{"schema":"rootz.ai/filing-signals/v1","query":{"ticker":"WT","limit":50},"count":50,"signals":[{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":69,"context":"mors or questions about, the solvency of counterparties may increase operational risks or transaction costs, which may negatively affect the investment performance of the relevant products and have a material adverse effect on our business and operations. *Our risk management policies and procedures, and those of our third-party vendors upon which we rely, may not be fully effective in identifying or mitigating risk exp","filed_date":"2026-02-25","accession":"0001214659-26-002458","full_text":"https://origin.rootz.global/static/filing/0001214659-26-002458.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":11,"context":"force and effect. The Purchasers obligation to consummate the Ceres Acquisition is further subject to the condition that, during the period between July 31, 2025 and the Closing, there has not been a Material Adverse Effect (as defined in the Purchase Agreement). The Purchase Agreement will terminate if the Closing has not occurred on or prior to December 31, 2025, subject to the parties agreeing to extend such date, as","filed_date":"2025-08-06","accession":"0001214659-25-011582","full_text":"https://origin.rootz.global/static/filing/0001214659-25-011582.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":22,"context":"rall compensation policies and believes that these policies do not encourage excessive and unnecessary risk-taking and that the level of risk that they do encourage is not reasonably likely to have a material adverse effect on the Company. The design of the compensation policies and programs encourages employees to remain focused on both our short- and long-term goals. For example, while the cash bonus plan measures per","filed_date":"2025-04-29","accession":"0001214659-25-006571","full_text":"https://origin.rootz.global/static/filing/0001214659-25-006571.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":21,"context":"Young LLP as our independent registered public accounting firm for the fiscal year ending December31, 2025 |  FOR |  33 |  | |  3 |  Vote on an advisory resolution to approve the compensation of our named executive officers |  FOR |  36 |  | In addition, stockholders are asked to transact any other business that may properly come before the meeting or any postponements or adjournments thereof. WisdomTree, Inc. | 2025 P","filed_date":"2025-04-29","accession":"0001214659-25-006571","full_text":"https://origin.rootz.global/static/filing/0001214659-25-006571.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":61,"context":"mors or questions about, the solvency of counterparties may increase operational risks or transaction costs, which may negatively affect the investment performance of the relevant products and have a material adverse effect on our business and operations. **Our risk management policies and procedures, and those of our third-party vendors upon which we rely, may not be fully effective in identifying or mitigating risk ex","filed_date":"2025-02-26","accession":"0001214659-25-003503","full_text":"https://origin.rootz.global/static/filing/0001214659-25-003503.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":100,"match_count":14,"context":"y and leveraged-and-inverse business of ETFS Capital Limited, or ETFS Capital. Throughout this Report, we refer to the acquired business as ETFS and the acquisition as the ETFS Acquisition; the first emerging markets small-cap equity ETF; the first actively managed currency ETF; the first ETF to provide investors with access to the Additional Tier 1 Contingent Convertible, or CoCo, bond market; one of the first","filed_date":"2024-02-23","accession":"0001214659-24-003435","full_text":"https://origin.rootz.global/static/filing/0001214659-24-003435.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":61,"context":"mors or questions about, the solvency of counterparties may increase operational risks or transaction costs, which may negatively affect the investment performance of the relevant products and have a material adverse effect on our business and operations. Our risk management policies and procedures, and those of our third-party vendors upon which we rely, may not be fully effective in identifying or mitigating risk expo","filed_date":"2024-02-23","accession":"0001214659-24-003435","full_text":"https://origin.rootz.global/static/filing/0001214659-24-003435.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":100,"match_count":15,"context":"Throughout this Report, we refer to the acquired business as ETFS and the acquisition as the ETFS Acquisition; | | |  |  |  |  the first ETF to add bitcoin futures exposure; | | |  |  |  |  the first emerging markets small-cap equity ETF; | | |  |  |  |  the first actively managed currency ETF; | | |  |  |  |  the first ETF to provide investors with access to the Additional Tier 1 Contingent Convertible, or CoCo","filed_date":"2023-02-28","accession":"0001193125-23-054126","full_text":"https://origin.rootz.global/static/filing/0001193125-23-054126.