{"schema":"rootz.ai/filing-signals/v1","query":{"ticker":"SCHW","limit":50},"count":50,"signals":[{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":15,"context":"CORPORATION 2026 PROXY STATEMENT | | [Table of Contents](#toc) CORPORATEGOVERNANCE  The boards risk oversight responsibility is carried out through its standing committees, as follows:  Our corporate cybersecurity program is led by our Chief Information Security Officer (CISO), who has extensive experience assessing and managing cybersecurity risk and who reports up to our Chief Technology, Operations","filed_date":"2026-04-06","accession":"0001193125-26-142826","full_text":"https://origin.rootz.global/static/filing/0001193125-26-142826.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":40,"context":"tion of the Selection of Independent Auditors |  |  |  35 |  | | |  | |  Auditor Fees |  |  |  35 |  | | |  | |  Audit Committee Report |  |  |  37 |  | | |  | |  Proposal Three: Advisory Approval of Named Executive Officer Compensation |  |  |  38 |  | | |  | |  Compensation Discussion and Analysis |  |  |  38 |  | | |  | |  Compensation Committee Report |  |  |  54 |  | | |  | |  Executive Compensation Tables |  |  |","filed_date":"2026-04-06","accession":"0001193125-26-142826","full_text":"https://origin.rootz.global/static/filing/0001193125-26-142826.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":100,"match_count":17,"context":"024, down 10% from year-end 2023 primarily resulting from lower client cash allocations. Total expenses excluding interest were $11.9 billion in 2024, down 4% from 2023. This decrease reflected lower restructuring costs, lower acquisition and integration-related costs, and lower regulatory fees and assessments due primarily to a $172 million FDIC special assessment recognized in the fourth quarter of 2023. These low","filed_date":"2026-02-25","accession":"0000316709-26-000009","full_text":"https://origin.rootz.global/static/filing/0000316709-26-000009.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":39,"context":"in increased FDIC costs, and potential future bank failures or other similar events may prompt the FDIC to further increase its premiums or to issue additional special assessments, which could have a material negative impact on our profitability and our business.  Liquidity Risk A significant decrease in our liquidity could negatively affect our business as well as reduce client confidence in us. Maintaining adequate liq","filed_date":"2026-02-25","accession":"0000316709-26-000009","full_text":"https://origin.rootz.global/static/filing/0000316709-26-000009.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":100,"match_count":13,"context":"months of 2025, respectively, compared to the same periods in 2024. Adjusted total expenses, which excludes acquisition and integration-related costs, amortization of acquired intangible assets, and restructuring costs, increased 5% and 7% in the second quarter and first six months of 2025, respectively, compared to the same periods in 2024. See Non-GAAP Financial Measures for further details and a reconciliation o","filed_date":"2025-08-08","accession":"0000316709-25-000039","full_text":"https://origin.rootz.global/static/filing/0000316709-25-000039.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":100,"match_count":13,"context":"the first quarter of 2024. This increase was due primarily to higher compensation and benefits expense, inclusive of annual merit increases and a reduction in the prior year for a change in estimated restructuring costs, and higher other expense which was due to higher industry fees resulting from the SECs May 2024 fee rate increase and higher client trading volume. For the first quarter of 2025, adjusted total expe","filed_date":"2025-05-09","accession":"0000316709-25-000023","full_text":"https://origin.rootz.global/static/filing/0000316709-25-000023.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"ai_adoption","strength":100,"match_count":13,"context":"get performance goal but exceeds the established minimum level of performance. | | |  (4) |  These stock option awards were granted under the 2022 Stock Incentive Plan, vest in four equal annual installments beginning on the first anniversary of the grant date and expire on the tenth anniversary of the grant date. | | |  (5) |  Represents the grant date fair value of each equity award as determined i","filed_date":"2025-04-04","accession":"0001193125-25-072811","full_text":"https://origin.rootz.global/static/filing/0001193125-25-072811.