{"schema":"rootz.ai/filing-signals/v1","query":{"ticker":"SHFS","limit":50},"count":50,"signals":[{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":100,"match_count":12,"context":"s; | | |  | | | | |  | Any failure to protect the confidentiality of customer information could adversely affect our reputation and subject us to financial sanctions and other costs that could have a material adverse effect on our business, financial condition and results of operations; | | |  | | | | |  | Future acquisitions and expansion activities may disrupt our business, dilute shareholder value and adversely affec","filed_date":"2025-10-21","accession":"0001493152-25-018701","full_text":"https://origin.rootz.global/static/filing/0001493152-25-018701.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"strategic_event","strength":100,"match_count":14,"context":"ersity of Toronto (1985). He has also completed the Executive Development Program at the Wharton School, University of Pennsylvania. Age: 65. **Francis A. Braun III.** Francis A. (Skip) Braun III was appointed to the Board of Directors in May 2025. He has served as a senior advisor to Stout since April 2024 and as a member of CrossCountry Consultings advisory counsel since February 2024. Mr. Braun was appointed to the Board of Dir","filed_date":"2025-10-21","accession":"0001493152-25-018701","full_text":"https://origin.rootz.global/static/filing/0001493152-25-018701.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":100,"match_count":14,"context":"s; | | |  | | | | |  | Any failure to protect the confidentiality of customer information could adversely affect our reputation and subject us to financial sanctions and other costs that could have a material adverse effect on our business, financial condition and results of operations; | | |  | | | | |  | Future acquisitions and expansion activities may disrupt our business, dilute shareholder value and adversely affec","filed_date":"2025-10-17","accession":"0001493152-25-018495","full_text":"https://origin.rootz.global/static/filing/0001493152-25-018495.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"strategic_event","strength":100,"match_count":13,"context":"ersity of Toronto (1985). He has also completed the Executive Development Program at the Wharton School, University of Pennsylvania. Age: 65. **Francis A. Braun III.** Francis A. (Skip) Braun III was appointed to the Board of Directors in May 2025. He has served as a senior advisor to Stout since April 2024 and as a member of CrossCountry Consultings advisory counsel since February 2024. Mr. Braun was appointed to the Board of Dir","filed_date":"2025-10-17","accession":"0001493152-25-018495","full_text":"https://origin.rootz.global/static/filing/0001493152-25-018495.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":100,"match_count":25,"context":"such Buyer, except in the case of clauses (ii) and (iii) above, for such conflicts, defaults, rights or violations which could not, individually or in the aggregate, reasonably be expected to have a material adverse effect on the ability of such Buyer to perform its obligations hereunder. (j) Residency. Such Buyer is a resident of that jurisdiction specified below its address on the Schedule of Buyers. 3. REPRESENTATIO","filed_date":"2025-10-03","accession":"0001493152-25-016886","full_text":"https://origin.rootz.global/static/filing/0001493152-25-016886.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":100,"match_count":38,"context":"r property owned by it makes such qualification necessary, except where the failure to be so qualified or in good standing, as the case may be, could not have or reasonably be expected to result in a Material Adverse Effect and no proceeding has been instituted in any such jurisdiction revoking, limiting or curtailing or seeking to revoke, limit or curtail such power and authority or qualification. **Section 4.2. Author","filed_date":"2025-09-23","accession":"0001493152-25-014636","full_text":"https://origin.rootz.global/static/filing/0001493152-25-014636.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":100,"match_count":30,"context":"ustomers; | | |  |  |  Any failure to protect the confidentiality of customer information could adversely affect our reputation and subject us to financial sanctions and other costs that could have a material adverse effect on our business, financial condition and results of operations; | | |  |  |  Future acquisitions and expansion activities may disrupt our business, dilute shareholder value and adversely affect our o","filed_date":"2025-04-10","accession":"0001641172-25-003608","full_text":"https://origin.rootz.global/static/filing/0001641172-25-003608.