{"schema":"rootz.ai/filing-signals/v1","query":{"ticker":"SOBR","limit":50},"count":50,"signals":[{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":100,"match_count":24,"context":"financial condition, results of operations, or cash flows. The extensive approach we take to cybersecurity may not be successful in preventing or mitigating a cybersecurity incident that could have a material adverse effect on us in the future. See Item 1A Risk Factors in the Companys Annual Report on Form 10-K for the year ended December 31, 2024 for a discussion of cybersecurity risks. | | | | 13 | | | | | | | | **COD","filed_date":"2025-06-23","accession":"0001477932-25-004765","full_text":"https://origin.rootz.global/static/filing/0001477932-25-004765.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":100,"match_count":16,"context":"rector nominations set forth in the Bylaws, or by the present Board to fill such vacancy. The Board has no reason to believe that any of such director nominees will be unwilling or unable to serve if elected as a director.  **Vote Required** Directors will be elected by a plurality of the votes cast at the Annual Meeting. The five nominees receiving the highest number of affirmative votes will be elected. You may vote","filed_date":"2025-06-23","accession":"0001477932-25-004765","full_text":"https://origin.rootz.global/static/filing/0001477932-25-004765.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":100,"match_count":61,"context":"other stockholders. | | | | | Reverse stock splits may decrease the liquidity of the shares of our common stock. | | | | | We may not be able to maintain our listing on the Nasdaq, which could have a material adverse effect on us and our stockholders. | | | | | If our common stock is delisted from the Nasdaq and becomes subject to the penny stock rules, it would become more difficult to trade our shares. | | **REVERSE S","filed_date":"2025-04-15","accession":"0001477932-25-002746","full_text":"https://origin.rootz.global/static/filing/0001477932-25-002746.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":100,"match_count":20,"context":"financial condition, results of operations, or cash flows. The extensive approach we take to cybersecurity may not be successful in preventing or mitigating a cybersecurity incident that could have a material adverse effect on us. See Item 1A Risk Factors in the Companys Annual Report on Form 10-K for the year ended December 31, 2023 for a discussion of cybersecurity risks. | | | | 12 | | | | | | | | **CODE OF ETHICS**","filed_date":"2024-05-13","accession":"0001477932-24-002750","full_text":"https://origin.rootz.global/static/filing/0001477932-24-002750.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":100,"match_count":20,"context":"l meeting of stockholders, or until his or her respective successor is duly elected and qualified; | | | | | | | | | 2. | To approve, by a nonbinding say-on-pay advisory vote, the compensation of our named executive officers; | | | | | | | | | 3. | To approve, by a nonbinding say-when-on-pay advisory vote, the frequency of future advisory votes on the compensation of our named executive officers; and | | | | | | | | | 4","filed_date":"2024-05-13","accession":"0001477932-24-002750","full_text":"https://origin.rootz.global/static/filing/0001477932-24-002750.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":100,"match_count":40,"context":"variety of factors, many of which are outside of our control. Failure to achieve profitability or sustain profitability, if achieved, may require us to raise additional financing, which could have a material negative impact on the market value of our Common Stock. Any equity financings will result in dilution to our then-existing stockholders. Sources of debt financing may result in high interest expense. Any financing,","filed_date":"2024-04-01","accession":"0001477932-24-001629","full_text":"https://origin.rootz.global/static/filing/0001477932-24-001629.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":100,"match_count":19,"context":"annual meeting of stockholders, or until their respective successor is duly elected and qualified; | | | | | | | | | 2. | To approve, by a nonbinding say-on-pay advisory vote, the compensation of our named executive officers; | | | | | | | | | 3. | To approve, by a nonbinding say-when-on-pay advisory vote, the frequency of future advisory votes on the compensation of our named executive officers; | | | | | | | | | 4. |","filed_date":"2023-04-28","accession":"0001477932-23-002946","full_text":"https://origin.rootz.global/static/filing/0001477932-23-002946.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":100,"match_count":20,"context":"variety of factors, many of which are outside of our control. Failure to achieve profitability or sustain profitability, if achieved, may require us to raise additional financing, which could have a material negative impact on the market value of our Common Stock. Any equity financings will result in dilution to our then-existing stockholders. Sources of debt financing may result in high interest expense. Any financing,","filed_date":"2023-03-31","accession":"0001477932-23-002085","full_text":"https://origin.rootz.global/static/filing/0001477932-23-002085.