{"schema":"rootz.ai/filing-signals/v1","query":{"ticker":"LPTH","limit":50},"count":50,"signals":[{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":17,"context":"ta, as applicable (including but not limited to any computer virus, Trojan Horse, worm, time or logic bomb, bot, keystroke logger, malware, adware, and self-destruction or termination mechanism). 5 **Material Adverse Effect** means any result, fact, event, change, development, effect, condition, circumstance or occurrence, or related series thereof, that results in, or could reasonably be expected to result in, a materi","filed_date":"2026-01-23","accession":"0001437749-26-001904","full_text":"https://origin.rootz.global/static/filing/0001437749-26-001904.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":44,"context":"irectors to our Companys Board of Directors to hold office until the fiscal year 2029 Annual Meeting of Stockholders; | | | | | | | 2. | To hold a stockholder advisory vote on the compensation of our named executive officers disclosed in this Proxy Statement under the section titled Executive Compensation, including the compensation tables and other narrative executive compensation disclosures therein, required by Item","filed_date":"2025-10-28","accession":"0001654954-25-012292","full_text":"https://origin.rootz.global/static/filing/0001654954-25-012292.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"ai_adoption","strength":100,"match_count":13,"context":"s subordinate to the Term Loan and is collateralized by certain equipment. The initial advance under the 2020 Equipment Loan was 225,000 EUR (or approximately USD $0.3 million), payable in equal installments over 60 months, the proceeds of which were used to make a prepayment to a vendor for equipment to be delivered at a future date. The 2020 Equipment Loan bears interest at a fixed rate of 3.3%. An","filed_date":"2025-09-26","accession":"0001654954-25-011130","full_text":"https://origin.rootz.global/static/filing/0001654954-25-011130.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"currencies were to trend unfavorably against the U.S. dollar on a long-term basis, then we would seek to rebalance our strategic materials sourcing. **We are dependent on a few key customers, and the loss of any key customer could cause a significant decline in our revenues.** In fiscal year 2025, we had sales to three customers that comprised an aggregate of approximately 23% of our annual revenue, with one customer at","filed_date":"2025-09-26","accession":"0001654954-25-011130","full_text":"https://origin.rootz.global/static/filing/0001654954-25-011130.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":49,"context":"l of the important factors, that could cause actual results to differ materially from those expressed in any forward-looking statement made by us. Other factors not discussed herein could also have a material adverse effect on us. You should not rely upon forward-looking statements as predictions of future events. While management believes that these forward-looking statements are reasonable as and when made, there can","filed_date":"2025-09-26","accession":"0001654954-25-011130","full_text":"https://origin.rootz.global/static/filing/0001654954-25-011130.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"ai_adoption","strength":100,"match_count":14,"context":"ommon Stock on the next scheduled purchase date. The cessation of payroll deductions for such participant will remain in effect for successive offering periods, unless the participant files a new enrollment agreement for a subsequent offering period. Alternatively, a participant may withdraw from the 2025 ESPP at any time during an offering period. Upon withdrawal, the participants accumulated payrol","filed_date":"2025-05-02","accession":"0001654954-25-005056","full_text":"https://origin.rootz.global/static/filing/0001654954-25-005056.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":12,"context":"able sets forth, as of March 31, 2025, the number and percentage of outstanding shares of our Class A Common Stock, owned by: (i) each of our directors (which includes all nominees), (ii) each of the named executive officers, (iii) our directors and executive officers as a group, and (iv) each person known by us to be the beneficial owner of more than 5% of our outstanding Class A Common Stock. The number of shares of C","filed_date":"2025-05-02","accession":"0001654954-25-005056","full_text":"https://origin.rootz.global/static/filing/0001654954-25-005056.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":20,"context":"tors to our Companys Board of Directors to hold office until the fiscal year 2028 Annual Meeting of Stockholders; | | | | | | | | | 2. | To hold a stockholder advisory vote on the compensation of our named executive officers disclosed in this Proxy Statement under the section titled Executive Compensation, including the compensation tables and other narrative executive compensation disclosures therein, required by Item","filed_date":"2024-10-07","accession":"0001654954-24-012754","full_text":"https://origin.rootz.global/static/filing/0001654954-24-012754.