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"strategic_event","strength":100,"match_count":13,"context":"ected by a plurality of the votes cast at any meeting of stockholders. A plurality means that the candidate with the most votes for his or her election, even if less than a majority of those cast, is elected to the Board of Directors. The election of the Board of Directors nominees to the Board of Directors at the 2024 Annual Meeting pursuant to Proposal 1 is a contested election, meaning the number of nominees standing for elec","filed_date":"2024-04-29","accession":"0001493152-24-017066","full_text":"https://origin.rootz.global/static/filing/0001493152-24-017066.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":100,"match_count":30,"context":"ur customers; | | |  | Any failure to protect the confidentiality of customer information could adversely affect our reputation and subject us to financial sanctions and other costs that could have a material adverse effect on our business, financial condition and results of operations; | | |  | Future acquisitions and expansion activities may disrupt our business, dilute shareholder value and adversely affect our opera","filed_date":"2024-04-01","accession":"0001493152-24-012360","full_text":"https://origin.rootz.global/static/filing/0001493152-24-012360.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":100,"match_count":34,"context":"customers; | | |  | | Any failure to protect the confidentiality of customer information could adversely affect our reputation and subject us to financial sanctions and other costs that could have a material adverse effect on our business, financial condition and results of operations; | | |  | | Future acquisitions and expansion activities may disrupt our business, dilute shareholder value and adversely affect our ope","filed_date":"2023-04-14","accession":"0001493152-23-012291","full_text":"https://origin.rootz.global/static/filing/0001493152-23-012291.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":100,"match_count":22,"context":"ding whether to vote or instruct your vote to be cast to approve the proposals described in this proxy statement. These risks, alone or in combination with other events or circumstances, could have a material adverse effect on (i) the ability of the Company, the Seller and SHF to complete the Business Combination, (ii) the business, cash flows, financial condition and results of operations of SHF prior to the consummati","filed_date":"2022-09-19","accession":"0001493152-22-026201","full_text":"https://origin.rootz.global/static/filing/0001493152-22-026201.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":100,"match_count":5,"context":"ur stockholders of the Business Combination; (d) the approval by the Sellers manager of the Business Combination; (e) the approval by SHFs managers of the Business Combination; (f) the absence of any Material Adverse Effect (as defined in the Unit Purchase Agreement) with respect to us or with respect to SHF since the effective date of the Unit Purchase Agreement that is continuing and uncured; (g) us having at least $5","filed_date":"2022-03-25","accession":"0001493152-22-007775","full_text":"https://origin.rootz.global/static/filing/0001493152-22-007775.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":100,"match_count":21,"context":"loan capacity; | 4 | | Any failure to protect the confidentiality of customer information could adversely affect our reputation and subject us to financial sanctions and other costs that could have a material adverse effect on our business, financial condition and results of operations; Future acquisitions and expansion activities may disrupt our business, dilute shareholder value and adversely affect our operating resu","filed_date":"2026-08-07","accession":"0001493152-26-036606","full_text":"https://origin.rootz.global/static/filing/0001493152-26-036606.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"strategic_event","strength":88,"match_count":11,"context":"ected by a plurality of the votes cast at any meeting of stockholders. A plurality means that the candidate with the most votes for his or her election, even if less than a majority of those cast, is elected to the Board of Directors. The Ratification of Auditors Proposal, the Equity Incentive Plan Amendment Proposal, and the Shareholder Proposal will each be ratified if votes representing a majority of the votes cast by the sto","filed_date":"2025-05-28","accession":"0001641172-25-012717","full_text":"https://origin.rootz.global/static/filing/0001641172-25-012717.