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":23,"context":"mors or questions about, the solvency of counterparties may increase operational risks or transaction costs, which may negatively affect the investment performance of the relevant products and have a material adverse effect on our business and operations.  Our risk management policies and procedures, and those of our third-party vendors upon which we rely, may not be fully effective in identifying or mitigating risk exp","filed_date":"2023-02-28","accession":"0001193125-23-054126","full_text":"https://origin.rootz.global/static/filing/0001193125-23-054126.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":30,"context":"f capital stock the Company may issue from 252,000,000 shares to 402,000,000 shares |  |  FOR |  |  35 | | |  |  |  |  | | |  4 |  |  Vote on an advisory resolution to approve the compensation of our named executive officers |  |  FOR |  |  38 | | |  |  |  |  | | |  5 |  |  Approve our 2022 Equity Plan |  |  FOR |  |  59 | | |  |  |  |  | | |  6 |  |  Approve an amendment to Article V of our Amended and Restated Certifi","filed_date":"2022-06-10","accession":"0001193125-22-171961","full_text":"https://origin.rootz.global/static/filing/0001193125-22-171961.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":23,"context":"to experience significant illness, our ability to operate our business normally could be materially adversely disrupted. Any such material adverse disruptions to our business operations could have a material adverse impact on our results of operations or financial condition.  1  Concentration Risks  We derive a substantial portion of our revenues from a limited number of products and, as a result, our operating results","filed_date":"2022-04-29","accession":"0001193125-22-133883","full_text":"https://origin.rootz.global/static/filing/0001193125-22-133883.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":100,"match_count":17,"context":"ich includes portfolio construction, asset allocation, practice management services and digital tools for financial advisors. We seek to usher in the next chapter of financial services by introducing new revenue streams and expanding our offerings to include a new financial services mobile application, branded WisdomTreePrime, a digitalwallet that is native to the blockchain and being developed for saving, spending","filed_date":"2022-02-25","accession":"0001193125-22-053552","full_text":"https://origin.rootz.global/static/filing/0001193125-22-053552.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":24,"context":"to experience significant illness, our ability to operate our business normally could be materially adversely disrupted. Any such material adverse disruptions to our business operations could have a material adverse impact on our results of operations or financial condition.  22  [Table of Contents](#toc) Concentration Risks  We derive a substantial portion of our revenues from a limited number of products and, as a re","filed_date":"2022-02-25","accession":"0001193125-22-053552","full_text":"https://origin.rootz.global/static/filing/0001193125-22-053552.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":15,"context":"Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021; | | |  |  3. |  vote on an advisory resolution to approve the compensation of our named executive officers; and | | |  |  4. |  transact any other business that may properly come before the meeting or any postponements or adjournments thereof. | | The close of business on April 23, 2021 is the record dat","filed_date":"2021-04-30","accession":"0001193125-21-145252","full_text":"https://origin.rootz.global/static/filing/0001193125-21-145252.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":100,"match_count":14,"context":"passive and actively managed funds. Our innovations include launching the following industry firsts: | | |  |  |  |  the first gold and oil ETPs via our acquisition of ETFS; | | |  |  |  |  the first emerging markets small-cap equity ETF; | | |  |  |  |  the first actively managed currency ETF; | | |  |  |  |  the first ETF to provide investors with access to the Additional Tier 1 Contingent Convertible, or CoCo","filed_date":"2021-02-19","accession":"0001193125-21-049000","full_text":"https://origin.rootz.global/static/filing/0001193125-21-049000.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":17,"context":"to experience significant illness, our ability to operate our business normally could be materially adversely disrupted. Any such material adverse disruptions to our business operations could have a material adverse impact on our results of operations or financial condition.  Declining prices of securities, gold and other precious metals and other commodities can adversely affect our business by reducing the market val","filed_date":"2021-02-19","accession":"0001193125-21-049000","full_text":"https://origin.rootz.global/static/filing/0001193125-21-049000.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":17,"context":"Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020; | | |  |  3. |  vote on an advisory resolution to approve the compensation of our named executive officers; and | | |  |  4. |  transact any other business that may properly come before the meeting or any postponements or adjournments thereof. | | The close of business on April 24, 2020 is the record dat","filed_date":"2020-04-29","accession":"0001193125-20-126067","full_text":"https://origin.rootz.global/static/filing/0001193125-20-126067.