORS, NAMED EXECUTIVE OFFICERS AND OWNERS OF MORE THAN FIVE PERCENT | | | 25 | | | CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS | | | 27 | | | ITEM 1. ELECTION OF DIRECTORS | | | 31 | | | Nominees for Election to our Board | |","filed_date":"2025-03-06","accession":"0001140361-25-007437","full_text":"https://origin.rootz.global/static/filing/0001140361-25-007437.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":77,"context":"f capital would be limited. A large operating loss or charge against our net capital could adversely affect our ability to expand or even maintain these current levels of business, which could have a material adverse effect on our business and financial condition. The U.S. regulators impose rules that require notification when net capital falls below certain predefined criteria. These rules also dictate the ratio of deb","filed_date":"2025-02-27","accession":"0001381197-25-000036","full_text":"https://origin.rootz.global/static/filing/0001381197-25-000036.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":13,"context":"ee | | | 10 | | | Communication with the Board of Directors | | | 10 | | | Code of Business Conduct and Ethics | | | 10 | | | Insider Trading Policies and Procedures | | | 11 | | | Board Oversight of Cybersecurity | | | 11 | | | COMPENSATION MATTERS | | | 12 | | | Compensation Discussion and Analysis | | | 12 | | | Summary Compensation Table | | | 18 | | | Grants of Plan Based Awards | | | 19 | | | Out","filed_date":"2024-03-06","accession":"0001140361-24-011717","full_text":"https://origin.rootz.global/static/filing/0001140361-24-011717.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":90,"context":"entitled to cast 313,976,354 votes in the aggregate, or approximately 74.6% of all votes eligible to be cast at the Annual Meeting.  2 [TABLE OF CONTENTS](#TOC) As of March 1, 2024, our directors and named executive officers beneficially owned an aggregate of approximately 3,441,604 shares of common stock and restricted stock unit awards (stock awards) that vest within 60 days, constituting approximately 3.21% of the co","filed_date":"2024-03-06","accession":"0001140361-24-011717","full_text":"https://origin.rootz.global/static/filing/0001140361-24-011717.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":82,"context":"f capital would be limited. A large operating loss or charge against our net capital could adversely affect our ability to expand or even maintain these current levels of business, which could have a material adverse effect on our business and financial condition. The U.S. regulators impose rules that require notification when net capital falls below certain predefined criteria. These rules also dictate the ratio of deb","filed_date":"2024-02-27","accession":"0001381197-24-000083","full_text":"https://origin.rootz.global/static/filing/0001381197-24-000083.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"ai_adoption","strength":100,"match_count":16,"context":"sting Schedule |  |  | |  |  Earl H. Nemser |  |  |  1,126 |  |  |  The stock award is scheduled to vest on 5/9/2023. |  |  | |  |  1,508 |  |  |  The stock award is scheduled to vest in 2 equal installments on 5/9/2023 and 5/9/2024. |  |  | |  |  3,346 |  |  |  The stock award is scheduled to vest in 3 equal installments on 5/9/2023, 5/9/2024 and 5/9/2025. |  |  | |  |  17,535 |  |  |  The stock awa","filed_date":"2023-03-08","accession":"0001140361-23-010698","full_text":"https://origin.rootz.global/static/filing/0001140361-23-010698.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":29,"context":"f capital would be limited. A large operating loss or charge against our net capital could adversely affect our ability to expand or even maintain these current levels of business, which could have a material adverse effect on our business and financial condition. The U.S. regulators impose rules that require notification when net capital falls below certain predefined criteria. These rules also dictate the ratio of deb","filed_date":"2023-02-24","accession":"0001381197-23-000014","full_text":"https://origin.rootz.global/static/filing/0001381197-23-000014.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"ai_adoption","strength":100,"match_count":24,"context":"| | Awards | | | Vesting Schedule | | | | | Earl H. Nemser | | | 995 | | | The stock award is scheduled to vest on 5/9/2022. | | | | | 2,252 | | | The stock award is scheduled to vest in 2 equal installments on 5/9/2022 and 5/9/2023. | | | | | 2,262 | | | The stock award is scheduled to vest in 3 equal installments on 5/9/2022, 5/9/2023 and 5/9/2024. | | | | | 4,461 | | | The stock award is scheduled","filed_date":"2022-03-09","accession":"0001140361-22-008624","full_text":"https://origin.rootz.global/static/filing/0001140361-22-008624.