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"strategic_event","strength":72,"match_count":9,"context":"ected by a plurality of the votes cast at any meeting of stockholders. A plurality means that the candidate with the most votes for his or her election, even if less than a majority of those cast, is elected to the Board of Directors. Stockholders are not permitted to vote against a candidate. Proposal 2 will be ratified if votes representing a majority of the votes cast by the stockholders present in person or represented by pr","filed_date":"2023-04-28","accession":"0001493152-23-014744","full_text":"https://origin.rootz.global/static/filing/0001493152-23-014744.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":57,"match_count":4,"context":"ur stockholders of the Business Combination; (d) the approval by the Sellers manager of the Business Combination; (e) the approval by SHFs managers of the Business Combination; (f) the absence of any Material Adverse Effect (as defined in the Unit Purchase Agreement) with respect to us or with respect to SHF since the effective date of the Unit Purchase Agreement that is continuing and uncured; (g) us having at least $5","filed_date":"2022-05-16","accession":"0001493152-22-013958","full_text":"https://origin.rootz.global/static/filing/0001493152-22-013958.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"ai_adoption","strength":56,"match_count":7,"context":"rs (the Merger Agreement.) The Merger Agreement provided for payment of $30 million through a mix of cash and stock. The payment structure included $9 million in cash, distributed in three equal installments, with the first installment occurring at the merger closing and the other installments being paid on the first and second anniversaries of the merger closing. Additionally, the Class A Common Sto","filed_date":"2025-10-21","accession":"0001493152-25-018701","full_text":"https://origin.rootz.global/static/filing/0001493152-25-018701.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"ai_adoption","strength":56,"match_count":7,"context":"rs (the Merger Agreement.) The Merger Agreement provided for payment of $30 million through a mix of cash and stock. The payment structure included $9 million in cash, distributed in three equal installments, with the first installment occurring at the merger closing and the other installments being paid on the first and second anniversaries of the merger closing. Additionally, the Class A Common Sto","filed_date":"2025-10-17","accession":"0001493152-25-018495","full_text":"https://origin.rootz.global/static/filing/0001493152-25-018495.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"strategic_event","strength":56,"match_count":7,"context":"ry 2023. Mr. Racine also served as a board member of the National Association of Attorneys General Mission Foundation, a position he held from July 2018 until January 2023. Previously, Mr. Racine was elected as the President of the National Association of Attorneys General from December 2020 until December 2021 and as the Chair of the Advisory Board Fair and Just Prosecution from January 2018 until February 2022. Mr. Rac","filed_date":"2025-04-30","accession":"0001641172-25-007881","full_text":"https://origin.rootz.global/static/filing/0001641172-25-007881.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"ai_adoption","strength":40,"match_count":5,"context":"rs (the Merger Agreement.) The Merger Agreement provided for payment of $30 million through a mix of cash and stock. The payment structure included $9 million in cash, distributed in three equal installments, with the first installment occurring at the merger closing and the other installments being paid on the first and second anniversaries of the merger closing. Additionally, the Class A Common Sto","filed_date":"2025-04-10","accession":"0001641172-25-003608","full_text":"https://origin.rootz.global/static/filing/0001641172-25-003608.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"ai_adoption","strength":40,"match_count":5,"context":"the revised Abaca Merger Agreement, the Company compensated Abaca with $30 million through a mix of cash and stock. The payment structure included $9 million in cash, distributed in three equal installments, with the first installment occurring at the merger closing and the other installments being paid on the first and second anniversaries of the merger closing. Additionally, the common stock consi","filed_date":"2024-05-13","accession":"0001493152-24-018878","full_text":"https://origin.rootz.global/static/filing/0001493152-24-018878.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"platform_shift","strength":40,"match_count":5,"context":"l officials, regulators, law enforcement and financial service providers to share experience and knowledge on navigating access to financial services. We believe this expertise will allow us to enter new markets with greater ease. Further momentum with pending legislative and regulatory changes is expected to drive expansion of the total addressable market as more states continue to legalize cannabis for ad","filed_date":"2023-04-14","accession":"0001493152-23-012291","full_text":"https://origin.rootz.global/static/filing/0001493152-23-012291.