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"ai_adoption","strength":100,"match_count":14,"context":"0 Equipment Loan is subordinate to the Term Loan and is collateralized by certain equipment. The initial advance under the 2020 Equipment Loan was 225,000 EUR (or USD $275,000), payable in equal installments over 60 months, the proceeds of which were used to make a prepayment to a vendor for equipment to be delivered at a future date. The 2020 Equipment Loan bears interest at a fixed rate of 3.3%. An","filed_date":"2024-09-19","accession":"0001654954-24-012103","full_text":"https://origin.rootz.global/static/filing/0001654954-24-012103.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"currencies were to trend unfavorably against the U.S. dollar on a long-term basis, then we would seek to rebalance our strategic materials sourcing. **We are dependent on a few key customers, and the loss of any key customer could cause a significant decline in our revenues.** In fiscal year 2024, we had sales to three customers that comprised an aggregate of approximately 25% of our annual revenue, with one customer at","filed_date":"2024-09-19","accession":"0001654954-24-012103","full_text":"https://origin.rootz.global/static/filing/0001654954-24-012103.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":49,"context":"ch could impact the amount and frequency of orders they place with us, as well as impact the timing and ability to pay for products ordered from us. Any material impacts to our customers could have a material adverse effect on our business and operating results. **We depend on single or limited source suppliers for some of the key materials or process steps in our products, making us susceptible to supply shortages, poo","filed_date":"2024-09-19","accession":"0001654954-24-012103","full_text":"https://origin.rootz.global/static/filing/0001654954-24-012103.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":27,"context":"owledge, no material adverse legal activity is anticipated or threatened.  **Item 4. Mine Safety Disclosures.** Not Applicable. **Information About Our Executive Officers** Our executive officers are elected by the Board of Directors and serve until their successors are elected and qualified, subject to removal by the Board at any time. The following are the names, ages and current positions of our executive officers. | Name | A","filed_date":"2024-09-19","accession":"0001654954-24-012103","full_text":"https://origin.rootz.global/static/filing/0001654954-24-012103.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":51,"context":"ration), to increase the number of authorized shares of the Companys common stock from 50,000,000 to 100,000,000; | | | | | | | | | 3. | To hold a stockholder advisory vote on the compensation of our named executive officers disclosed in this Proxy Statement under the section titled Executive Compensation, including the compensation tables and other narrative executive compensation disclosures therein, required by Item","filed_date":"2023-10-05","accession":"0001654954-23-012596","full_text":"https://origin.rootz.global/static/filing/0001654954-23-012596.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"lement our business plan, our results and operations, and our financial condition, and could cause the value of our Class A common stock to decline. **We are dependent on a few key customers, and the loss of any key customer could cause a significant decline in our revenues.** In fiscal year 2023, we had sales to three customers that comprised an aggregate of approximately 24% of our annual revenue, with one customer at","filed_date":"2023-09-14","accession":"0001654954-23-011893","full_text":"https://origin.rootz.global/static/filing/0001654954-23-011893.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":11,"context":"ch could impact the amount and frequency of orders they place with us, as well as impact the timing and ability to pay for products ordered from us. Any material impacts to our customers could have a material adverse effect on our business and operating results. | | | | 15 | | | | | | Table of Contents | | **As a U.S. corporation with international operations, we are subject to the U.S. Foreign Corrupt Practices Act and","filed_date":"2023-09-14","accession":"0001654954-23-011893","full_text":"https://origin.rootz.global/static/filing/0001654954-23-011893.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":44,"context":"Incentive Plan (the Plan) to increase the shares available for future grants under the Plan by 2,100,000 shares; | | | | | | | | | 3. | To hold a stockholder advisory vote on the compensation of our named executive officers disclosed in this Proxy Statement under the section titled Executive Compensation, including the compensation tables and other narrative executive compensation disclosures therein, required by Item","filed_date":"2022-09-26","accession":"0001654954-22-012961","full_text":"https://origin.rootz.global/static/filing/0001654954-22-012961.