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":20,"context":"WAB CORPORATION 2025 PROXY STATEMENT | | [Table of Contents](#toc) CORPORATE GOVERNANCE  The boards oversight responsibility is carried out through its standing committees, as follows:  Our corporate cybersecurity program is led by our Chief Information Security Officer (CISO), who has extensive experience assessing and managing cybersecurity risk and who reports to our Chief Information Officer (CIO).","filed_date":"2025-04-04","accession":"0001193125-25-072811","full_text":"https://origin.rootz.global/static/filing/0001193125-25-072811.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":35,"context":"tion of the Selection of Independent Auditors |  |  |  37 |  | | |  | |  Auditor Fees |  |  |  37 |  | | |  | |  Audit Committee Report |  |  |  39 |  | | |  | |  Proposal Three: Advisory Approval of Named Executive Officer Compensation |  |  |  40 |  | | |  | |  Compensation Discussion and Analysis |  |  |  40 |  | | |  | |  Compensation Committee Report |  |  |  57 |  | | |  | |  Executive Compensation Tables |  |  |","filed_date":"2025-04-04","accession":"0001193125-25-072811","full_text":"https://origin.rootz.global/static/filing/0001193125-25-072811.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":100,"match_count":26,"context":"international relationship. 2022 includes outflows of $20.8billion from certain mutual fund clearing services clients. (2) Beginning in 2023, adjustments made to GAAP financial measures also include restructuring costs. See Non-GAAP Financial Measures for further details and a reconciliation of such measures to GAAP reported results. (3) Adjusted total expenses is a non-GAAP financial measure adjusting total expens","filed_date":"2025-02-26","accession":"0000316709-25-000010","full_text":"https://origin.rootz.global/static/filing/0000316709-25-000010.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":36,"context":", the cost of resolving the 2023 bank failures resulted in increased FDIC costs and may prompt the FDIC to further increase its premiums or to issue additional special assessments, which could have a material negative impact on our profitability and our business.  Liquidity Risk A significant decrease in our liquidity could negatively affect our business as well as reduce client confidence in us. Maintaining adequate liq","filed_date":"2025-02-26","accession":"0000316709-25-000010","full_text":"https://origin.rootz.global/static/filing/0000316709-25-000010.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":100,"match_count":15,"context":"January 21, 2025 The Charles Schwab Corporation reported net income for the fourth quarter totaling $1.8 billion, or $.94 earnings per share. Excluding $177 million of pre-tax transaction-related and restructuring costs, adjusted (1) net income and earnings per share equaled $2.0 billion and $1.01, respectively. | | | | | | | | | | | | | | | Client Driven Growth | | $367B2024 CoreNet New Assets | In the fourth quart","filed_date":"2025-01-21","accession":"0000316709-25-000005","full_text":"https://origin.rootz.global/static/filing/0000316709-25-000005.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":100,"match_count":18,"context":"an international relationship.(2) Client cash as a percentage of client assets excludes brokered CDs issued by CSB.(3) Beginning in July 2023, adjustments made to GAAP financial measures also include restructuring costs. See Non-GAAP Financial Measures for further details and a reconciliation of such measures to GAAP reported results. (4) Adjusted total expenses is a non-GAAP financial measure adjusting total expens","filed_date":"2024-11-08","accession":"0000316709-24-000069","full_text":"https://origin.rootz.global/static/filing/0000316709-24-000069.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":100,"match_count":14,"context":"t of higher volumes and changes in trading mix GAAP expenses for the quarter declined 7% versus 3Q23 Third quarter acquisition and integration-related costs, amortization of acquired intangibles, and restructuring costs equaled $153 million, or a decline of $367 million versus 3Q23 exclusive of these items, adjusted total expenses (1) increased by 6% Capital ratios across the firm continue to build including prelimi","filed_date":"2024-10-15","accession":"0000316709-24-000066","full_text":"https://origin.rootz.global/static/filing/0000316709-24-000066.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":100,"match_count":16,"context":"fund clearing services client.(2) Client cash as a percentage of client assets excludes brokered CDs issued by CSB.(3) Beginning in July 2023, adjustments made to GAAP financial measures also include restructuring costs. See Non-GAAP Financial Measures for further details and a reconciliation of such measures to GAAP reported results. (4) Adjusted total expenses is a non-GAAP financial measure adjusting total expens","filed_date":"2024-08-08","accession":"0000316709-24-000060","full_text":"https://origin.rootz.global/static/filing/0000316709-24-000060.