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"strategic_event","strength":40,"match_count":5,"context":"nd annual meeting of stockholders. The term of office of the third class of directors, consisting of Messrs. Darwin and Mann, will expire at the third annual meeting of stockholders. Our officers are appointed by the board of directors and serve at the discretion of the board of directors, rather than for specific terms of office. Our board of directors is authorized to appoint persons to the offices set forth in our bylaws as it","filed_date":"2022-03-25","accession":"0001493152-22-007775","full_text":"https://origin.rootz.global/static/filing/0001493152-22-007775.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":39,"match_count":3,"context":"ustomers; | | |  |  |  Any failure to protect the confidentiality of customer information could adversely affect our reputation and subject us to financial sanctions and other costs that could have a material adverse effect on our business, financial condition and results of operations; | | |  |  |  Future acquisitions and expansion activities may disrupt our business, dilute shareholder value and adversely affect our o","filed_date":"2025-08-14","accession":"0001641172-25-024215","full_text":"https://origin.rootz.global/static/filing/0001641172-25-024215.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":39,"match_count":3,"context":"ustomers; | | |  |  |  Any failure to protect the confidentiality of customer information could adversely affect our reputation and subject us to financial sanctions and other costs that could have a material adverse effect on our business, financial condition and results of operations; | | |  |  |  Future acquisitions and expansion activities may disrupt our business, dilute shareholder value and adversely affect our o","filed_date":"2025-08-14","accession":"0001641172-25-024207","full_text":"https://origin.rootz.global/static/filing/0001641172-25-024207.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":39,"match_count":3,"context":"ustomers; | | |  |  |  Any failure to protect the confidentiality of customer information could adversely affect our reputation and subject us to financial sanctions and other costs that could have a material adverse effect on our business, financial condition and results of operations; | | |  |  |  Future acquisitions and expansion activities may disrupt our business, dilute shareholder value and adversely affect our o","filed_date":"2025-05-21","accession":"0001641172-25-011821","full_text":"https://origin.rootz.global/static/filing/0001641172-25-011821.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"platform_shift","strength":32,"match_count":4,"context":"programs, established states expanding adult-use licensing, or mature markets where operators are scaling operations, said Terry Mendez, Chief Executive Officer of Safe Harbor. The 29% year-over-year emerging market asset growth demonstrates both the strength of our strategy and the trust licensed operators place in Safe Harbor as their partner through every stage of growth. The growth in emerging US markets rep","filed_date":"2026-03-03","accession":"0001493152-26-008653","full_text":"https://origin.rootz.global/static/filing/0001493152-26-008653.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"platform_shift","strength":32,"match_count":4,"context":"fluctuate significantly because of several factors, including: |  | labor availability and costs for hourly and management personnel; | | |  | | | | |  | profitability of our services, especially in new markets and due to seasonal fluctuations; | | |  | | | | |  | changes in interest rates; | | |  | | | | |  | macroeconomic conditions, both nationally and locally; | | |  | | | | |  | negative publicity rel","filed_date":"2025-10-21","accession":"0001493152-25-018701","full_text":"https://origin.rootz.global/static/filing/0001493152-25-018701.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"platform_shift","strength":32,"match_count":4,"context":"fluctuate significantly because of several factors, including: |  | labor availability and costs for hourly and management personnel; | | |  | | | | |  | profitability of our services, especially in new markets and due to seasonal fluctuations; | | |  | | | | |  | changes in interest rates; | | |  | | | | |  | macroeconomic conditions, both nationally and locally; | | |  | | | | |  | negative publicity rel","filed_date":"2025-10-17","accession":"0001493152-25-018495","full_text":"https://origin.rootz.global/static/filing/0001493152-25-018495.