{"schema":"rootz.ai/filing-signals/v1","query":{"ticker":"WAVX","limit":50},"count":50,"signals":[{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"strategic_event","strength":100,"match_count":16,"context":"urchase this content directly through a secure network connection, thus enabling a significant new revenue stream for broadcasters or cable television operators. On October 15, 1999, Wave and Sarnoff signed a joint venture agreement that formally established WaveXpress. Under this agreement, Sarnoff and its affiliates received a 40% equity stake in WaveXpress. Wave received a 53% equity interest; and its affiliates, who purchase","filed_date":"2003-03-31","accession":"0001047469-03-011282","full_text":"https://origin.rootz.global/static/filing/0001047469-03-011282.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"strategic_event","strength":100,"match_count":13,"context":"ecure network connection, thus enabling a new revenue stream for broadcasters or cable television operators or a new content distribution method for enterprises. On October 15, 1999, Wave and Sarnoff signed a joint venture agreement that formally established Wavexpress. Under this agreement, Sarnoff and its affiliates received a 40% equity stake in Wavexpress. Wave received a 53% equity interest; and its affiliates, who purchase","filed_date":"2004-03-24","accession":"0001047469-04-009162","full_text":"https://origin.rootz.global/static/filing/0001047469-04-009162.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"strategic_event","strength":100,"match_count":13,"context":"TPMs, is also being independently marketed in the insurance, mortgage, finance, government, and other markets which are seeking ESIGN digital signature solutions. In 2004, Wave announced that it had signed a licensing agreement with a la mode, inc., the nations largest developer of valuation workflow software to offer a comprehensive solution for securely managing real estate and mortgage transactions online. Wave  5 has fo","filed_date":"2005-03-16","accession":"0001104659-05-011460","full_text":"https://origin.rootz.global/static/filing/0001104659-05-011460.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"strategic_event","strength":100,"match_count":10,"context":"d to a la mode, Inc., a leading provider of desktop, mobile, and Web tools for the real estate and mortgage industries, to provide digital signature solutions for their XSites product line. Wave also signed a licensing agreement in 2005 with Efficient Forms, LLC, a leading provider of interview-based electronic forms creation, to offer a comprehensive managed-service solution for electronic forms and electronic signatures. I","filed_date":"2006-03-16","accession":"0001104659-06-017353","full_text":"https://origin.rootz.global/static/filing/0001104659-06-017353.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"risk_factor","strength":100,"match_count":11,"context":"09, 2008 and 2007, 100% was derived from Wave's EMBASSY computer security products and services. Customers from which Wave derived revenue in 2009 in excess of 10% or total revenues that would have a material adverse effect on Wave's business if Wave were to lose such customers are as follows:  |  |  |  |  |  |  |  |  | |  Customer |  |  Product or Service Sold |  |  Percentage of Total Revenue for the year ended Decemb","filed_date":"2010-03-16","accession":"0001047469-10-002310","full_text":"https://origin.rootz.global/static/filing/0001047469-10-002310.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"risk_factor","strength":100,"match_count":11,"context":"10, 2009 and 2008, 100% was derived from Wave's EMBASSY computer security products and services. Customers from which Wave derived revenue in 2010 in excess of 10% of total revenues that would have a material adverse effect on Wave's business if Wave were to lose such customers are as follows:  |  |  |  |  |  |  | |  Customer |  |  Product or Service Sold |  |  Percentage of Total Revenue for the year ended December 31,","filed_date":"2011-03-15","accession":"0001047469-11-002174","full_text":"https://origin.rootz.global/static/filing/0001047469-11-002174.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"risk_factor","strength":100,"match_count":12,"context":"2011, 2010 and 2009, most was derived from Wave's EMBASSY computer security products and services. Customers from who Wave derived revenue in 2011 in excess of 10% of total revenues that would have a material adverse effect on Wave's business if Wave were to lose such customers are as follows:  |  |  |  |  |  |  | |  Customer |  |  Product or Service Sold |  |  Percentage of Total Revenue for the year ended December 31,","filed_date":"2012-03-30","accession":"0001047469-12-003681","full_text":"https://origin.rootz.global/static/filing/0001047469-12-003681.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"risk_factor","strength":100,"match_count":19,"context":"2012, 2011 and 2010, most was derived from Wave's EMBASSY computer security products and services. Customers from who Wave derived revenue in 2012 in excess of 10% of total revenues that would have a material adverse effect on Wave's business if Wave were to lose such customers are as follows:  |  |  |  |  |  |  |  |  | |  Customer |  |  Product or Service Sold |  |  Percentage of Total Revenue for the year ended Decemb","filed_date":"2013-03-18","accession":"0001047469-13-002979","full_text":"https://origin.rootz.global/static/filing/0001047469-13-002979.