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":23,"context":"f capital would be limited. A large operating loss or charge against our net capital could adversely affect our ability to expand or even maintain these current levels of business, which could have a material adverse effect on our business and financial condition. The U.S. regulators impose rules that require notification when net capital falls below certain predefined criteria. These rules also dictate the ratio of deb","filed_date":"2022-02-25","accession":"0001381197-22-000010","full_text":"https://origin.rootz.global/static/filing/0001381197-22-000010.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"ai_adoption","strength":100,"match_count":24,"context":"| Awards | | | Vesting Schedule | | | | | Earl H. Nemser | | | 1,432 | | | The stock award is scheduled to vest on 5/7/2021 | | | | | 1,990 | | | The stock award is scheduled to vest in 2 equal installments on 5/7/2021 and 5/9/2022 | | | | | 3,377 | | | The stock award is scheduled to vest in 3 equal installments on 5/7/2021, 5/9/2022 and 5/9/2023 | | | | | 3,015 | | | The stock award is scheduled t","filed_date":"2021-03-11","accession":"0001140361-21-008082","full_text":"https://origin.rootz.global/static/filing/0001140361-21-008082.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":22,"context":"f capital would be limited. A large operating loss or charge against our net capital could adversely affect our ability to expand or even maintain these current levels of business, which could have a material adverse effect on our business and financial condition. The U.S. regulators impose rules that require notification when net capital falls below certain predefined criteria. These rules also dictate the ratio of deb","filed_date":"2021-03-01","accession":"0001381197-21-000008","full_text":"https://origin.rootz.global/static/filing/0001381197-21-000008.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"ai_adoption","strength":100,"match_count":24,"context":"|  Name |  Awards |  Vesting Schedule |  | |  Earl H. Nemser |  | 1,537 | |  The stock award is scheduled to vest on 5/8/2020 |  | |  | 2,863 | |  The stock award is scheduled to vest in 2 equal installments on 5/8/2020 and 5/7/2021 |  | |  | 2,985 | |  The stock award is scheduled to vest in 3 equal installments on 5/8/2020, 5/7/2021 and 5/9/2022 |  | |  | 4,503 | |  The stock award is scheduled to","filed_date":"2020-03-11","accession":"0001140361-20-005511","full_text":"https://origin.rootz.global/static/filing/0001140361-20-005511.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":18,"context":"f capital would be limited. A large operating loss or charge against our net capital could adversely affect our ability to expand or even maintain these current levels of business, which could have a material adverse effect on our business and financial condition. The U.S. regulators impose rules that require notification when net capital falls below certain predefined criteria. These rules also dictate the ratio of deb","filed_date":"2020-02-28","accession":"0001381197-20-000006","full_text":"https://origin.rootz.global/static/filing/0001381197-20-000006.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"ai_adoption","strength":100,"match_count":24,"context":"me |  StockAwards |  Vesting Schedule |  | |  Earl H. Nemser |  | 2,699 | |  The stock award is scheduled to vest on 5/9/2019 |  | |  | 3,073 | |  The stock award is scheduled to vest in 2 equal installments on 5/9/2019 and 5/8/2020 |  | |  | 4,294 | |  The stock award is scheduled to vest in 3 equal installments on 5/9/2019, 5/8/2020 and 5/7/2021 |  | |  | 3,980 | |  The stock award is scheduled to","filed_date":"2019-03-07","accession":"0001140361-19-004535","full_text":"https://origin.rootz.global/static/filing/0001140361-19-004535.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":17,"context":"f capital would be limited. A large operating loss or charge against our net capital could adversely affect our ability to expand or even maintain these current levels of business, which could have a material adverse effect on our business and financial condition. The U.S. regulators impose rules that require notification when net capital falls below certain predefined criteria. These rules also dictate the ratio of deb","filed_date":"2019-02-28","accession":"0001140361-19-004097","full_text":"https://origin.rootz.global/static/filing/0001140361-19-004097.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"ai_adoption","strength":100,"match_count":24,"context":"e stock award is scheduled to vest on 5/9/2018 |  |  |  | |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | |  |  |  |  |  |  |  |  5,397 |  |  |  |  The stock award is scheduled to vest in 2 equal installments on 5/9/2018 and 5/9/2019 |  |  |  | |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | |  |  |  |  |  |  |  |  4,610 |  |  |  |  The stock award is scheduled to vest in 3 equal installments on 5/9/20","filed_date":"2018-03-08","accession":"0001047469-18-001395","full_text":"https://origin.rootz.global/static/filing/0001047469-18-001395.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":16,"context":"f capital would be limited. A large operating loss or charge against our net capital could adversely affect our ability to expand or even maintain these current levels of business, which could have a material adverse effect on our business and financial condition.  