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"ai_adoption","strength":32,"match_count":4,"context":"rs (the Merger Agreement). The Merger Agreement provided for payment of $30 million through a mix of cash and stock. The payment structure included $9 million in cash, distributed in three equal installments, with the first installment occurring at the merger closing and the other installments being paid on the first and second anniversaries of the merger closing. Additionally, the Class A Common Sto","filed_date":"2024-11-12","accession":"0001493152-24-044750","full_text":"https://origin.rootz.global/static/filing/0001493152-24-044750.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"ai_adoption","strength":32,"match_count":4,"context":"ith the Merger Agreement). The Merger Agreement provided for payment of $30 million through a mix of cash and stock. The payment structure included $9 million in cash, distributed in three equal installments, with the first installment occurring at the merger closing and the other installments being paid on the first and second anniversaries of the merger closing. Additionally, the Class A Common Sto","filed_date":"2024-08-14","accession":"0001493152-24-032185","full_text":"https://origin.rootz.global/static/filing/0001493152-24-032185.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"ai_adoption","strength":32,"match_count":4,"context":"the third amendment to the Unit Purchase Agreement, the deferred consideration was to paid in one payment of $21,949,801 on or before December 15, 2022, and the $35,000,000 balance in six equal installments of $6,416,667, payable beginning on the first business day following April 1, 2023, and on the first business day of each of the following five fiscal quarters, for a total of $38,500,002, includ","filed_date":"2024-04-01","accession":"0001493152-24-012360","full_text":"https://origin.rootz.global/static/filing/0001493152-24-012360.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"strategic_event","strength":32,"match_count":4,"context":"shed on December 31, 2022, was maintained for the year ended December 31, 2023. **Impairment of Goodwill and Finite-lived intangible assets** On November 15, 2022, the company finalized a significant acquisition for $30 million, resulting in the recognition of $19,266,276 in goodwill and $10,800,000 in amortizable intangible assets, which included market-related intangible assets valued at $2,100,000, customer rel","filed_date":"2024-04-01","accession":"0001493152-24-012360","full_text":"https://origin.rootz.global/static/filing/0001493152-24-012360.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"ai_adoption","strength":32,"match_count":4,"context":"ent pursuant to which the Company will grant, as collateral for the Note, a first priority security interest in substantially all of the assets of the Company. The Note amount will be paid in 54 installments of principal and interest of $295,487 each starting from November 5, 2023, and for the period between March 29, 2023, to October 5, 2023, the Company has paid only interest portion. The repayment","filed_date":"2023-11-14","accession":"0001493152-23-041096","full_text":"https://origin.rootz.global/static/filing/0001493152-23-041096.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"ai_adoption","strength":32,"match_count":4,"context":"rsuant to which the Company will grant, as collateral for the Note, a first priority security interest in substantially all of the assets of the Company. The Note amount will be paid in 54 equal installments of $295,487 each starting from November 5, 2023, and for the period between March 29, 2023, to October 05, 2023, the Company is expected to pay only interest portion. The repayment schedule of th","filed_date":"2023-08-14","accession":"0001493152-23-028425","full_text":"https://origin.rootz.global/static/filing/0001493152-23-028425.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"ai_adoption","strength":32,"match_count":4,"context":"rsuant to which the Company will grant, as collateral for the Note, a first priority security interest in substantially all of the assets of the Company. The Note amount will be paid in 54 equal installments of $295,487 each starting from November 5, 2023 and for the period between March 29, 2023, to October 05, 2023, the Company is expected to pay only interest portion. The repayment schedule of the","filed_date":"2023-05-15","accession":"0001493152-23-017526","full_text":"https://origin.rootz.global/static/filing/0001493152-23-017526.