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"risk_factor","strength":100,"match_count":18,"context":"013, 2012 and 2011, most was derived from Wave's EMBASSY computer security products and services. Customers from whom Wave derived revenue in 2013 in excess of 10% of total revenues that would have a material adverse effect on Wave's business if Wave were to lose such customers are as follows:  |  |  |  |  |  |  |  |  | |  Customer |  |  Product or Service Sold |  |  Percentage of Total Revenue for the year ended Decemb","filed_date":"2014-03-14","accession":"0001047469-14-002416","full_text":"https://origin.rootz.global/static/filing/0001047469-14-002416.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"risk_factor","strength":100,"match_count":21,"context":"tial doubt exists with respect to our ability to continue as a going concern. A single customer accounts for a significant portion of our revenues and, therefore, the loss of that customer may have a material adverse effect on our results of operations. 7 [Table of Contents](#s719862A0E7C1576B7952BABC9F6352FF) We expect that a small number of customers will continue to account for a large portion of our revenues for the","filed_date":"2015-03-09","accession":"0001628280-15-001623","full_text":"https://origin.rootz.global/static/filing/0001628280-15-001623.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"risk_factor","strength":96,"match_count":7,"context":"security products and services and 1% was from Wavexpress' broadband media distribution segment. Customers from which Wave derived revenue in 2008 in excess of 10% or total revenues that would have a material adverse effect on Wave's business if Wave were to lose such customers are as follows:  |  |  |  |  |  |  |  |  | |  Customer |  |  Product or Service Sold |  |  Percentage of Total Revenue for the year ended Decemb","filed_date":"2009-03-16","accession":"0001047469-09-002758","full_text":"https://origin.rootz.global/static/filing/0001047469-09-002758.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"risk_factor","strength":93,"match_count":6,"context":"security products and services and 4% was from Wavexpress' broadband media distribution segment. Customers from which Wave derived revenue in 2007 in excess of 10% or total revenues that would have a material adverse effect on Wave's business if Wave were to lose such customers are as follows:  |  Customer |  |  Product or Service Sold |  |  Percentage of Total Revenue for the year ended December 31, 2007 |  |  | |  Del","filed_date":"2008-03-17","accession":"0001047469-08-002953","full_text":"https://origin.rootz.global/static/filing/0001047469-08-002953.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"restructuring","strength":83,"match_count":6,"context":"CG compliant chips that have less functionality than the EMBASSY 2100 chips, but for which the marketplace is more readily accepting at this stage in the development of the trusted computing market.  Restructuring charges and charges for write-off of intangibles and other impaired assets decreased by $726,280 and $1,571,031 for the year ended December 31, 2003 versus 2002. This was due to a restructuring and cost redu","filed_date":"2004-03-24","accession":"0001047469-04-009162","full_text":"https://origin.rootz.global/static/filing/0001047469-04-009162.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"risk_factor","strength":83,"match_count":6,"context":"oducts and services and the remaining 4% was derived from Wavexpress broadband media distribution segment. None of the customers from which Wave derived revenue in 2005 in excess of 10%, would have a material adverse effect on Waves business if Wave were to lose such customers, because the level of sales during the year overall was not significant to Waves level of expenditures. However, Waves business plan on a forward","filed_date":"2006-03-16","accession":"0001104659-06-017353","full_text":"https://origin.rootz.global/static/filing/0001104659-06-017353.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"risk_factor","strength":83,"match_count":6,"context":"security products and services and 21% was from Wavexpress broadband media distribution segment. Customers from which Wave derived revenue in 2006 in excess of 10% or total revenues that would have a material adverse effect on Waves business if Wave were to lose such customers are as follows: |  Customer |  |  |  |  Product or Service Sold |  |  Percentage of Total  Revenue for the year  ended December 31, 2006 |  |  |","filed_date":"2007-03-16","accession":"0001104659-07-019918","full_text":"https://origin.rootz.global/static/filing/0001104659-07-019918.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"risk_factor","strength":76,"match_count":7,"context":"d the remaining 57% was derived from activities related to Wave's computer security products and services. None of the customers from which Wave derived revenue in 2003 in excess of 10%, would have a material adverse effect on Wave's business if Wave were to lose such customers, because the level of sales during the year overall was not significant to Wave's level of expenditures. However, Wave's business plan on a forw","filed_date":"2004-03-24","accession":"0001047469-04-009162","full_text":"https://origin.rootz.global/static/filing/0001047469-04-009162.