The U.S. regulators impose rules that require notification when net capital falls below certain predefined criteria. These rules also dictate the ratio of de","filed_date":"2018-03-01","accession":"0001047469-18-001166","full_text":"https://origin.rootz.global/static/filing/0001047469-18-001166.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":52,"match_count":4,"context":"art 1, Item 1A of our Annual Report on Form 10-K filed with the SEC on February28, 2020. The impact of the COVID-19 pandemic and the measures implemented to contain the spread of the virus may have a material adverse impact on our business and results of operations.  In March 2020, the World Health Organization recognized the outbreak of COVID-19 caused by a novel strain of the coronavirus as a pandemic. The pandemic af","filed_date":"2020-11-09","accession":"0001381197-20-000066","full_text":"https://origin.rootz.global/static/filing/0001381197-20-000066.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":50,"match_count":5,"context":"n the value of the safeguarding liability, even though we have no legal obligation to our customers with respect to the crypto-assets held by the CSPs. The recognition of such loss event could have a material adverse effect on our results of operations.  ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS The summary of the Companys stock repurchase activity for the three months ended June 30, 2023, is a","filed_date":"2023-08-08","accession":"0001562762-23-000317","full_text":"https://origin.rootz.global/static/filing/0001562762-23-000317.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":47,"match_count":4,"context":"art 1, Item 1A of our Annual Report on Form 10-K filed with the SEC on February28, 2020. The impact of the COVID-19 pandemic and the measures implemented to contain the spread of the virus may have a material adverse impact on our business and results of operations.  In March 2020, the World Health Organization recognized the outbreak of COVID-19 caused by a novel strain of the coronavirus as a pandemic. The pandemic af","filed_date":"2020-08-07","accession":"0001381197-20-000042","full_text":"https://origin.rootz.global/static/filing/0001381197-20-000042.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":47,"match_count":4,"context":"rt 1, Item 1A of our Annual Report on Form 10-K filed with the SEC on February 28, 2020. The impact of the COVID-19 pandemic and the measures implemented to contain the spread of the virus may have a material adverse impact on our business and results of operations.  In March 2020, the World Health Organization recognized the outbreak of COVID-19 caused by a novel strain of the coronavirus as a pandemic. The pandemic af","filed_date":"2020-05-11","accession":"0001381197-20-000020","full_text":"https://origin.rootz.global/static/filing/0001381197-20-000020.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":42,"match_count":4,"context":"n the value of the safeguarding liability, even though we have no legal obligation to our customers with respect to the crypto-assets held by the CSPs. The recognition of such loss event could have a material adverse effect on our results of operations.  ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS Purchases of IBG LLC membership interests, held by Holdings, by the Company are governed by the Amen","filed_date":"2023-11-06","accession":"0001381197-23-000149","full_text":"https://origin.rootz.global/static/filing/0001381197-23-000149.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":40,"match_count":5,"context":"ctors, officers and employees. 15 [Table of Contents](#toc_page) In addition, the businesses that we may conduct are limited by our arrangements with and our oversight by regulators. Participation in new business lines, including trading of new products or participation on new exchanges or in new countries often requires governmental and/or exchange approvals, which may take significant time and resources. As a re","filed_date":"2026-02-27","accession":"0001381197-26-000062","full_text":"https://origin.rootz.global/static/filing/0001381197-26-000062.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":40,"match_count":5,"context":"ers purchases; and conduct of directors, officers and employees. In addition, the businesses that we may conduct are limited by our arrangements with and our oversight by regulators. Participation in new business lines, including trading of new products or participation on new exchanges or in new countries often requires governmental and/or exchange approvals, which may take significant time and resources. As a re","filed_date":"2025-02-27","accession":"0001381197-25-000036","full_text":"https://origin.rootz.global/static/filing/0001381197-25-000036.