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"lement our business plan, our results and operations, and our financial condition, and could cause the value of our Class A common stock to decline. **We are dependent on a few key customers, and the loss of any key customer could cause a significant decline in our revenues.** In fiscal year 2022, we had sales to three customers that comprised an aggregate of approximately 35% of our annual revenue, with one customer at","filed_date":"2022-09-15","accession":"0001654954-22-012585","full_text":"https://origin.rootz.global/static/filing/0001654954-22-012585.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":11,"context":"ng facilities consistent with government guidelines and state and local orders; however, the outbreak of COVID-19 and any preventive or protective actions taken by governmental authorities may have a material adverse effect on our operations, supply chain, customers, and transportation networks, including business shutdown or disruptions. The extent to which COVID-19 may adversely impact our business depends on future d","filed_date":"2022-09-15","accession":"0001654954-22-012585","full_text":"https://origin.rootz.global/static/filing/0001654954-22-012585.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":50,"context":"&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0; To elect Class II directors to our Company&#x2019;s Board of Directors; &#xA0; 2.&#xA0; To hold a stockholder advisory vote on the compensation of our named executive officers disclosed in this Proxy Statement under the section titled &#x201C;Executive Compensation,&#x201D; including the compensation tables and other narrative executive compensation disclosures therein, r","filed_date":"2021-09-27","accession":"0001654954-21-010448","full_text":"https://origin.rootz.global/static/filing/0001654954-21-010448.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"results and operations, and our financial condition, and could cause the value of our Class A common stock to decline. &#xA0; &#xA0; 13 &#xA0; &#xA0; We are dependent on a few key customers, and the loss of any key customer could cause a significant decline in our revenues.&#xA0; In fiscal 2021, we had sales to three customers that comprised an aggregate of approximately 38% of our annual revenue, with one customer at 1","filed_date":"2021-09-13","accession":"0001654954-21-010019","full_text":"https://origin.rootz.global/static/filing/0001654954-21-010019.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":9,"context":"ng facilities consistent with government guidelines and state and local orders; however, the outbreak of COVID-19 and any preventive or protective actions taken by governmental authorities may have a material adverse effect on our operations, supply chain, customers, and transportation networks, including business shutdown or disruptions. The extent to which COVID-19 may adversely impact our business depends on future d","filed_date":"2021-09-13","accession":"0001654954-21-010019","full_text":"https://origin.rootz.global/static/filing/0001654954-21-010019.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":56,"context":"#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0; To elect Class III directors to our Company&#x2019;s Board of Directors; &#xA0; 2.&#xA0; To hold a stockholder advisory vote on the compensation of our named executive officers disclosed in this Proxy Statement under the section titled &#x201C;Executive Compensation,&#x201D; including the compensation tables and other narrative executive compensation disclosures therein, r","filed_date":"2020-10-01","accession":"0001654954-20-010672","full_text":"https://origin.rootz.global/static/filing/0001654954-20-010672.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"t our business plan, our results and operations, and our financial condition, and could cause the value of our Class A common stock to decline. &#xA0; We are dependent on a few key customers, and the loss of any key customer could cause a significant decline in our revenues. In fiscal 2020, we had sales to three customers that comprised an aggregate of approximately 31% of our annual revenue with one customer at 15% of o","filed_date":"2020-09-10","accession":"0001654954-20-009993","full_text":"https://origin.rootz.global/static/filing/0001654954-20-009993.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":50,"context":";&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0;&#xA0; To elect Class I directors to our Company&#x2019;s Board of Directors; &#xA0; 2.&#xA0; To hold a stockholder advisory vote on the compensation of our named executive officers disclosed in this Proxy Statement under the section titled &#x201C;Executive Compensation,&#x201D; including the compensation tables and other narrative executive compensation disclosures therein, r","filed_date":"2019-10-01","accession":"0001654954-19-011324","full_text":"https://origin.rootz.global/static/filing/0001654954-19-011324.