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":100,"match_count":21,"context":"entiment toward these strategies led to net outflows of $13.0billion during this timeframe. These outflows largely have been offset by strong inflows into our U.S. equity, fixed income, commodity and emerging markets products. During the years ended December31, 2017, 2018 and 2019, net inflows were $3.7billion, $3.2billion and $3.3billion, respectively, excluding outflows from HEDJ and DXJ.  Acquisition of ETFS","filed_date":"2020-02-28","accession":"0001193125-20-055331","full_text":"https://origin.rootz.global/static/filing/0001193125-20-055331.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":15,"context":"to our assets and operations, result in significant changes in our business and materially and adversely affect our stock price. If we were unable to manage our strategic initiatives it could have a material adverse effect on our business.  We have and may continue to pursue acquisitions or strategic transactions. These initiatives have placed increased demands on our management and other resources and may continue to","filed_date":"2020-02-28","accession":"0001193125-20-055331","full_text":"https://origin.rootz.global/static/filing/0001193125-20-055331.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":14,"context":"Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019; | | |  |  3. |  vote on an advisory resolution to approve the compensation of our named executive officers; and | | |  |  4. |  transact any other business that may properly come before the meeting or any postponements or adjournments thereof. | | The close of business on April 26, 2019 is the record dat","filed_date":"2019-04-30","accession":"0001193125-19-129485","full_text":"https://origin.rootz.global/static/filing/0001193125-19-129485.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":100,"match_count":14,"context":"Tree Japan Hedged Equity Fund, or DXJ, and market depreciation. These decreases were partly offset by net inflows into certain of our U.S. listed ETFs (including within our fixed income, U.S. equity, emerging markets and alternative strategy ETFs).  *  **International Business Segment** Our international ETFs AUM increased from $2.1 billion at December 31, 2017 to $18.6 billion at December 31, 2018 primarily due","filed_date":"2019-03-01","accession":"0001193125-19-060708","full_text":"https://origin.rootz.global/static/filing/0001193125-19-060708.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":14,"context":"mors or questions about, the solvency of counterparties may increase operational risks or transaction costs, which may negatively affect the investment performance of the relevant products and have a material adverse effect on our business and operations.  **Any products that have the benefit of collateral are subject to counterparty risk associated with the quality and the extent of the collateral received.** Products","filed_date":"2019-03-01","accession":"0001193125-19-060708","full_text":"https://origin.rootz.global/static/filing/0001193125-19-060708.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":23,"context":"tanding common stock or voting power of the Company for purposes of complying with Nasdaq Listing Rule 5635; | | |  |  4. |  vote on an advisory resolution to approve the compensation of the Companys named executive officers; | | |  |  5. |  vote on an advisory resolution on the frequency of future advisory votes to approve the compensation of the Companys named executive officers; and | | |  |  6. |  transact any other","filed_date":"2018-04-30","accession":"0001193125-18-143342","full_text":"https://origin.rootz.global/static/filing/0001193125-18-143342.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":100,"match_count":19,"context":"as of December 31, 2016 to $46.8 billion as of December 31, 2017 primarily due to market appreciation and net inflows into certain of our U.S. listed ETFs (including within our international equity, emerging markets, U.S. equity, fixed income and alternative strategy ETFs). These increases were partly offset by outflows primarily in our two largest ETFs, the WisdomTree Europe Hedged Equity Fund (HEDJ) and the W","filed_date":"2018-03-01","accession":"0001193125-18-066712","full_text":"https://origin.rootz.global/static/filing/0001193125-18-066712.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":14,"context":"vorable market conditions and foreign exchange risks that could negatively impact the acquired or combined businesses; and | | |  |  |  |  legal proceedings which may result in expenses and/or have a material adverse effect on our business. | | We could be prevented from, or significantly delayed in, achieving our strategic goals if we are unable to successfully integrate ETFS. Our International Business segment had pre","filed_date":"2018-03-01","accession":"0001193125-18-066712","full_text":"https://origin.rootz.global/static/filing/0001193125-18-066712.