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":40,"match_count":5,"context":"ers purchases; and conduct of directors, officers and employees. In addition, the businesses that we may conduct are limited by our arrangements with and our oversight by regulators. Participation in new business lines, including trading of new products or participation on new exchanges or in new countries often requires governmental and/or exchange approvals, which may take significant time and resources. As a re","filed_date":"2024-02-27","accession":"0001381197-24-000083","full_text":"https://origin.rootz.global/static/filing/0001381197-24-000083.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":40,"match_count":5,"context":"ers purchases; and conduct of directors, officers and employees. In addition, the businesses that we may conduct are limited by our arrangements with and our oversight by regulators. Participation in new business lines, including trading of new products or participation on new exchanges or in new countries often requires governmental and/or exchange approvals, which may take significant time and resources. As a re","filed_date":"2021-03-01","accession":"0001381197-21-000008","full_text":"https://origin.rootz.global/static/filing/0001381197-21-000008.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":34,"match_count":3,"context":"ries intend to defend vigorously. Although the results of legal actions cannot be predicted with certainty, the opinion of management is that the resolution of these actions is not expected to have a material adverse effect, if any, on our business or financial condition, but may have a material impact on the results of operations for a given period. As of June 30, 2019 and December31, 2018, reserves provided for potent","filed_date":"2019-08-08","accession":"0001381197-19-000058","full_text":"https://origin.rootz.global/static/filing/0001381197-19-000058.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"ai_adoption","strength":32,"match_count":4,"context":"ecember 31, 2025, which was $64.31, and is rounded to the nearest dollar.  (3) These stock awards are scheduled to vest on May 8, 2026.  (4) These stock awards are scheduled to vest in two equal installments on May 8, 2026 and May 7, 2027.  (5) These stock awards are scheduled to vest in three equal installments on May 8, 2026, May 7, 2027, and May 9, 2028. (6) These stock awards are scheduled to ves","filed_date":"2026-03-11","accession":"0001381197-26-000066","full_text":"https://origin.rootz.global/static/filing/0001381197-26-000066.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"ai_adoption","strength":32,"match_count":4,"context":"24, which was $176.67, and is rounded to the nearest dollar. | | | (3) | These stock awards are scheduled to vest on May9, 2025. | | | (4) | These stock awards are scheduled to vest in two equal installments on May9, 2025 and May8, 2026. | | | (5) | These stock awards are scheduled to vest in three equal installments on May9, 2025, May8, 2026 and May7, 2027. | | | (6) | These stock awards are schedul","filed_date":"2025-03-06","accession":"0001140361-25-007437","full_text":"https://origin.rootz.global/static/filing/0001140361-25-007437.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"ai_adoption","strength":32,"match_count":4,"context":"023, which was $82.90, and is rounded to the nearest dollar. | | | (3) | These stock awards are scheduled to vest on May9, 2024. | | | (4) | These stock awards are scheduled to vest in two equal installments on May9, 2024 and May9, 2025. | | | (5) | These stock awards are scheduled to vest in three equal installments on May9, 2024, May9, 2025 and May8, 2026. | | | (6) | These stock awards are schedul","filed_date":"2024-03-06","accession":"0001140361-24-011717","full_text":"https://origin.rootz.global/static/filing/0001140361-24-011717.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":32,"match_count":4,"context":"tion Committee, base salary increases, cash bonuses and stock awards shall be awarded annually, following an evaluation of the individuals and the Companys performance for the year.  Compensation for Named Executive Officers During 2022  Our Compensation Committee determines compensation for all employees, including our named executive officers. The Compensation Committee has traditionally set Mr.Peterffys compensation","filed_date":"2023-03-08","accession":"0001140361-23-010698","full_text":"https://origin.rootz.global/static/filing/0001140361-23-010698.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":32,"match_count":4,"context":"ers purchases; and conduct of directors, officers and employees. In addition, the businesses that we may conduct are limited by our arrangements with and our oversight by regulators. Participation in new business lines, including trading of new products or participation on new exchanges or in new countries often requires governmental and/or exchange approvals, which may take significant time and resources. As a re","filed_date":"2023-02-24","accession":"0001381197-23-000014","full_text":"https://origin.rootz.global/static/filing/0001381197-23-000014.