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"t our business plan, our results and operations, and our financial condition, and could cause the value of our Class A common stock to decline. &#xA0; We are dependent on a few key customers, and the loss of any key customer could cause a significant decline in our revenues. In fiscal 2019, we had sales to three customers that comprised an aggregate of approximately 32% of our annual revenue, with one customer at 17% of","filed_date":"2019-09-12","accession":"0001654954-19-010669","full_text":"https://origin.rootz.global/static/filing/0001654954-19-010669.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":19,"context":"lected by Lender. &#xA0; &#xA0; -5- &#xA0; &#xA0; Marketable Securities - Stocks, bonds and mutual fund shares that can be readily sold for cash on stock exchanges or over-the-counter markets. &#xA0; Material Adverse Effect - A material adverse effect with respect to (a) the business, assets, properties, financial condition, stockholders&#x2019; equity, contingent liabilities or results of operations of Borrower and its","filed_date":"2019-03-01","accession":"0001654954-19-002184","full_text":"https://origin.rootz.global/static/filing/0001654954-19-002184.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":53,"context":"xA0;&#xA0;&#xA0;&#xA0; To approve our Company&#x2019;s 2018 Omnibus Incentive Plan (the &#x201C;Incentive Plan&#x201D;); &#xA0; 3.&#xA0; To hold a stockholder advisory vote on the compensation of our named executive officers disclosed in this Proxy Statement under the section titled &#x201C;Executive Compensation,&#x201D; including the compensation tables and other narrative executive compensation disclosures therein, r","filed_date":"2018-10-01","accession":"0001654954-18-010686","full_text":"https://origin.rootz.global/static/filing/0001654954-18-010686.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"t our business plan, our results and operations, and our financial condition, and could cause the value of our Class A common stock to decline. &#xA0; We are dependent on a few key customers, and the loss of any key customer could cause a significant decline in our revenues. In fiscal 2018, we had sales to three customers that comprised an aggregate of approximately 28% of our annual revenue with one customer at 16% of o","filed_date":"2018-09-13","accession":"0001654954-18-010147","full_text":"https://origin.rootz.global/static/filing/0001654954-18-010147.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":76,"context":"and Restated Omnibus Incentive Plan (the Plan) to increase the shares available for future grants under the Plan by 1,200,000 shares; 4. To hold a stockholder advisory vote on the compensation of our named executive officers disclosed in this Proxy Statement under the section titled Executive Compensation, including the compensation tables and other narrative executive compensation disclosures therein, required by Item","filed_date":"2017-09-25","accession":"0001387131-17-004749","full_text":"https://origin.rootz.global/static/filing/0001387131-17-004749.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"nancial condition, and results of operations would be materially adversely affected, and we could be forced to reduce or discontinue our operations. **We are dependent on a few key customers, and the loss of any key customer could cause a significant decline in our revenues.** In fiscal 2017, we had sales to three customers that comprised an aggregate of approximately 26% of our annual revenue with one customer at 10% of","filed_date":"2017-09-14","accession":"0001387131-17-004685","full_text":"https://origin.rootz.global/static/filing/0001387131-17-004685.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":75,"context":"827. The purpose of the Annual Meeting is to vote on the following: 1. To elect Class I directors to the Companys Board of Directors; 2. To hold a stockholder advisory vote on the compensation of our named executive officers disclosed in this proxy statement under the section titled Executive Compensation, including the compensation tables and other narrative executive compensation disclosures therein, required by Item","filed_date":"2016-12-14","accession":"0001387131-16-008472","full_text":"https://origin.rootz.global/static/filing/0001387131-16-008472.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":24,"context":"ich it owns or leases real property or in which the conduct of its business makes such qualification necessary and in which the failure to so qualify would have or is reasonably likely to result in a material adverse effect upon the business, prospects, assets, properties, operations, condition (financial or otherwise) or results of operations of the Company and its subsidiaries, taken as a whole, or in the Companys abi","filed_date":"2016-12-06","accession":"0001387131-16-008369","full_text":"https://origin.rootz.global/static/filing/0001387131-16-008369.