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"restructuring","strength":65,"match_count":5,"context":"TCG compliant chips that have less functionality than the EMBASSY 2100 chips, but for which the marketplace is more readily accepting at this stage in the development of the trusted computing market. Restructuring charges and charges for write-off of intangibles and other impaired assets decreased by $726,280 and $1,571,031 for the year ended December 31, 2003 versus 2002. This was due to a restructuring and cost redu","filed_date":"2005-03-16","accession":"0001104659-05-011460","full_text":"https://origin.rootz.global/static/filing/0001104659-05-011460.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"restructuring","strength":57,"match_count":4,"context":"nd improve efficiency. This program included a workforce reduction, the relocation of its WaveXpress office and restructuring of certain business functions. As a result of this program, Wave recorded restructuring costs and other charges of $726,280 consisting of $229,000 in severance benefits associated with the workforce reduction, $426,000 for lease termination fees and brokerage fees and $71,000 for moving expen","filed_date":"2003-03-31","accession":"0001047469-03-011282","full_text":"https://origin.rootz.global/static/filing/0001047469-03-011282.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"risk_factor","strength":55,"match_count":5,"context":"ducts and services and the remaining 21% was derived from Wavexpress broadband media distribution segment. None of the customers from which Wave derived revenue in 2004 in excess of 10%, would have a material adverse effect on Waves business if Wave were to lose such customers, because the level of sales during the year overall was not significant to Waves level of expenditures. However, Waves business plan on a forward","filed_date":"2005-03-16","accession":"0001104659-05-011460","full_text":"https://origin.rootz.global/static/filing/0001104659-05-011460.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"risk_factor","strength":53,"match_count":6,"context":"gies while we attempt to design around such patents or other rights. Such attempts may not be successful. Failure to obtain such licenses or to design around such patents or other rights would have a material adverse effect on us.  We hold non-exclusive patent rights relating to the metered use of encrypted data in local memory under a limited license from Titan Corporation to a patent jointly held by Titan and a third","filed_date":"2003-03-31","accession":"0001047469-03-011282","full_text":"https://origin.rootz.global/static/filing/0001047469-03-011282.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"platform_shift","strength":48,"match_count":6,"context":"operating system, as well as with Microsofts Internet Explorer web browser. We believe Wavexpress products deliver value to content providers by bringing a traditional advertising sales model to the emerging market for cached, syndicated, high-quality video content. By leveraging an open standard, RSS, Wavexpress believes it is in a position to work with any content providerlarge or small. Wavexpress investment","filed_date":"2006-03-16","accession":"0001104659-06-017353","full_text":"https://origin.rootz.global/static/filing/0001104659-06-017353.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"platform_shift","strength":40,"match_count":5,"context":"ensive marketing and sales efforts have been and will continue to be necessary in order to generate demand for products using Wave's technology, and to ensure that Wave's solution is accepted in this emerging market. Our objective is to make our EMBASSY products and services the preferred applications and infrastructure for Trusted Platforms. Key components in achieving this goal include:  *Capitalizing on Infor","filed_date":"2004-03-24","accession":"0001047469-04-009162","full_text":"https://origin.rootz.global/static/filing/0001047469-04-009162.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"platform_shift","strength":40,"match_count":5,"context":"intensive marketing and sales efforts have been and will continue to be necessary in order to generate demand for products using Waves technology and to ensure that Waves solution is accepted in this emerging market. Our objective is to make our EMBASSY branded products and services the preferred applications and infrastructure for Trusted Platforms. Key components in achieving this goal include: *Capitalizing o","filed_date":"2005-03-16","accession":"0001104659-05-011460","full_text":"https://origin.rootz.global/static/filing/0001104659-05-011460.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"platform_shift","strength":40,"match_count":5,"context":"2007, it is also available through Microsofts Internet Explorer web browser. We believe Wavexpress products deliver value to content providers by bringing a traditional advertising sales model to the emerging market for cached, syndicated, high-quality video content. By leveraging an open standard, RSS, Wavexpress believes it is in a position to work with any content providerlarge or small. Wavexpress investment","filed_date":"2007-03-16","accession":"0001104659-07-019918","full_text":"https://origin.rootz.global/static/filing/0001104659-07-019918.