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":32,"match_count":4,"context":"ers purchases; and conduct of directors, officers and employees. In addition, the businesses that we may conduct are limited by our arrangements with and our oversight by regulators. Participation in new business lines, including trading of new products or participation on new exchanges or in new countries often requires governmental and/or exchange approvals, which may take significant time and resources. As a re","filed_date":"2022-02-25","accession":"0001381197-22-000010","full_text":"https://origin.rootz.global/static/filing/0001381197-22-000010.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":32,"match_count":4,"context":"omers purchases; and conduct of directors, officers and employees. In addition, the businesses that we may conduct are limited by our agreements with and our oversight by regulators. Participation in new business lines, including trading of new products or participation on new exchanges or in new countries often requires governmental and/or exchange approvals, which may take significant time and resources. As a re","filed_date":"2020-02-28","accession":"0001381197-20-000006","full_text":"https://origin.rootz.global/static/filing/0001381197-20-000006.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":32,"match_count":4,"context":"report discontinued operations when it meets the criteria under FASB Topic ASC 205-20, &#x201C;Discontinued Operations.&#x201D;  &#xFEFF; The Company recognized approximately $25 million in one-time restructuring costs during the year ended December 31, 2017. The one-time restructuring costs included approximately $22 million of non-cash expenditures, consisting of impairment of the carrying value of certain exchan","filed_date":"2018-11-07","accession":"0001381197-18-000061","full_text":"https://origin.rootz.global/static/filing/0001381197-18-000061.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":32,"match_count":4,"context":"report discontinued operations when it meets the criteria under FASB Topic ASC 205-20, &#x201C;Discontinued Operations.&#x201D;  &#xFEFF; The Company recognized approximately $25 million in one-time restructuring costs during the year ended December 31, 2017. The one-time restructuring costs included approximately $22 million of non-cash expenditures, consisting of impairment of the carrying value of certain exchan","filed_date":"2018-08-08","accession":"0001381197-18-000040","full_text":"https://origin.rootz.global/static/filing/0001381197-18-000040.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":32,"match_count":4,"context":"report discontinued operations when it meets the criteria under FASB Topic ASC 205-20, &#x201C;Discontinued Operations.&#x201D;  &#xFEFF; The Company recognized approximately $25 million in one-time restructuring costs during the year ended December 31, 2017. The one-time restructuring costs included approximately $22 million of non-cash expenditures, consisting of impairment of the carrying value of certain exchan","filed_date":"2018-05-09","accession":"0001381197-18-000017","full_text":"https://origin.rootz.global/static/filing/0001381197-18-000017.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":32,"match_count":4,"context":"ations when it meets the criteria under FASB Topic ASC 205-20, &#x201C;Discontinued Operations.&#x201D;  &#xFEFF; The Company estimates that it may be exposed to approximately $25 million in one-time restructuring costs. The estimate includes approximately $2 million of future cash expenditures, which would comprise primarily severance costs for projected employee terminations, and approximately $23 million of non-c","filed_date":"2017-08-08","accession":"0001381197-17-000026","full_text":"https://origin.rootz.global/static/filing/0001381197-17-000026.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":29,"match_count":3,"context":"through IB LLCs platform provides that: [Customer] acknowledges and agrees that [IB LLC] is not responsible for any trading or other losses (including, without limitation, losses due to theft, fraud, cybersecurity breach, loss of control of private keys, or any other loss arising from trading or holding digital assets with [the CSP]) resulting directly or indirectly from or in connection with [Customer","filed_date":"2023-05-08","accession":"0001381197-23-000029","full_text":"https://origin.rootz.global/static/filing/0001381197-23-000029.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":29,"match_count":3,"context":"through IB LLCs platform provides that: [Customer] acknowledges and agrees that [IB LLC] is not responsible for any trading or other losses (including, without limitation, losses due to theft, fraud, cybersecurity breach, loss of control of private keys, or any other loss arising from trading or holding digital assets with [the CSP]) resulting directly or indirectly from or in connection with [Customer","filed_date":"2022-11-08","accession":"0001381197-22-000053","full_text":"https://origin.rootz.global/static/filing/0001381197-22-000053.