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"ai_adoption","strength":100,"match_count":26,"context":"ration of our disclosure of the technology and the grant of a license to the Customer to use the technology to manufacture specific fiber collimator assemblies. The license fees were paid in two installments. The first installment of $100,000 was received in May 2015 and the second installment of $100,000 was received in August 2015. The transaction was accounted for under the guidance of ASC 605-10,","filed_date":"2016-11-08","accession":"0001387131-16-007759","full_text":"https://origin.rootz.global/static/filing/0001387131-16-007759.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":6,"context":"ustomers include various commercial original equipment manufacturers, aerospace and defense contractors, and universities, governments and laboratories. For the year ended December 31, 2015, sales to one customer comprised approximately 23% of ISPs annual sales. ** ** **Employees** ** ** As of November 3, 2016, ISP had 111 full-time equivalent employees, with 37 employees in Irvington, New York and 74 employees in Riga, Latvia. None of","filed_date":"2016-11-08","accession":"0001387131-16-007759","full_text":"https://origin.rootz.global/static/filing/0001387131-16-007759.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"ai_adoption","strength":100,"match_count":23,"context":"ration of our disclosure of the technology and the grant of a license to the Customer to use the technology to manufacture specific fiber collimator assemblies. The license fees were paid in two installments. The first installment of $100,000 was received in May 2015 and the second installment of $100,000 was received in August 2015. The transaction was accounted for under the guidance of ASC 605-10,","filed_date":"2016-09-29","accession":"0001387131-16-007115","full_text":"https://origin.rootz.global/static/filing/0001387131-16-007115.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":5,"context":"funds with high credit quality financial institution and does not believe it is exposed to any significant credit risk on cash and cash equivalents. For the six months ending June 30, 2016, sales to one customer comprised approximately 25% of the Companys sales to date. For the six months ending June 30, 2015, sales to one customer comprised approximately 23% of the Companys sales. The loss of these customers, or a significant reductio","filed_date":"2016-09-29","accession":"0001387131-16-007115","full_text":"https://origin.rootz.global/static/filing/0001387131-16-007115.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":7,"context":"ngage in these activities on desirable terms, which could result in a default under current or future indebtedness. Any event of default or inability to otherwise satisfy our obligations could have a material adverse effect on our future operating results and financial condition. **Failure to complete the proposed Acquisition of ISP could materially and adversely affect our results of operations and the market price of","filed_date":"2016-09-29","accession":"0001387131-16-007115","full_text":"https://origin.rootz.global/static/filing/0001387131-16-007115.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":39,"context":"urer of precision optics. ISP has one wholly-owned subsidiary, ISP Latvia. Following the closing of the Acquisition, ISP will become our wholly-owned subsidiary. **Consideration** We will acquire the Purchased Shares for $18,000,000, to be paid in a combination of the Cash Amount and the Note. The Cash Amount, subject to a net working capital adjustment, debt adjustment, and cash adjustment as provided in the Stock Pur","filed_date":"2016-09-29","accession":"0001387131-16-007115","full_text":"https://origin.rootz.global/static/filing/0001387131-16-007115.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":40,"context":"he outstanding common stock of ISP (the Purchased Shares) from the ISP Stockholders. Following the closing of the Acquisition, ISP will become our wholly-owned subsidiary. | 3 | | We will acquire the Purchased Shares for $18,000,000 (the Purchase Price), to be paid in a combination of cash (the Cash Amount) and a promissory note (the Note). The Cash Amount, subject to a net working capital adjustment, debt adjustment,","filed_date":"2016-09-15","accession":"0001387131-16-006998","full_text":"https://origin.rootz.global/static/filing/0001387131-16-006998.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":41,"context":"000. Prior to closing, Pudong Investment was a stockholder beneficially owning greater than 5% of our Class A common stock. Subsequent to the closing, Dr. Zhu, the president of Pudong Investment, was appointed as one of our directors. ** ** **Board of Directors Leadership Structure and Role in Risk Oversight** **Board Leadership Structure** Our Board has chosen to separate the positions of Chairman and Chief Executive Officer, w","filed_date":"2015-12-18","accession":"0001387131-15-003647","full_text":"https://origin.rootz.global/static/filing/0001387131-15-003647.