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"ai_adoption","strength":100,"match_count":28,"context":"market value of our common stock on January 10, 2022 (the date the options were eligible to be issued under Mr. Wenzels Employment Agreement), with the stock options to vest in 8 equal quarterly installments of 25,000 shares during the two-year term of the Employment Agreement, with a ten year term, and (ii) 50,000 Restricted Stock Units under our 2019 Equity Incentive Plan, which will vest upon the","filed_date":"2022-03-11","accession":"0001477932-22-001338","full_text":"https://origin.rootz.global/static/filing/0001477932-22-001338.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":100,"match_count":22,"context":"t be possible for us to manufacture these products at a cost or in quantities sufficient to make these products commercially viable or to maintain current operating margins, all of which could have a material adverse effect on our business, financial condition and results of operations. **Because our technology is innovative and disruptive, we may require additional time to enter the market due to the need to further di","filed_date":"2022-03-11","accession":"0001477932-22-001338","full_text":"https://origin.rootz.global/static/filing/0001477932-22-001338.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":100,"match_count":11,"context":"ment has not developed and effectively communicated to our employees its accounting policies and procedures. This has resulted in inconsistent practices. Further, our Board of Directors only recently appointed a director that qualifies as an audit committee financial expert as defined in Item 407(d)(5)(ii) of Regulation S-K. Until these issues are rectified our management believes these deficiencies have a pervasive","filed_date":"2022-03-11","accession":"0001477932-22-001338","full_text":"https://origin.rootz.global/static/filing/0001477932-22-001338.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"ai_adoption","strength":100,"match_count":16,"context":"d discussion on multiple additional pilot-to-revenue programs. We are working to execute three pilots in the manufacturing space in Q1 2021, in order to perfect the user experience and interface, enrollment process and data collection/management methodology. Research and Development  Our SOBRSafe system for non-invasive alcohol detection and identity verification has been completed and tested. Based","filed_date":"2021-03-31","accession":"0001477932-21-001930","full_text":"https://origin.rootz.global/static/filing/0001477932-21-001930.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":100,"match_count":10,"context":"tion, confidential information may be inadvertently disclosed in the form of documents or testimony in connection with discovery requests, depositions or trial testimony. This disclosure could have a material adverse effect on our business and our financial results. | | | | 12 | | | | | | Table of Contents | | **The internal controls we utilize to produce reliable financial reports have material weaknesses. If we contin","filed_date":"2021-03-31","accession":"0001477932-21-001930","full_text":"https://origin.rootz.global/static/filing/0001477932-21-001930.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":100,"match_count":11,"context":"d approximately 52% of our outstanding common stock. TBT was a California corporation. In connection with this transaction, two of our officers resigned and Charles Bennington and Nicholas Limer were appointed as directors and as our President, Chief Executive Officer, and Chief Financial Officer, and our Secretary, respectively, and Ronald Williams was appointed as our Chief Technology Officer. On January 17, 2012, o","filed_date":"2021-03-31","accession":"0001477932-21-001930","full_text":"https://origin.rootz.global/static/filing/0001477932-21-001930.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"ai_adoption","strength":100,"match_count":16,"context":"ption to Kevin Moore under our 2019 Equity Compensation Plan to acquire 35,200,000 shares of our common stock at an exercise price of $0.00792, with the stock options to vest in 36 equal monthly installments of 977,777 shares during the three-year term of the employment agreement. A total of 1,955,555 options were vested as of December 31, 2019. None of the vested stock options have been exercised an","filed_date":"2020-04-17","accession":"0001477932-20-002035","full_text":"https://origin.rootz.global/static/filing/0001477932-20-002035.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":100,"match_count":9,"context":"tion, confidential information may be inadvertently disclosed in the form of documents or testimony in connection with discovery requests, depositions or trial testimony. This disclosure could have a material adverse effect on our business and our financial results.  | | | | 13 | | | | | | Table of Contents | | **The internal controls we utilize to produce reliable financial reports have material weaknesses. If we conti","filed_date":"2020-04-17","accession":"0001477932-20-002035","full_text":"https://origin.rootz.global/static/filing/0001477932-20-002035.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":100,"match_count":13,"context":"d approximately 52% of our outstanding common stock. TBT was a California corporation. In connection with this transaction, two of our officers resigned and Charles Bennington and Nicholas Limer were appointed as directors and as our President, Chief Executive Officer, and Chief Financial Officer, and our Secretary, respectively, and Ronald Williams was appointed as our Chief Technology Officer. On January 17, 2012, o","filed_date":"2020-04-17","accession":"0001477932-20-002035","full_text":"https://origin.rootz.global/static/filing/0001477932-20-002035.