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":100,"match_count":15,"context":"4 The Charles Schwab Corporation reported net income for the second quarter totaling $1.3 billion, or $.66 diluted earnings per common share. Excluding $175 million of pre-tax transaction-related and restructuring costs, adjusted (1) net income and diluted common earnings per share equaled $1.5 billion and $.73, respectively. | | | | | | | | | | | | | | | Client Driven Growth | | +17%Core Net New Asset Growth Versus","filed_date":"2024-07-16","accession":"0000316709-24-000056","full_text":"https://origin.rootz.global/static/filing/0000316709-24-000056.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":100,"match_count":16,"context":"f client assets excludes brokered CDs issued by CSB. The prior period has been recast to reflect this change.(3) In the first quarter of 2024, adjustments made to GAAP financial measures also include restructuring costs. See Non-GAAP Financial Measures for further details and a reconciliation of such measures to GAAP reported results. (4) Adjusted total expenses is a non-GAAP financial measure adjusting total expens","filed_date":"2024-05-09","accession":"0000316709-24-000044","full_text":"https://origin.rootz.global/static/filing/0000316709-24-000044.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":100,"match_count":15,"context":"reflecting a quarter-over-quarter increase of 6%. Net income for the quarter totaled $1.4 billion, or $.68 diluted earnings per common share. Excluding $140 million of pre-tax transaction-related and restructuring costs, adjusted(1) net income and diluted common earnings per share equaled $1.5 billion and $.74, respectively. | | | | | | | | | | | | | | | Client Driven Growth | | $96 Billion1Q24 CoreNet New Assets |","filed_date":"2024-04-15","accession":"0000316709-24-000041","full_text":"https://origin.rootz.global/static/filing/0000316709-24-000041.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":29,"context":"tion of the Selection of Independent Auditors |  |  |  36 |  | | |  | |  Auditor Fees |  |  |  36 |  | | |  | |  Audit Committee Report |  |  |  38 |  | | |  | |  Proposal Three: Advisory Approval of Named Executive Officer Compensation |  |  |  39 |  | | |  | |  Compensation Discussion and Analysis |  |  |  39 |  | | |  | |  Compensation Committee Report |  |  |  54 |  | | |  | |  Executive Compensation Tables |  |  |","filed_date":"2024-04-05","accession":"0001193125-24-087883","full_text":"https://origin.rootz.global/static/filing/0001193125-24-087883.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":100,"match_count":20,"context":"percentage of client assets excludes brokered CDs issued by CSB. Prior periods have been recast to reflect this change. (3) Beginning in 2023, adjustments made to GAAP financial measures also include restructuring costs. See Non-GAAP Financial Measures for further details and a reconciliation of such measures to GAAP reported results. (4) Adjusted total expenses is a non-GAAP financial measure adjusting total expens","filed_date":"2024-02-23","accession":"0000316709-24-000018","full_text":"https://origin.rootz.global/static/filing/0000316709-24-000018.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":39,"context":"cost of resolving the recent bank failures has resulted in increased FDIC costs and may prompt the FDIC to further increase its premiums or to issue additional special assessments, which could have a material negative impact on our profitability and our business.  Liquidity Risk A significant decrease in our liquidity could negatively affect our business as well as reduce client confidence in us. Maintaining adequate liq","filed_date":"2024-02-23","accession":"0000316709-24-000018","full_text":"https://origin.rootz.global/static/filing/0000316709-24-000018.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":100,"match_count":14,"context":"billion to facilitate the Ameritrade integration, make investments across our strategic initiatives, and capture incremental cost savings of approximately $500 million that will be realized in 2024. Restructuring costs required to effect these savings totaled $495 million, while acquisition and integration-related costs and amortization of acquired intangibles were $401 million and $534 million, respectively. Exclu","filed_date":"2024-01-17","accession":"0000316709-24-000011","full_text":"https://origin.rootz.global/static/filing/0000316709-24-000011.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":100,"match_count":17,"context":"ces client.  (2) Client cash as a percentage of client assets excludes brokered CDs issued by CSB. (3) Beginning in the third quarter of 2023, adjustments made to GAAP financial measures also include restructuring costs. See Non-GAAP Financial Measures for further details and a reconciliation of such measures to GAAP reported results.  (4) Adjusted total expenses is a non-GAAP financial measure adjusting total expen","filed_date":"2023-11-08","accession":"0000316709-23-000062","full_text":"https://origin.rootz.global/static/filing/0000316709-23-000062.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"ai_adoption","strength":100,"match_count":14,"context":"100% to 200% of the target award when performance equals or exceeds target. | | |  (4) |  |  These stock option awards were granted under the 2013 Stock Incentive Plan, vest in four equal annual installments beginning on the first anniversary of the grant date and expire on the tenth anniversary of the grant date. | | |  (5) |  |  Represents the grant date fair value of each equity award as determine","filed_date":"2023-03-31","accession":"0001193125-23-086655","full_text":"https://origin.rootz.global/static/filing/0001193125-23-086655.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":55,"context":"ection of Independent Auditors |  |  |  33 |  | | |  |  | | |  Auditor Fees |  |  |  33 |  | | |  |  | | |  Audit Committee Report |  |  |  35 |  | | |  |  | | |  Proposal Three: Advisory Approval of Named Executive Officer Compensation |  |  |  36 |  | | |  |  | | |  Compensation Discussion and Analysis |  |  |  36 |  | | |  |  | | |  Compensation Committee Report |  |  |  53 |  | | |  |  | | |  Executive Compensation","filed_date":"2023-03-31","accession":"0001193125-23-086655","full_text":"https://origin.rootz.global/static/filing/0001193125-23-086655.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":13,"context":"based on estimates, there are certain accounting principles that require management to make estimates regarding matters that are uncertain and susceptible to change where such change may result in a material adverse impact on Schwabs financial position and financial results. These critical accounting estimates are described below. Management regularly reviews the estimates and assumptions used in the preparation of the","filed_date":"2023-02-24","accession":"0000316709-23-000009","full_text":"https://origin.rootz.global/static/filing/0000316709-23-000009.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"ai_adoption","strength":100,"match_count":19,"context":"(4) |  |  This RSU award to Mr. Wurster was approved on October 25, 2021 with a grant date of October 25, 2021. It was granted under the 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. | | |  (5) |  |  These stock option awards were granted under the 2013 Stock Incentive Plan, vest in four equal annual installments beginning","filed_date":"2022-04-01","accession":"0001193125-22-093320","full_text":"https://origin.rootz.global/static/filing/0001193125-22-093320.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":61,"context":"lection of Independent Auditors |  |  |  35 |  | | |  |  | | |  Auditor Fees |  |  |  35 |  | | |  |  | | |  Audit Committee Report |  |  |  37 |  | | |  |  | | |  Proposal Four: Advisory Approval of Named Executive Officer Compensation |  |  |  38 |  | | |  |  | | |  Compensation Discussion and Analysis |  |  |  38 |  | | |  |  | | |  Compensation Committee Report |  |  |  55 |  | | |  |  | | |  2021 CEO Pay Ratio |  |","filed_date":"2022-04-01","accession":"0001193125-22-093320","full_text":"https://origin.rootz.global/static/filing/0001193125-22-093320.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":14,"context":"sing of its properties or the conduct of its business requires such qualification, except where the failure to be so qualified and in good standing would not, individually or in the aggregate, have a material adverse effect on (i) the condition (financial or other), business, properties or results of operations of the Company and its subsidiaries taken as a whole, or (ii) the consummation of any of the transactions cont","filed_date":"2022-03-07","accession":"0001564590-22-008845","full_text":"https://origin.rootz.global/static/filing/0001564590-22-008845.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":13,"context":"based on estimates, there are certain accounting principles that require management to make estimates regarding matters that are uncertain and susceptible to change where such change may result in a material adverse impact on Schwabs financial position and financial results. These critical accounting estimates are described below. Management regularly reviews the estimates and assumptions used in the preparation of the","filed_date":"2022-02-24","accession":"0000316709-22-000009","full_text":"https://origin.rootz.global/static/filing/0000316709-22-000009.