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"ai_adoption","strength":32,"match_count":4,"context":"-year anniversaries of the closing); and (b) $21,000,000 of validly issued, fully paid and non-assessable shares of the Companys Class A Common Stock, $0.0001 par value per share, payable in two installments. The stock consideration consists of 2,100,000 shares of SHFs Class A Common Stock to certain Abaca stockholders at the closing and $12,600,000 (minus the note balance of $500,000, plus accrued i","filed_date":"2023-04-14","accession":"0001493152-23-012291","full_text":"https://origin.rootz.global/static/filing/0001493152-23-012291.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"platform_shift","strength":32,"match_count":4,"context":"limitations on or disruptions of our clients businesses could adversely affect our business. Further, we may experience a decrease in new clients due to a lack of financial resources or a decline in new markets as businesses and financial markets deal with the impact of COVID-19. Further, these conditions may impact our ability to access financial markets to obtain the necessary funding to expand our busin","filed_date":"2022-09-19","accession":"0001493152-22-026201","full_text":"https://origin.rootz.global/static/filing/0001493152-22-026201.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":31,"match_count":2,"context":"ur stockholders of the Business Combination; (d) the approval by the Sellers manager of the Business Combination; (e) the approval by SHFs managers of the Business Combination; (f) the absence of any Material Adverse Effect (as defined in the Unit Purchase Agreement) with respect to us or with respect to SHF since the effective date of the Unit Purchase Agreement that is continuing and uncured; (g) us having at least $5","filed_date":"2022-08-22","accession":"0001493152-22-023739","full_text":"https://origin.rootz.global/static/filing/0001493152-22-023739.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":26,"match_count":2,"context":"tal revenues. As of September 30, 2025, amounts due from PCCU totaled $0.7 million, representing 93.5% of total accounts receivable. The loss of, or a material change, to this relationship may have a material adverse impact on the Companys results of operations and financial conditions. Management monitors this concentration risk on an ongoing basis. **The PCCU CAA** On March 29, 2023, the Company and PCCU entered into","filed_date":"2025-11-12","accession":"0001493152-25-021644","full_text":"https://origin.rootz.global/static/filing/0001493152-25-021644.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":26,"match_count":2,"context":"to our business. Although some of the legal proceedings set forth herein may result in adverse decisions or settlements, Management believes that the final disposition of such matters will not have a material adverse effect on our business, financial position, results of operations or cash flows. **Item 1A. Risk Factors** As of the date of this Quarterly Report on Form 10-Q, there have been no material changes in the ri","filed_date":"2024-08-14","accession":"0001493152-24-032185","full_text":"https://origin.rootz.global/static/filing/0001493152-24-032185.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"growth_inflection","strength":24,"match_count":3,"context":"25-04-04_logo.png --- EX-99.1 2 ex99-1.htm ** ** **Exhibit 99.1** ** ** *** ** **Safe Harbor Financial Announces Preliminary Fourth Quarter and Full Year 2022 Financial Results** ** ** - Full year revenue increased 34% to $9.4 million, number of active accounts increased 82% to 1040 compared to 2021 -* ** ** *- Recent agreement to resolve $64.7 million in payment obligations significantly strengthens balance sheet,","filed_date":"2023-03-30","accession":"0001493152-23-009734","full_text":"https://origin.rootz.global/static/filing/0001493152-23-009734.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"ai_adoption","strength":24,"match_count":3,"context":"d amendment to the unit purchase agreement, the Company will pay the deferred consideration in one payment of $21,949,801 on or before December 15, 2022, and the $35,000,000 balance in six equal installments of $6,416,667, payable beginning on the first business day following April 1, 2023 and on the first business day of each of the following five fiscal quarters, for a total of $38,500,002, includi","filed_date":"2022-11-14","accession":"0001493152-22-032258","full_text":"https://origin.rootz.global/static/filing/0001493152-22-032258.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"ai_adoption","strength":24,"match_count":3,"context":"r and two-year anniversaries of the Closing); and (b) $21,000,000 of validly issued, fully paid and non-assessable shares of the Parents common stock, $0.0001 par value per share, payable in two installments of $8,400,000, the number of shares to be calculated by dividing the installment amount by the volume weighted average price per share of Parent Common Stock as reported on the NASDAQ for the ten","filed_date":"2022-11-03","accession":"0001493152-22-030366","full_text":"https://origin.rootz.global/static/filing/0001493152-22-030366.