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":100,"match_count":10,"context":"tion, confidential information may be inadvertently disclosed in the form of documents or testimony in connection with discovery requests, depositions or trial testimony. This disclosure could have a material adverse effect on our business and our financial results.  **The internal controls we utilize to produce reliable financial reports have material weaknesses. If we continue to have material weaknesses in our intern","filed_date":"2019-08-08","accession":"0001477932-19-004605","full_text":"https://origin.rootz.global/static/filing/0001477932-19-004605.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":100,"match_count":3,"context":"Business Combination with a single entity, our lack of diversification may:  | | | | | | | * | subject us to numerous economic, competitive and regulatory developments, any or all of which may have a substantial adverse impact upon the particular industry in which we may operate subsequent to a Business Combination, and | | | | | | | | | * | result in our dependency upon the development or market acceptance of a single or","filed_date":"2010-04-14","accession":"0001011034-10-000068","full_text":"https://origin.rootz.global/static/filing/0001011034-10-000068.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"restructuring","strength":100,"match_count":9,"context":"or improved results. A delisting would materially impair the Company's access to the public capital markets and to future financing. During the six months ended June 30, 2026, the Company initiated a restructuring program reducing its workforce by 11 employees, or approximately 70%, expected to reduce annual operating costs by approximately $1.6 million, with aggregate restructuring charges of approximately $105,000 r","filed_date":"2026-08-14","accession":"0001477932-26-005085","full_text":"https://origin.rootz.global/static/filing/0001477932-26-005085.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"ai_adoption","strength":96,"match_count":12,"context":"market value of our common stock on January 10, 2022 (the date the options were eligible to be issued under Mr. Wenzels Employment Agreement), with the stock options to vest in 8 equal quarterly installments of 8,334 shares during the two-year term of the Employment Agreement, with a ten year term, and (iii) 16,667 Restricted Stock Units under our 2019 Equity Incentive Plan, which will vest upon the","filed_date":"2023-03-31","accession":"0001477932-23-002085","full_text":"https://origin.rootz.global/static/filing/0001477932-23-002085.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"ai_adoption","strength":96,"match_count":12,"context":"of our common stock, at an exercise price of $0.2634, which is equal to 110% of the fair market value of our common stock on October 25, 2019, with the stock options to vest in 36 equal monthly installments of 20,045 shares during the three-year term of the Gandini Agreement, and (iv) an aggregate of 240,530 additional option shares (the Pre-Vesting Option Shares) shall vest as follows: 200,439 Pre-","filed_date":"2021-11-24","accession":"0001477932-21-008785","full_text":"https://origin.rootz.global/static/filing/0001477932-21-008785.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":90,"match_count":10,"context":"d approximately 52% of our outstanding common stock. TBT was a California corporation. In connection with this transaction, two of our officers resigned and Charles Bennington and Nicholas Limer were appointed as directors and as our President, Chief Executive Officer, and Chief Financial Officer, and our Secretary, respectively, and Ronald Williams was appointed as our Chief Technology Officer. On January 17, 2012, o","filed_date":"2019-08-08","accession":"0001477932-19-004605","full_text":"https://origin.rootz.global/static/filing/0001477932-19-004605.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":86,"match_count":7,"context":", earned or accrued for services by (i) the Companys Chief Executive Officer and (ii) all other executive officers who earned in excess of $100,000 in the years ended December 31, 2023,2022, and 2021(Named Executive Officers): | SUMMARY COMPENSATION TABLE | | | Name and Principal Position | | Year | | Salary ($)(1) | | | Bonus ($) | | | Stock Awards ($) | | | Option Awards ($) | | | Non-Equity Incentive Plan Compensatio","filed_date":"2024-04-01","accession":"0001477932-24-001629","full_text":"https://origin.rootz.global/static/filing/0001477932-24-001629.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":86,"match_count":7,"context":"for whom disclosure would have been provided under (b) but for the fact that the individual was not serving as our executive officer at December 31, 2022, | | who we will collectively refer to as the named executive officers, for the years ended December 31, 2022 and 2021, are set out in the following summary compensation table: | | | | 36 | | | | | | Table of Contents | | **Executive Officers and Directors** The follow","filed_date":"2023-03-31","accession":"0001477932-23-002085","full_text":"https://origin.rootz.global/static/filing/0001477932-23-002085.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":83,"match_count":6,"context":"tion, confidential information may be inadvertently disclosed in the form of documents or testimony in connection with discovery requests, depositions or trial testimony. This disclosure could have a material adverse effect on our business and our financial results.  **If we fail to maintain an effective system of internal controls or discover material weaknesses in our internal controls over financial reporting, we may","filed_date":"2019-02-06","accession":"0001477932-19-000362","full_text":"https://origin.rootz.global/static/filing/0001477932-19-000362.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":83,"match_count":6,"context":"tion, confidential information may be inadvertently disclosed in the form of documents or testimony in connection with discovery requests, depositions or trial testimony. This disclosure could have a material adverse effect on our business and our financial results.  **If we fail to maintain an effective system of internal controls or discover material weaknesses in our internal controls over financial reporting, we may","filed_date":"2016-04-13","accession":"0001477932-16-009693","full_text":"https://origin.rootz.global/static/filing/0001477932-16-009693.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":83,"match_count":6,"context":"tion, confidential information may be inadvertently disclosed in the form of documents or testimony in connection with discovery requests, depositions or trial testimony. This disclosure could have a material adverse effect on our business and our financial results. **If we fail to maintain an effective system of internal controls or discover material weaknesses in our internal controls over financial reporting, we may","filed_date":"2015-04-15","accession":"0001477932-15-002495","full_text":"https://origin.rootz.global/static/filing/0001477932-15-002495.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":83,"match_count":6,"context":"tion, confidential information may be inadvertently disclosed in the form of documents or testimony in connection with discovery requests, depositions or trial testimony. This disclosure could have a material adverse effect on our business and our financial results. If we fail to maintain an effective system of internal controls or discover material weaknesses in our internal controls over financial reporting, we may no","filed_date":"2014-04-15","accession":"0001477932-14-001800","full_text":"https://origin.rootz.global/static/filing/0001477932-14-001800.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":83,"match_count":6,"context":"tion, confidential information may be inadvertently disclosed in the form of documents or testimony in connection with discovery requests, depositions or trial testimony. This disclosure could have a material adverse effect on our business and our financial results. If we fail to maintain an effective system of internal controls or discover material weaknesses in our internal controls over financial reporting, we may no","filed_date":"2013-05-09","accession":"0001477932-13-002245","full_text":"https://origin.rootz.global/static/filing/0001477932-13-002245.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":78,"match_count":6,"context":"tion, confidential information may be inadvertently disclosed in the form of documents or testimony in connection with discovery requests, depositions or trial testimony. This disclosure could have a material adverse effect on our business and our financial results.  |  | | |  12 | | |  | | |  Table of Contents | | **If we fail to maintain an effective system of internal controls or discover material weaknesses in our i","filed_date":"2017-04-17","accession":"0001477932-17-001798","full_text":"https://origin.rootz.global/static/filing/0001477932-17-001798.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":76,"match_count":7,"context":"n paid, earned or accrued for services by (i) the Companys Chief Executive Officer and (ii) all other executive officers who earned in excess of $100,000 in the years ended December 31, 2024,and 2023(Named Executive Officers): | SUMMARY COMPENSATION TABLE | | | Name and Principal Position | | Year | | Salary ($)(1) | | | Bonus ($) | | | Stock Awards ($) | | | Option Awards ($) | | | Non-Equity Incentive Plan Compensatio","filed_date":"2025-04-15","accession":"0001477932-25-002746","full_text":"https://origin.rootz.global/static/filing/0001477932-25-002746.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":75,"match_count":5,"context":"ding, as well as other assets and liabilities of Imagine Operations (collectively the \"Assets\" and \"Liabilities\") in exchange for distribution of 992,650 shares of our common stock in the nature of a spin-off of such shares to the shareholders of Imagine Holding, pro rata. The common stock transferred to Imagine Holding was held in trust for distribution to the Imagine Holding shareholders as of a Record Dat","filed_date":"2010-04-14","accession":"0001011034-10-000068","full_text":"https://origin.rootz.global/static/filing/0001011034-10-000068.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":69,"match_count":8,"context":"d approximately 52% of our outstanding common stock. TBT was a California corporation. In connection with this transaction, two of our officers resigned and Charles Bennington and Nicholas Limer were appointed as directors and as our President, Chief Executive Officer, and Chief Financial Officer, and our Secretary, respectively, and Ronald Williams was appointed as our Chief Technology Officer. On January 17, 2012, o","filed_date":"2019-02-06","accession":"0001477932-19-000362","full_text":"https://origin.rootz.global/static/filing/0001477932-19-000362.