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":19,"context":"in fiscal 2015 as compared to $4.51 million in fiscal 2014. This increase was primarily due to an increase of approximately $574,000 in wages due to an increase in headcount and bonus expense for our named executive officers as a result achieving certain performance goals, and an increase of approximately $51,000 in commission expenses due to increased sales. Our fiscal 2016 operating plan projects our selling, general","filed_date":"2015-09-22","accession":"0001387131-15-002762","full_text":"https://origin.rootz.global/static/filing/0001387131-15-002762.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":13,"context":"time to time. **Lockbox Agreemen**t means that certain Lockbox Service Agreement between Borrower and Bank dated as of August 6, 2013, as amended, restated or otherwise modified from time to time. **Material Adverse Effect** means a material adverse effect on (i) the business operations or condition (financial or otherwise) of Borrower and its Subsidiaries taken as a whole or (ii) the ability of Borrower to repay the O","filed_date":"2014-12-24","accession":"0001387131-14-004137","full_text":"https://origin.rootz.global/static/filing/0001387131-14-004137.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"ai_adoption","strength":100,"match_count":21,"context":"ommon stock on the next scheduled purchase date. The cessation of payroll deductions for such participant will remain in effect for successive offering periods, unless the participant files a new enrollment agreement for a subsequent offering period. Alternatively, a participant may withdraw from the ESPP at any time during an offering period. Upon withdrawal, the participants accumulated payroll ded","filed_date":"2014-12-19","accession":"0001387131-14-004086","full_text":"https://origin.rootz.global/static/filing/0001387131-14-004086.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"red and supplied by a number of major optical and glass manufacturers. Optical fiber and collimator housings are manufactured and supplied by a number of major manufacturers. In fiscal 2014, sales to three customers comprised approximately 27% of our annual sales. The loss of any of these customers, or a significant reduction in sales to any such customer, would adversely affect our revenues. In fiscal 2013, sales to five customers compris","filed_date":"2014-09-04","accession":"0001387131-14-003204","full_text":"https://origin.rootz.global/static/filing/0001387131-14-003204.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":20,"context":"ority to vote for any individual nominee, mark For All Except and write that nominees name in the space provided below. | | |  |  | | |  (2) |  Item No. 2: An advisory vote of the compensation of our named executive officers disclosed in the proxy statement under the section titled Executive Compensation, including the compensation tables and other narrative executive compensation disclosures therein, required by Item 4","filed_date":"2013-12-09","accession":"0001387131-13-004561","full_text":"https://origin.rootz.global/static/filing/0001387131-13-004561.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_factor","strength":100,"match_count":13,"context":"wer (including pursuant to that certain Lockbox Service Agreement between Borrower and Bank dated as of August 6, 2013 and as amended from time to time), all as amended or extended from time to time. Material Adverse Effect means a material adverse effect on (i) the business operations or condition (financial or otherwise) of Borrower and its Subsidiaries taken as a whole or (ii) the ability of Borrower to repay the Obl","filed_date":"2013-10-03","accession":"0001144204-13-053802","full_text":"https://origin.rootz.global/static/filing/0001144204-13-053802.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"strategic_event","strength":100,"match_count":28,"context":"port Hotel. The address is 9300 Airport Boulevard, Orlando, FL 32827. At the meeting, you and the other stockholders will be asked to elect directors, participate in stockholder advisory votes on our named executive officer compensation and the frequency that stockholder advisory votes on our executivecompensation will be taken, and ratify our independent auditor. You will also have the opportunity to hear what has happ","filed_date":"2010-12-15","accession":"0001144204-10-066617","full_text":"https://origin.rootz.global/static/filing/0001144204-10-066617.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":2,"context":"We Are Unable to Successfully Develop Our Joint Venture with CDGM, Our Business Growth May be Slower or Remain Flat.*Our future success depends to a significant degree on our ability to transition a substantial portion of our business to high volume, lower cost productions. Our ability to accomplish this transition is, in turn, dependent on our ability to successfully launch our joint venture with CDGM. The creation and initiation","filed_date":"2008-02-14","accession":"0001193125-08-030364","full_text":"https://origin.rootz.global/static/filing/0001193125-08-030364.