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"platform_shift","strength":40,"match_count":5,"context":"7. It is also available through Microsoft's Internet Explorer web browser.  We believe Wavexpress' products deliver value to content providers by bringing a traditional advertising sales model to the emerging market for cached, syndicated, high-quality video content. By leveraging an open standard, RSS, Wavexpress believes it is in a position to work with any content providerlarge or small. Wavexpress' investmen","filed_date":"2008-03-17","accession":"0001047469-08-002953","full_text":"https://origin.rootz.global/static/filing/0001047469-08-002953.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"platform_shift","strength":40,"match_count":5,"context":"nsive marketing and sales efforts have been, and will continue to be, necessary in order to generate demand for products using Wave's technology and to ensure that Wave's solution is accepted in this emerging market. Our objective is to make our EMBASSY branded products and services the preferred applications and infrastructure for Trusted Platforms. We believe that the key components in achieving this goal incl","filed_date":"2012-03-30","accession":"0001047469-12-003681","full_text":"https://origin.rootz.global/static/filing/0001047469-12-003681.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"platform_shift","strength":40,"match_count":5,"context":"nsive marketing and sales efforts have been, and will continue to be, necessary in order to generate demand for products using Wave's technology and to ensure that Wave's solution is accepted in this emerging market. Our objective is to make our EMBASSY branded products and services the preferred applications and infrastructure for Trusted Platforms. We believe that the key components in achieving this goal incl","filed_date":"2013-03-18","accession":"0001047469-13-002979","full_text":"https://origin.rootz.global/static/filing/0001047469-13-002979.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"platform_shift","strength":40,"match_count":5,"context":"nsive marketing and sales efforts have been, and will continue to be, necessary in order to generate demand for products using Wave's technology and to ensure that Wave's solution is accepted in this emerging market. Our objective is to make our products and services the preferred applications and infrastructure for Trusted Platforms. We believe that the key components in achieving this goal include:  *Capitaliz","filed_date":"2014-03-14","accession":"0001047469-14-002416","full_text":"https://origin.rootz.global/static/filing/0001047469-14-002416.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"strategic_event","strength":39,"match_count":3,"context":"d to a la mode, Inc., a leading provider of desktop, mobile, and Web tools for the real estate and mortgage industries, to provide digital signature solutions for their XSites product line. Wave also signed a licensing agreement in 2005 with Efficient Forms, LLC, a leading provider of interview-based electronic forms creation, to offer a comprehensive managed-service solution for electronic forms and electronic signatures. I","filed_date":"2007-03-16","accession":"0001104659-07-019918","full_text":"https://origin.rootz.global/static/filing/0001104659-07-019918.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"strategic_event","strength":37,"match_count":4,"context":"FDE drives include the EMBASSY Trusted Drive Manager (ETDM) and the EMBASSY Remote Administration Server (ERAS). The Trusted Drive Manager was developed in partnership with Seagate. During 2007, Wave announced a licensing agreement with Seagate for bundling and joint marketing of a Seagate version of the EMBASSY Trust Suite with Seagate FDE drives in certain distribution channels. Also during 2007, Wave and Seagate announced th","filed_date":"2008-03-17","accession":"0001047469-08-002953","full_text":"https://origin.rootz.global/static/filing/0001047469-08-002953.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"ai_adoption","strength":32,"match_count":4,"context":"of the agreement provide that SSP Solutions make payments of $277,778 per month for eighteen months. In addition, the parties agreed that in the event that SSP Solutions fails to pay any monthly installment, within 30 days of receiving written notice by Wave that it is in default, the unpaid portion of the installment shall automatically convert into a stock acquisition right allowing Wave to acquire","filed_date":"2003-03-31","accession":"0001047469-03-011282","full_text":"https://origin.rootz.global/static/filing/0001047469-03-011282.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"ai_adoption","strength":32,"match_count":4,"context":"the agreement provided that SSP Solutions make payments of $277,778 per month for eighteen months. In addition, the parties agreed that in the event that SSP Solutions failed to pay any monthly installment, within 30 days of receiving written notice by Wave that it was in default, the unpaid portion of the installment would automatically convert into a stock acquisition right allowing Wave to acquir","filed_date":"2004-03-24","accession":"0001047469-04-009162","full_text":"https://origin.rootz.global/static/filing/0001047469-04-009162.