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"strategic_event","strength":24,"match_count":3,"context":"just amounts in the June 30, 2026, financial statements but are material enough to warrant disclosure. **Compensation Arrangements** In July 2026, the Board approved a Retention Plan covering certain named executive officers and directors. The plan provides cash retention payments upon a change in control and enhanced compensation during periods of insolvency, subject to continued service and other plan conditions. The aggregate pote","filed_date":"2026-08-07","accession":"0001493152-26-036606","full_text":"https://origin.rootz.global/static/filing/0001493152-26-036606.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":23,"match_count":1,"context":"ny other U.S. or nationally recognized stock exchange. If, after listing, our common stock is delisted from Nasdaq or any other U.S. or nationally recognized stock exchange, we could face significant material adverse consequences, including: |  |  |  a limited availability of market quotations for our common stock; | | |  |  |  | | |  |  |  reduced liquidity with respect to the market for our common stock; | | |  |  |  | | |","filed_date":"2025-10-24","accession":"0001493152-25-019355","full_text":"https://origin.rootz.global/static/filing/0001493152-25-019355.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":23,"match_count":1,"context":"ber 31, 2022, except we may disclose changes to such factors or disclose additional factors from time to time in our future filings with the SEC. Any of these factors could result in a significant or material adverse effect on our results of operations or financial condition. Additional risk factors not presently known to us or that we currently deem immaterial may also impair our business or results of operations. **It","filed_date":"2023-08-14","accession":"0001493152-23-028425","full_text":"https://origin.rootz.global/static/filing/0001493152-23-028425.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":23,"match_count":1,"context":"with the SEC, except we may disclose changes to such factors or disclose additional factors from time to time in our future filings with the SEC. Any of these factors could result in a significant or material adverse effect on our results of operations or financial condition. Additional risk factors not presently known to us or that we currently deem immaterial may also impair our business or results of operations. **It","filed_date":"2021-11-15","accession":"0001493152-21-028538","full_text":"https://origin.rootz.global/static/filing/0001493152-21-028538.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":23,"match_count":1,"context":"with the SEC, except we may disclose changes to such factors or disclose additional factors from time to time in our future filings with the SEC. Any of these factors could result in a significant or material adverse effect on our results of operations or financial condition. Additional risk factors not presently known to us or that we currently deem immaterial may also impair our business or results of operations. **It","filed_date":"2021-08-13","accession":"0001493152-21-019659","full_text":"https://origin.rootz.global/static/filing/0001493152-21-019659.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SHFS","company":"SHF Holdings, Inc.","exchange":"Nasdaq","sector":"Finance Services","signal_type":"risk_factor","strength":23,"match_count":1,"context":"with the SEC, except we may disclose changes to such factors or disclose additional factors from time to time in our future filings with the SEC. Any of these factors could result in a significant or material adverse effect on our results of operations or financial condition. Additional risk factors not presently known to us or that we currently deem immaterial may also impair our business or results of operations. **It","filed_date":"2021-07-30","accession":"0001493152-21-018169","full_text":"https://origin.rootz.global/static/filing/0001493152-21-018169.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."}],"origin":{"leaf":"9250f98d352e3f02bae46503c2a593849946325d036b8c27b36c994c3f65e299","formula":"v2: sha256( sha256(content) || parent || source_accession )","content_sha256":"01a59f3a3c8c866685f329938568d014081fd7a0b8d943ee70a77223cbc578dc","parent":null,"source":"signal_search","chain":"sec.gov/EDGAR (retrieved over TLS, accession recorded) > origin.rootz.global extraction > this response","registry":"origin.rootz.global","verify":"Recompute it: sha256(sha256(<this response body minus the origin block>) || parent || source_accession). 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