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":68,"match_count":6,"context":"description of the material factors underlying the decisions which resulted in the compensation provided for 2008 to the Companys Chief Executive Officer (CEO) and Chief Financial Officer (CFO) (the Named Executive Officers or NEOs), as presented in the tables which follow this CD&A. The following discussion and analysis contains statements regarding future individual and Company performance targets and goals. These ta","filed_date":"2009-04-15","accession":"0001011034-09-000043","full_text":"https://origin.rootz.global/static/filing/0001011034-09-000043.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":64,"match_count":8,"context":"d approximately 52% of our outstanding common stock. TBT was a California corporation. In connection with this transaction, two of our officers resigned and Charles Bennington and Nicholas Limer were appointed as directors and as our President, Chief Executive Officer, and Chief Financial Officer, and our Secretary, respectively, and Ronald Williams was appointed as our Chief Technology Officer. On January 17, 2012, o","filed_date":"2017-04-17","accession":"0001477932-17-001798","full_text":"https://origin.rootz.global/static/filing/0001477932-17-001798.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":53,"match_count":6,"context":"for whom disclosure would have been provided under (b) but for the fact that the individual was not serving as our executive officer at December 31, 2020, | | who we will collectively refer to as the named executive officers, for the years ended December 31, 2020 and 2019, are set out in the following summary compensation table: **Executive Officers and Directors** The following tables set forth certain information abou","filed_date":"2021-11-24","accession":"0001477932-21-008785","full_text":"https://origin.rootz.global/static/filing/0001477932-21-008785.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":51,"match_count":2,"context":"r over-allotments. The over-allotment shares of Common Stock can be purchased at the public offering price of the Units ($4.25), less the underwriting discounts payable by us, and the Warrants can be purchased for $0.01 per Warrant. The Underwriting Agreement contains customary representations, warranties and agreements by us, customary conditions to closing, indemnification obligations of us and the Underwriter","filed_date":"2022-05-23","accession":"0001477932-22-003834","full_text":"https://origin.rootz.global/static/filing/0001477932-22-003834.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"ai_adoption","strength":48,"match_count":6,"context":"market value of our common stock on January 10, 2022 (the date the options were eligible to be issued under Mr. Wenzels Employment Agreement), with the stock options to vest in 8 equal quarterly installments of 8,334 shares during the two-year term of the Employment Agreement, with a ten year term, and (iii) 16,667 Restricted Stock Units under our 2019 Equity Incentive Plan, which will vest upon the","filed_date":"2024-04-01","accession":"0001477932-24-001629","full_text":"https://origin.rootz.global/static/filing/0001477932-24-001629.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":48,"match_count":1,"context":"he Original Issue Price of the Series A Convertible Preferred Stock plus all declared but unpaid dividends on the Series A Convertible Preferred Stock. A reorganization, or any other consolidation or merger of the Company with or into any other corporation, or any other sale of all or substantially all of the assets of the Company, shall not be deemed a liquidation, dissolution, or winding up of the Compan","filed_date":"2020-08-20","accession":"0001477932-20-005110","full_text":"https://origin.rootz.global/static/filing/0001477932-20-005110.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":47,"match_count":4,"context":"liers to assemble its product. If supplier shortages occur, or quality problems arise, production schedules could be significantly delayed or costs significantly increased, which could in turn have a material adverse effect on the Companys financial condition, results of operations and cash flow.  Related Parties Related parties are any entities or individuals that, through employment, ownership, or other means, possess","filed_date":"2022-05-23","accession":"0001477932-22-003834","full_text":"https://origin.rootz.global/static/filing/0001477932-22-003834.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":45,"match_count":5,"context":"liers to assemble its product. If supplier shortages occur, or quality problems arise, production schedules could be significantly delayed or costs significantly increased, which could in turn have a material adverse effect on the Companys financial condition, results of operations and cash flow.  Related Parties Related parties are any entities or individuals that, through employment, ownership, or other means, possess","filed_date":"2022-11-14","accession":"0001477932-22-008550","full_text":"https://origin.rootz.global/static/filing/0001477932-22-008550.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":45,"match_count":5,"context":"liers to assemble its product. If supplier shortages occur, or quality problems arise, production schedules could be significantly delayed or costs significantly increased, which could in turn have a material adverse effect on the Companys financial condition, results of operations and cash flow.  