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"platform_shift","strength":32,"match_count":4,"context":"ive marketing and sales efforts have been, and will continue to be, necessary, in order to generate demand for products using Wave's technology, and to ensure that Wave's solution is accepted in this emerging market. Our objective is to make our EMBASSY branded products and services the preferred applications and infrastructure for Trusted Platforms. Key components in achieving this goal include:  **Capitalizing","filed_date":"2009-03-16","accession":"0001047469-09-002758","full_text":"https://origin.rootz.global/static/filing/0001047469-09-002758.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"platform_shift","strength":32,"match_count":4,"context":"sive marketing and sales efforts have been, and will continue to be, necessary, in order to generate demand for products using Wave's technology and to ensure that Wave's solution is accepted in this emerging market. Our objective is to make our EMBASSY branded  7 [Table of Contents](#bg15801a_main_toc) products and services the preferred applications and infrastructure for Trusted Platforms. We believe that the","filed_date":"2010-03-16","accession":"0001047469-10-002310","full_text":"https://origin.rootz.global/static/filing/0001047469-10-002310.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"platform_shift","strength":32,"match_count":4,"context":"nsive marketing and sales efforts have been, and will continue to be, necessary in order to generate demand for products using Wave's technology and to ensure that Wave's solution is accepted in this emerging market. Our objective is to make our EMBASSY branded products and services the preferred applications and infrastructure for Trusted Platforms. We believe that the key components in achieving this goal incl","filed_date":"2011-03-15","accession":"0001047469-11-002174","full_text":"https://origin.rootz.global/static/filing/0001047469-11-002174.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"strategic_event","strength":31,"match_count":2,"context":".4 |  |  | |  |  |  |  |  |  |  |  |  |  |  |  |  |  | |  |  |  $ |  11,678,000 |  |  $ |  (752,694 |  ) |  $ |  |  |  $ |  10,925,306 |  |  |  |  |  | |  |  |  |  |  |  |  |  |  |  |  |  |  |  | The acquired patents were purchased for $1,100,000 on May 7, 2010 from a company owned by Robert Thibadeau, Ph. D., a noted computer security expert who joined Wave in February 2010 as Senior Vice President and Chief Scientist. The patents w","filed_date":"2013-03-18","accession":"0001047469-13-002979","full_text":"https://origin.rootz.global/static/filing/0001047469-13-002979.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"strategic_event","strength":28,"match_count":1,"context":"a_main_toc) the remainder of 2013 and will continue into 2014. The reductions have reduced Wave's cash burn without any significant one-time costs or charges.  In October 2013, the Board of Directors appointed William Solms as acting CEO, replacing Steven Sprague. Mr. Solms was later confirmed CEO in November 2013. Since that time Mr. Solms, along with other members of management, have conducted strategic reviews of the significant b","filed_date":"2014-03-14","accession":"0001047469-14-002416","full_text":"https://origin.rootz.global/static/filing/0001047469-14-002416.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"ai_adoption","strength":24,"match_count":3,"context":"rs, primarily as a result of increased tradeshow and marketing activities during 2010 as compared to 2009. The increase in prepaid expenses, receivables and other assets was primarily due to the fulfillment of $8.1 million of orders invoiced and delivered in late December 2010. Wave received $5.2 million in additional license and maintenance orders through its PC OEM partners on behalf of a U.S.-base","filed_date":"2012-03-30","accession":"0001047469-12-003681","full_text":"https://origin.rootz.global/static/filing/0001047469-12-003681.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"strategic_event","strength":23,"match_count":1,"context":"cessing error, Mr. Sprague was overpaid by $70,000. Promptly after the error was identified, Mr. Sprague repaid the Company.  In March 2003, Mr. Peter Sprague, who is the former Chairman of Wave, was appointed Chairman and Chief Executive Officer of Wavexpress. On January 1, 2010, Mr. Sprague became an employee of Wave. Mr. Sprague was paid a salary of $134,160 and $129,000 for the years ended December 31, 2011 and 2010, respectively. Mr. Spr","filed_date":"2012-03-30","accession":"0001047469-12-003681","full_text":"https://origin.rootz.global/static/filing/0001047469-12-003681.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"strategic_event","strength":21,"match_count":2,"context":"roducts supporting FDE drives include the EMBASSY Trusted Drive Manager (ETDM) and the EMBASSY Remote Administration Server (ERAS). The ETDM was developed in partnership with Seagate. During 2007, we announced a licensing agreement with Seagate for bundling and joint marketing of a Seagate version of the EMBASSY Trust Suite with Seagate FDE drives in certain distribution channels. 