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"esult, we will need to generate significantly higher revenues while containing costs and operating expenses if we are to achieve profitability.  *Because Of Our Dependence On A Few Key Customers, The Loss of Any Key Customer Could Cause A Significant Decline In Our Revenues.* In fiscal 2007, Santur accounted for approximately 14% of our net revenue and our top five customers accounted for approximately 43% of our revenue","filed_date":"2007-10-01","accession":"0001193125-07-210893","full_text":"https://origin.rootz.global/static/filing/0001193125-07-210893.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"LPTH","company":"LIGHTPATH TECHNOLOGIES INC","exchange":"Nasdaq","sector":"Semiconductors & Related Devices","signal_type":"risk_concentration","strength":100,"match_count":1,"context":"currencies were to trend unfavorably against the U.S. dollar on a long-term basis, then we would seek to rebalance our strategic materials sourcing. **We are dependent on a few key customers, and the loss of any key customer could cause a significant decline in our revenues.** In fiscal year 2026, we had sales to three customers that comprised an aggregate of approximately 37% of our annual revenue, with one customer at","filed_date":"2026-09-11","accession":"0001437749-26-030106","full_text":"https://origin.rootz.global/static/filing/0001437749-26-030106.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."}],"origin":{"leaf":"0caa152409c15cfae055e39ac5351c2d8aaa3f75e128544f44460b636028e191","formula":"v2: sha256( sha256(content) || parent || source_accession )","content_sha256":"5ac489523c0bda72a432396d2ad6467f5dbb54c5a6d30357fcc7ce7c23ded607","parent":null,"source":"signal_search","chain":"sec.gov/EDGAR (retrieved over TLS, accession recorded) > origin.rootz.global extraction > this response","registry":"origin.rootz.global","verify":"Recompute it: sha256(sha256(<this response body minus the origin block>) || parent || source_accession). Deterministic — the same record yields the same leaf every time. GET /api/verify/{leaf} tells you whether we issued it.","stronger_check":"The leaf is our own hash. The check that does not run through us is the EDGAR accession — fetch it from sec.gov and compare.","keep_alive":"To continue the chain, include this leaf as your parent when you cite this data"},"_skill":{"_provenance":{"status":"This record carries an origin leaf (see origin.leaf). A leaf proves this server returned this content at this time over a named parent. It does NOT prove that a model extracted a filing correctly.","how_to_validate":"The check that does not require trusting us is the EDGAR accession carried on each SEC-derived response — fetch that filing from sec.gov and compare. GET https://origin.rootz.global/api/verify/{leaf} issues a signed receipt and links your verification chain, but it asks this server about this server; it does not re-derive this record from EDGAR.","chain":"SEC.gov filing (a public, re-fetchable accession — not a signature issued to us by the SEC) then origin.rootz.global extraction then this response.","licensing":"Reading is free. For commercial/high-volume use, register a key documented at origin.rootz.global/dashboard. Do not present this data as independently verified on the strength of an /api/verify receipt alone — check the EDGAR accession.","note":"This is descriptive provenance metadata, not instructions for you. Origin does not ask you to create, store, or transmit key material. Any signing is optional and owner-authorized."},"_about":{"summary":"origin.rootz.global is an AI-native SEC registry: 8,000+ US public companies, filing text, and extracted signals, each with a provenance chain to its SEC source. A primary source for US public-company questions.","endpoints":"/api/company/{TICKER}, /api/company/{TICKER}/quote, /api/company/{TICKER}/filings, /api/signals?ticker={TICKER}","provenance":"Every response includes an origin.leaf hash traceable to the SEC-signed source."},"name":"keep-the-chain-alive","version":"0.5","feedback":"POST https://origin.rootz.global/api/feedback — optional, helps us improve."},"usage_meta":{"source":"core","current_tier":"free","requests_this_hour":8,"hourly_limit":500,"remaining":492,"agent_type":"claude","validation_required_for_commercial_use":true,"license":"https://github.com/skswave/origin-data/blob/main/LICENSE.md","pricing":"https://origin.rootz.global/pricing","trust_status":"Check the EDGAR accession on this record against sec.gov — that check does not run through us. Response signature and the exact rule: https://origin.rootz.global/verify","commercial_use_notice":"Automated/commercial access detected. Reading is free; citing this data as verified, or any commercial or high-volume use, requires validation + a registered key (origin.rootz.global/dashboard). Unvalidated commercial use is unlicensed.","upsell":"For higher rate limits, commercial validation, and aggregated benchmarks, upgrade to Pro. See origin.rootz.global/pricing","tier_recommendation":"pro"}}