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":20,"context":"nd Committee Self-Evaluations** The Board conducts an annual self-evaluation to determine whether it and its committees are functioning effectively. The Board receives comments from all directors and named executive officers and reports annually with an assessment of the Boards performance. The assessment focuses on the Boards contribution to the Company and specifically focuses on areas in which the Board or management","filed_date":"2017-05-01","accession":"0001193125-17-150873","full_text":"https://origin.rootz.global/static/filing/0001193125-17-150873.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":100,"match_count":14,"context":"| | Additionally, while the shift toward fee-based models continues to take hold in the U.S. market as described above, regulatory initiatives in international markets are accelerating this trend in new markets. We believe regulations that discourage a commission model and mandate transparency of fees are conducive for ETF growth.  **Our Competitive Strengths** |  |  |  |  Well-positioned in large and grow","filed_date":"2017-03-01","accession":"0001193125-17-065534","full_text":"https://origin.rootz.global/static/filing/0001193125-17-065534.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":12,"context":"ellent client services. The WisdomTree name and brand is a valuable asset and any damage to it could hamper our ability to maintain and grow our AUM and attract and retain employees, thereby having a material adverse effect on our revenues. Risks to our reputation may range from regulatory issues to unsubstantiated accusations. Managing such matters may be expensive, time-consuming and difficult.  **Abnormally wide bid/","filed_date":"2017-03-01","accession":"0001193125-17-065534","full_text":"https://origin.rootz.global/static/filing/0001193125-17-065534.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"ai_adoption","strength":100,"match_count":14,"context":"is described under Employment Agreements. As part of his compensation package, we granted Mr. MacAlpine a new hire restricted stock award with a value of $1,000,000, which vests in equal annual installments over three years from the date of grant.  **2015 Incentive Compensation Program and Results** The Compensation Committee, together with its independent compensation consultant and management, cre","filed_date":"2016-04-29","accession":"0001193125-16-568706","full_text":"https://origin.rootz.global/static/filing/0001193125-16-568706.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":27,"context":"nd Committee Self-Assessments** The Board conducts an annual self-evaluation to determine whether it and its committees are functioning effectively. The Board receives comments from all directors and named executive officers and reports annually with an assessment of the Boards performance. The assessment focuses on the Boards contribution to the Company and specifically focuses on areas in which the Board or management","filed_date":"2016-04-29","accession":"0001193125-16-568706","full_text":"https://origin.rootz.global/static/filing/0001193125-16-568706.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":100,"match_count":19,"context":"ity. Additionally, while the shift toward fee-based models continues to take hold in the U.S. market as described above, regulatory initiatives in international markets are accelerating this trend in new markets. We believe regulations that discourage a commission model and mandate transparency of fees are conducive for ETF growth. | | **Our Competitive Strengths** |  |  |  |  Well-positioned in large and g","filed_date":"2016-02-29","accession":"0001193125-16-485095","full_text":"https://origin.rootz.global/static/filing/0001193125-16-485095.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":12,"context":"ellent client services. The WisdomTree name and brand is a valuable asset and any damage to it could hamper our ability to maintain and grow our AUM and attract and retain employees, thereby having a material adverse effect on our revenues. Risks to our reputation may range from regulatory issues to unsubstantiated accusations. Managing such matters may be expensive, time-consuming and difficult.  **Abnormally wide bid/","filed_date":"2016-02-29","accession":"0001193125-16-485095","full_text":"https://origin.rootz.global/static/filing/0001193125-16-485095.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":36,"context":"as the Companys independent registered public accounting firm for the fiscal year ending December 31, 2015; | | |  |  3. |  vote on an advisory resolution to approve the compensation of the Companys named executive officers; and | | |  |  4. |  transact any other business that may properly come before the meeting or any postponements or adjournments thereof. | | The close of business on April 27, 2015 is the record dat","filed_date":"2015-04-30","accession":"0001193125-15-162213","full_text":"https://origin.rootz.global/static/filing/0001193125-15-162213.