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A single customer accounts for a significant portion of our revenues and, therefore, the loss of that customer may have a material adverse effect on our results of operations. 7 [Table of Contents](#s719862A0E7C1576B7952BABC9F6352FF) We expect that a small number of","filed_date":"2015-03-09","accession":"0001628280-15-001623","full_text":"https://origin.rootz.global/static/filing/0001628280-15-001623.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"risk_concentration","strength":18,"match_count":1,"context":"our products, take advantage of future opportunities, respond to competitive pressures or continue as a going concern.  21 [Table of Contents](#bg71201a_main_toc) **  A single customer accounts for a significant portion of our revenues and, therefore, the loss of that customer may have a material adverse effect on our results of operations.** We expect that a small number of customers will continue to account for a large portion o","filed_date":"2013-03-18","accession":"0001047469-13-002979","full_text":"https://origin.rootz.global/static/filing/0001047469-13-002979.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"margin_pressure","strength":16,"match_count":2,"context":"l in generating sufficient cash flow or obtaining additional funding, we will be unable to continue our operations, develop or enhance our products, take advantage of future opportunities, respond to competitive pressures and continue as a going concern. 14 **Our market is in the early stage of development so we are unable to accurately ascertain the size and growth potential for revenue in such a market.** The 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f","filed_date":"2007-03-16","accession":"0001104659-07-019918","full_text":"https://origin.rootz.global/static/filing/0001104659-07-019918.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"margin_pressure","strength":16,"match_count":2,"context":"l in generating sufficient cash flow or obtaining additional funding, we will be unable to continue our operations, develop or enhance our products, take advantage of future opportunities, respond to competitive pressures and continue as a going concern.  **Our market is in the early stage of development so we are unable to accurately ascertain the size and growth potential for revenue in such a market.** The market","filed_date":"2008-03-17","accession":"0001047469-08-002953","full_text":"https://origin.rootz.global/static/filing/0001047469-08-002953.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"margin_pressure","strength":16,"match_count":2,"context":"l in generating sufficient cash flow or obtaining additional funding, we will be unable to continue our operations, develop or enhance our products, take advantage of future opportunities, respond to competitive pressures and continue as a going concern.  **  Our market is in the early stage of development so we are unable to accurately ascertain the size and growth potential for revenue in such a market.** The marke","filed_date":"2009-03-16","accession":"0001047469-09-002758","full_text":"https://origin.rootz.global/static/filing/0001047469-09-002758.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"margin_pressure","strength":16,"match_count":2,"context":"ul in generating sufficient cash flow or obtaining additional funding, we may be unable to continue our operations, develop or enhance our products, take advantage of future opportunities, respond to competitive pressures or continue as a going concern.  **  A single customer accounts for a significant portion of our revenues and, therefore, the loss of that customer may have a material adverse effect on our results","filed_date":"2010-03-16","accession":"0001047469-10-002310","full_text":"https://origin.rootz.global/static/filing/0001047469-10-002310.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"margin_pressure","strength":16,"match_count":2,"context":"ful in generating sufficient cash flow or obtaining additional funding we may be unable to continue our operations, develop or enhance our products, take advantage of future opportunities, respond to competitive pressures or continue as a going concern.  **  A single customer accounts for a significant portion of our revenues and, therefore, the loss of that customer may have a material adverse effect on our results","filed_date":"2011-03-15","accession":"0001047469-11-002174","full_text":"https://origin.rootz.global/static/filing/0001047469-11-002174.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WAVX","company":"Wave Systems Corp.","exchange":"NASDAQ","sector":"Computer Peripheral Equipment, NEC","signal_type":"margin_pressure","strength":16,"match_count":2,"context":"ful in generating sufficient cash flow or obtaining additional funding we may be unable to continue our operations, develop or enhance our products, take advantage of future opportunities, respond to competitive pressures or continue as a going concern.  18 [Table of Contents](#bg44001a_main_toc) **  A single customer accounts for a significant portion of our revenues and, therefore, the loss of that customer may 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