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":29,"match_count":3,"context":"through IB LLCs platform provides that: [Customer] acknowledges and agrees that [IB LLC] is not responsible for any trading or other losses (including, without limitation, losses due to theft, fraud, cybersecurity breach, loss of control of private keys, or any other loss arising from trading or holding digital assets with [the CSP]) resulting directly or indirectly from or in connection with [Customer","filed_date":"2022-08-09","accession":"0001381197-22-000046","full_text":"https://origin.rootz.global/static/filing/0001381197-22-000046.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":29,"match_count":3,"context":"s; and | | | | | conduct of directors, officers and employees. | | In addition, the businesses that we may conduct are limited by our agreements with and our oversight by regulators. Participation in new business lines, including trading of new products or participation on new exchanges or in new countries often requires governmental and/or exchange approvals, which may take significant time and resources. As a re","filed_date":"2019-02-28","accession":"0001140361-19-004097","full_text":"https://origin.rootz.global/static/filing/0001140361-19-004097.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":29,"match_count":3,"context":"rs' purchases; and  conduct of directors, officers and employees.  In addition, the businesses that we may conduct are limited by our agreements with and our oversight by regulators. Participation in new business lines, including trading of new products or participation on new exchanges or in new countries often requires governmental and/or exchange approvals, which may take significant time and resources. As a re","filed_date":"2018-03-01","accession":"0001047469-18-001166","full_text":"https://origin.rootz.global/static/filing/0001047469-18-001166.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":26,"match_count":2,"context":"ries intend to defend vigorously. Although the results of legal actions cannot be predicted with certainty, the opinion of management is that the resolution of these actions is not expected to have a material adverse effect, if any, on our business or financial condition, but may have a material impact on the results of operations for a given period. As of September 30, 2019 and December31, 2018, reserves provided for p","filed_date":"2019-11-12","accession":"0001381197-19-000093","full_text":"https://origin.rootz.global/static/filing/0001381197-19-000093.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":26,"match_count":2,"context":"s intend to defend vigorously. Although the results of legal actions cannot be predicted with certainty, it is the opinion of management that the resolution of these actions is not expected to have a material adverse effect, if any, on our business or financial condition, but may have a material impact on the results of operations for a given period. As of September 30, 2018 and December 31, 2017, reserves provided for","filed_date":"2018-11-07","accession":"0001381197-18-000061","full_text":"https://origin.rootz.global/static/filing/0001381197-18-000061.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"IBKR","company":"Interactive Brokers Group, Inc.","exchange":"Nasdaq","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":26,"match_count":2,"context":"s intend to defend vigorously. Although the results of legal actions cannot be predicted with certainty, it is the opinion of management that the resolution of these actions is not expected to have a material adverse effect, if any, on our business or financial condition, but may have a material impact on the results of operations for a given period. As of June 30, 2018 and December 31, 2017, reserves provided for poten","filed_date":"2018-08-08","accession":"0001381197-18-000040","full_text":"https://origin.rootz.global/static/filing/0001381197-18-000040.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."}],"origin":{"leaf":"a50c6fc3bc6fff83288e493ce71ee1e3708e6d475b977a3c06771df3f26a7303","formula":"v2: sha256( sha256(content) || parent || source_accession )","content_sha256":"81494c41531fc97c0ad873ae82e6e36cfa18a5302c83e415f11f3c19e18187bb","parent":null,"source":"signal_search","chain":"sec.gov/EDGAR (retrieved over TLS, accession recorded) > origin.rootz.global extraction > this response","registry":"origin.rootz.global","verify":"Recompute it: sha256(sha256(<this response body minus the origin block>) || parent || source_accession). Deterministic — the same record yields the same leaf every time. GET /api/verify/{leaf} tells you whether we issued it.","stronger_check":"The leaf is our own hash. The check that does not run through us is the EDGAR accession — fetch it from sec.gov and compare.","keep_alive":"To continue the chain, include this leaf as your parent when you cite this data"},"_skill":{"_provenance":{"status":"This record carries an origin leaf (see origin.leaf). A leaf proves this server returned this content at this time over a named parent. It does NOT prove that a model extracted a filing correctly.","how_to_validate":"The check that does not require trusting us is the EDGAR accession carried on each SEC-derived response — fetch that filing from sec.gov and compare. 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