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":100,"match_count":27,"context":"inception. | | |  |  |  |  Diversified product set, powered by innovation. We have a broad and diverse product set. Our products span a variety of traditional and high growth asset classes, including emerging markets, international and U.S. equities, international and U.S. fixed income, currencies, and alternatives, and include both passive and actively managed funds. Our product development, research and sales","filed_date":"2015-03-02","accession":"0001193125-15-073255","full_text":"https://origin.rootz.global/static/filing/0001193125-15-073255.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":12,"context":"ellent client services. The WisdomTree name and brand is a valuable asset and any damage to it could hamper our ability to maintain and grow our AUM and attract and retain employees, thereby having a material adverse effect on our revenue. Risks to our reputation may range from regulatory issues to unsubstantiated accusations. Managing such matters may be expensive, time-consuming and difficult.  20  [Table of Contents]","filed_date":"2015-03-02","accession":"0001193125-15-073255","full_text":"https://origin.rootz.global/static/filing/0001193125-15-073255.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":25,"context":"| **Compensation Discussion and Analysis** **Overview** This Compensation Discussion and Analysis provides comprehensive information regarding our compensation programs and policies for our following named executive officers: |  | | Jonathan Steinberg, our President and Chief Executive Officer (CEO); | | |  | | Gregory Barton, our Chief Operating Officer (COO); | | |  | | Amit Muni, our Chief Financial Officer (CFO); |","filed_date":"2014-04-30","accession":"0001144204-14-026353","full_text":"https://origin.rootz.global/static/filing/0001144204-14-026353.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":100,"match_count":29,"context":"inception. | | |  |  |  |  Diversified product set, powered by innovation. We have a broad and diverse product set. Our products span a variety of traditional and high growth asset classes, including emerging markets, international and U.S. equities, international and U.S. fixed income, currencies, and alternatives, and include both passive and actively managed funds. Our product development, research and sales","filed_date":"2014-03-03","accession":"0001193125-14-079689","full_text":"https://origin.rootz.global/static/filing/0001193125-14-079689.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":12,"context":"ellent client services. The WisdomTree name and brand is a valuable asset and any damage to it could hamper our ability to maintain and grow our AUM and attract and retain employees, thereby having a material adverse effect on our revenue. Risks to our reputation may range from regulatory issues to unsubstantiated accusations. Managing such matters may be expensive, time-consuming and difficult.  **Abnormally wide bid/a","filed_date":"2014-03-03","accession":"0001193125-14-079689","full_text":"https://origin.rootz.global/static/filing/0001193125-14-079689.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":100,"match_count":18,"context":"dards of the NASDAQ Stock Market. The members determined to be independent are Messrs. Begleiter, Bossone, Lilien, Robinson, Salerno and Steinhardt. Our Board of Directors has also determined that if elected to serve as a director, Mr. Neuger will be independent.  **Lead Independent Director** In 2008, our Board of Directors determined that it would be good corporate practice to designate one of our independent directors as Le","filed_date":"2013-05-31","accession":"0001193125-13-241820","full_text":"https://origin.rootz.global/static/filing/0001193125-13-241820.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":100,"match_count":29,"context":"TF market. | | |  |  |  |  Diversified product set, powered by innovation. We have a broad and diverse product set. Our products span a variety of traditional and high growth asset classes, including emerging markets, international and U.S. equities, currencies, international fixed income, and alternatives, and include both passive and actively managed funds. Our product development, research and sales teams wor","filed_date":"2013-03-15","accession":"0001193125-13-109598","full_text":"https://origin.rootz.global/static/filing/0001193125-13-109598.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"risk_factor","strength":100,"match_count":11,"context":"ellent client services. The WisdomTree name and brand is a valuable asset and any damage to it could hamper our ability to maintain and grow our AUM and attract and retain employees, thereby having a material adverse effect on our revenue. Risks to our reputation may range from regulatory issues to unsubstantiated accusations. Managing such matters may be expensive, time-consuming and difficult. As described in the sect","filed_date":"2013-03-15","accession":"0001193125-13-109598","full_text":"https://origin.rootz.global/static/filing/0001193125-13-109598.