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":14,"context":"sing of its properties or the conduct of its business requires such qualification, except where the failure to be so qualified and in good standing would not, individually or in the aggregate, have a material adverse effect on (i) the condition (financial or other), business, properties or results of operations of the Company and its subsidiaries taken as a whole, or (ii) the consummation of any of the transactions cont","filed_date":"2021-08-26","accession":"0001193125-21-257640","full_text":"https://origin.rootz.global/static/filing/0001193125-21-257640.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":14,"context":"sing of its properties or the conduct of its business requires such qualification, except where the failure to be so qualified and in good standing would not, individually or in the aggregate, have a material adverse effect on (i) the condition (financial or other), business, properties or results of operations of the Company and its subsidiaries taken as a whole, or (ii) the consummation of any of the transactions cont","filed_date":"2021-05-13","accession":"0001193125-21-160596","full_text":"https://origin.rootz.global/static/filing/0001193125-21-160596.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"ai_adoption","strength":100,"match_count":14,"context":"100% to 200% of the target award when performance equals or exceeds target. | | |  (4) |  |  These stock option awards were granted under the 2013 Stock Incentive Plan, vest in four equal annual installments beginning on the first anniversary of the grant date and expire on the tenth anniversary of the grant date. | | |  (5) |  |  Represents the grant date fair value of each equity award as determine","filed_date":"2021-04-02","accession":"0001193125-21-104906","full_text":"https://origin.rootz.global/static/filing/0001193125-21-104906.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":55,"context":"ection of Independent Auditors |  |  |  34 |  | | |  |  | | |  Auditor Fees |  |  |  34 |  | | |  |  | | |  Audit Committee Report |  |  |  36 |  | | |  |  | | |  Proposal Three: Advisory Approval of Named Executive Officer Compensation |  |  |  37 |  | | |  |  | | |  Compensation Discussion and Analysis |  |  |  37 |  | | |  |  | | |  Compensation Committee Report |  |  |  53 |  | | |  |  | | |  2020 CEO Pay Ratio |  |","filed_date":"2021-04-02","accession":"0001193125-21-104906","full_text":"https://origin.rootz.global/static/filing/0001193125-21-104906.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":14,"context":"sing of its properties or the conduct of its business requires such qualification, except where the failure to be so qualified and in good standing would not, individually or in the aggregate, have a material adverse effect on (i) the condition (financial or other), business, properties or results of operations of the Company and its subsidiaries taken as a whole, or (ii) the consummation of any of the transactions cont","filed_date":"2021-03-30","accession":"0001193125-21-100453","full_text":"https://origin.rootz.global/static/filing/0001193125-21-100453.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":14,"context":"sing of its properties or the conduct of its business requires such qualification, except where the failure to be so qualified and in good standing would not, individually or in the aggregate, have a material adverse effect on (i) the condition (financial or other), business, properties or results of operations of the Company and its subsidiaries taken as a whole, or (ii) the consummation of any of the transactions cont","filed_date":"2021-03-18","accession":"0001193125-21-085929","full_text":"https://origin.rootz.global/static/filing/0001193125-21-085929.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":13,"context":"based on estimates, there are certain accounting principles that require management to make estimates regarding matters that are uncertain and susceptible to change where such change may result in a material adverse impact on Schwabs financial position and financial results. These critical accounting estimates are described below. Management regularly reviews the estimates and assumptions used in the preparation of the","filed_date":"2021-02-24","accession":"0000316709-21-000012","full_text":"https://origin.rootz.global/static/filing/0000316709-21-000012.