Related Parties Related parties are any entities or individuals that, through employment, ownership, or other means, possess","filed_date":"2022-08-15","accession":"0001477932-22-006084","full_text":"https://origin.rootz.global/static/filing/0001477932-22-006084.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":45,"match_count":5,"context":"d approximately 52% of our outstanding common stock. TBT was a California corporation. In connection with this transaction, two of our officers resigned and Charles Bennington and Nicholas Limer were appointed as directors and as our President, Chief Executive Officer, and Chief Financial Officer, and our Secretary, respectively, and Ronald Williams was appointed as our Chief Technology Officer. On January 17, 2012, o","filed_date":"2014-04-15","accession":"0001477932-14-001800","full_text":"https://origin.rootz.global/static/filing/0001477932-14-001800.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"risk_factor","strength":44,"match_count":3,"context":"ngements with partners or others that may require us to relinquish rights to certain of our products, technologies or other assets. Accordingly,  7 the inability to obtain such financing could have a material adverse effect on our business, financial condition and results of operations. **We are dependent on one product.** Although we plan to develop publications in addition to Image Magazine, there can be no assurance","filed_date":"2009-04-15","accession":"0001011034-09-000043","full_text":"https://origin.rootz.global/static/filing/0001011034-09-000043.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":43,"match_count":1,"context":"e over-allotment shares of Common Stock can be purchased at the public offering price of the Units ($4.25), less the underwriting discounts payable by the Company, and the Underwriter Warrants can be purchased for $0.01 per Warrant. Each purchased Underwriter Warrant can be exercised at the public offering price of the Units ($4.25). The Underwriter purchased 424,116 Underwriter Warrants during the 45-day option","filed_date":"2022-11-14","accession":"0001477932-22-008550","full_text":"https://origin.rootz.global/static/filing/0001477932-22-008550.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":41,"match_count":2,"context":"e over-allotment shares of Common Stock can be purchased at the public offering price of the Units ($4.25), less the underwriting discounts payable by the Company, and the Underwriter Warrants can be purchased for $0.01 per Warrant. Each purchased Underwriter Warrant can be exercised at the public offering price of the Units ($4.25). As of June 30, 2022, the Underwriter purchased 424,116 Underwriter Warrants. Th","filed_date":"2022-08-15","accession":"0001477932-22-006084","full_text":"https://origin.rootz.global/static/filing/0001477932-22-006084.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":40,"match_count":5,"context":"ector nominee is not and will not become a party to any agreement, arrangement, or understanding with, and has not given any commitment or assurance to, any person or entity as to how such person, if elected as a director of the Corporation, will act or vote on any nomination or other business proposal, issue, or question (a **Voting Commitment**) that has not been disclosed to the Corporation or any Voting Commitment","filed_date":"2025-07-18","accession":"0001477932-25-005155","full_text":"https://origin.rootz.global/static/filing/0001477932-25-005155.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"strategic_event","strength":40,"match_count":5,"context":"023 (the Original Filing). The sole purpose of this Amendment is to disclose the Companys decision as to how frequently the Company will include a stockholder advisory vote on the compensation of its named executive officers.  Except as described herein, no other changes have been made to the Original Filing. **Item 5.07. Submission of Matters to a Vote of Security Holders.** As previously reported by the Company in the","filed_date":"2023-11-06","accession":"0001477932-23-008099","full_text":"https://origin.rootz.global/static/filing/0001477932-23-008099.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"SOBR","company":"SOBR Safe, Inc.","exchange":"Nasdaq","sector":"Periodicals: Publishing or  Publishing & Printing","signal_type":"ai_adoption","strength":40,"match_count":5,"context":"ble to be issued under Mr. Wenzels Employment Agreement), and repriced effective November 4, 2022, to an exercise price of $2.39 per share with the stock options to vest in eight equal quarterly installments of 8,334 shares during the two-year term of the Employment Agreement, with a ten year term, and (iii) 16,667 Restricted Stock Units under our 2019 Equity Incentive Plan, and vested in November 20","filed_date":"2023-04-28","accession":"0001477932-23-002946","full_text":"https://origin.rootz.global/static/filing/0001477932-23-002946.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."}],"origin":{"leaf":"08abc386677f5f6d90bb04d519f8d380232f3acfd9280f70c59584f86d7a71c6","formula":"v2: sha256( sha256(content) || parent || source_accession )","content_sha256":"8e7496bcfb743146d8b2d399846e7a79725f4bb5da4e699c352ff49e3583e80f","parent":null,"source":"signal_search","chain":"sec.gov/EDGAR (retrieved over TLS, accession recorded) > origin.rootz.global extraction > this response","registry":"origin.rootz.global","verify":"Recompute it: sha256(sha256(<this response body minus the origin block>) || parent || source_accession). 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