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":13,"context":"sing of its properties or the conduct of its business requires such qualification, except where the failure to be so qualified and in good standing would not, individually or in the aggregate, have a material adverse effect on (i) the condition (financial or other), business, properties or results of operations of the Company and its subsidiaries taken as a whole, or (ii) the consummation of any of the transactions cont","filed_date":"2026-04-22","accession":"0001193125-26-170805","full_text":"https://origin.rootz.global/static/filing/0001193125-26-170805.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":13,"context":"sing of its properties or the conduct of its business requires such qualification, except where the failure to be so qualified and in good standing would not, individually or in the aggregate, have a material adverse effect on (i) the condition (financial or other), business, properties or results of operations of the Company and its subsidiaries taken as a whole, or (ii) the consummation of any of the transactions cont","filed_date":"2026-05-21","accession":"0001193125-26-234609","full_text":"https://origin.rootz.global/static/filing/0001193125-26-234609.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":13,"context":"sing of its properties or the conduct of its business requires such qualification, except where the failure to be so qualified and in good standing would not, individually or in the aggregate, have a material adverse effect on (i) the condition (financial or other), business, properties or results of operations of the Company and its subsidiaries taken as a whole, or (ii) the consummation of any of the transactions cont","filed_date":"2026-06-29","accession":"0001193125-26-288640","full_text":"https://origin.rootz.global/static/filing/0001193125-26-288640.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":13,"context":"sing of its properties or the conduct of its business requires such qualification, except where the failure to be so qualified and in good standing would not, individually or in the aggregate, have a material adverse effect on (i) the condition (financial or other), business, properties or results of operations of the Company and its subsidiaries taken as a whole, or (ii) the consummation of any of the transactions cont","filed_date":"2026-08-12","accession":"0001193125-26-347083","full_text":"https://origin.rootz.global/static/filing/0001193125-26-347083.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"ai_adoption","strength":96,"match_count":12,"context":"get performance goal but exceeds the established minimum level of performance. | | |  (4) |  These stock option awards were granted under the 2022 Stock Incentive Plan, vest in four equal annual installments beginning on the first anniversary of the grant date and expire on the tenth anniversary of the grant date. | | |  (5) |  Represents the grant date fair value of each equity award as determined i","filed_date":"2026-04-06","accession":"0001193125-26-142826","full_text":"https://origin.rootz.global/static/filing/0001193125-26-142826.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":96,"match_count":12,"context":"months of 2025, respectively, compared to the same periods in 2024. 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(2) The Company has voting and nonvoting common stock outstanding. 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Adjusted dilu","filed_date":"2024-04-05","accession":"0001193125-24-087883","full_text":"https://origin.rootz.global/static/filing/0001193125-24-087883.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SCHW","company":"SCHWAB CHARLES CORP","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"restructuring","strength":80,"match_count":10,"context":"| | | | | Non-GAAP Adjustment or Measure | Definition | Usefulness to Investors and Uses by Management | | | Acquisition and integration-related costs, amortization of acquired intangible assets, and restructuring costs | Schwab adjusts certain GAAP financial measures to exclude the impact of acquisition and integration-related costs incurred as a result of the Companys acquisitions, amortization of acquired intangi","filed_date":"2026-01-21","accession":"0000316709-26-000004","full_text":"https://origin.rootz.global/static/filing/0000316709-26-000004.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."}],"origin":{"leaf":"24826eceac03e04fe228ae73aafd37a69e8562b4203418e25b2d2c3877a0a62c","formula":"v2: sha256( sha256(content) || parent || source_accession )","content_sha256":"7feabd819ba0f8acf53c9dc636051f333d7078bc9639edaad3aa3b0bb2795dde","parent":null,"source":"signal_search","chain":"sec.gov/EDGAR (retrieved over TLS, accession recorded) > origin.rootz.global extraction > this response","registry":"origin.rootz.global","verify":"Recompute it: sha256(sha256(<this response body minus the origin block>) || parent || source_accession). 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