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":96,"match_count":12,"context":"first smart beta corporate bond suite. Other market firsts include the first ETF to add bitcoin futures exposure, multifactor ETFs with dynamic currency hedging as a factor, a 90/60 balanced ETF, the emerging markets small-cap equity ETF and the first ETF focused specifically on European defense companies. | | Our product development strategy utilizes our Modern Alpha approach, which combines the outperformance","filed_date":"2026-02-25","accession":"0001214659-26-002458","full_text":"https://origin.rootz.global/static/filing/0001214659-26-002458.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":96,"match_count":12,"context":"st smart beta corporate bond suite. Other market firsts include the first ETF to add bitcoin futures exposure, multifactor ETFs with dynamic currency hedging as a factor, a 90/60 balanced ETF and the emerging markets small-cap equity ETF, as well as one of the first spot bitcoin ETFs in the U.S. | | Our product development strategy utilizes our Modern Alpha approach, which combines the outperformance potential o","filed_date":"2025-02-26","accession":"0001214659-25-003503","full_text":"https://origin.rootz.global/static/filing/0001214659-25-003503.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"ai_adoption","strength":96,"match_count":12,"context":"incentives, followed by our COO, and then our other NEOs. Long-term equity awards consist of restricted stock awards and PRSUs.  **Restricted Stock** Restricted stock awards vest in equal annual installments over three years commencing on the first anniversary of the grant date. The number of shares of restricted stock granted to our NEOs was determined by dividing the dollar value of such awards by","filed_date":"2022-06-10","accession":"0001193125-22-171961","full_text":"https://origin.rootz.global/static/filing/0001193125-22-171961.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"strategic_event","strength":88,"match_count":11,"context":"d on temporary or speculative market perceptions or other factors that do not necessarily reflect the underlying fundamentals and prospects of our business; and | | 11  |  |  |  |  if individuals are elected to our Board of Directors with a specific agenda, it may adversely affect our ability to effectively implement our business strategy and to create additional value for our stockholders. | | A change of control of our Company","filed_date":"2022-04-29","accession":"0001193125-22-133883","full_text":"https://origin.rootz.global/static/filing/0001193125-22-133883.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":72,"match_count":9,"context":"apan, market sentiment was favorable as various economic indicators continued to improve, while the Eurozone also remained focused on whether the European Central Bank may slow its stimulus programs. Emerging markets benefitted from steady global growth, the weakening of the U.S. dollar and modest inflation.  The S&P 500 rose 4.5%, MSCI EAFE (local currency) rose 3.4% and MSCI Emerging Markets Index (U.S. dollar","filed_date":"2017-11-08","accession":"0001193125-17-337061","full_text":"https://origin.rootz.global/static/filing/0001193125-17-337061.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"ai_adoption","strength":64,"match_count":8,"context":"deration of approximately $84.4million. Under the terms of the transaction, we paid GBH $40.0million on the closing date, with the remainder of the purchase price payable in equal, interest-free installments on the first, second and third anniversaries of the closing date. The implied price per share was $6.02 when considering the interest-free financing element of the transaction, and the repurchase","filed_date":"2024-02-23","accession":"0001214659-24-003435","full_text":"https://origin.rootz.global/static/filing/0001214659-24-003435.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":64,"match_count":8,"context":"President Jonathan Steinberg commented, WisdomTree continues to drive top line growth with $1.2 billion in net inflows in the quarter, comprised by balanced inflows across domestic, international and emerging market equity ETFs; as well as continued strength in our franchise-leading yen hedged Japan fund. We are effectively capitalizing on the greater awareness of our currency hedged equity family which is trans","filed_date":"2013-10-25","accession":"0001193125-13-410689","full_text":"https://origin.rootz.global/static/filing/0001193125-13-410689.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"ai_adoption","strength":56,"match_count":7,"context":"t, could have an adverse effect on our growth, reputation or business.** We use AI, including machine learning, in our business and expect to continue to expand our AI capabilities, including through generative AI. AI methods are complex and rapidly evolving, and their introduction into new or existing processes may result in new or enhanced governmental or regulatory scrutiny, intellectual property or other l","filed_date":"2025-02-26","accession":"0001214659-25-003503","full_text":"https://origin.rootz.global/static/filing/0001214659-25-003503.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."},{"ticker":"WT","company":"WisdomTree, Inc.","exchange":"NYSE","sector":"Security Brokers, Dealers & Flotation Companies","signal_type":"platform_shift","strength":56,"match_count":7,"context":"ve investor sentiment toward these products has led to considerable net outflows. Recently, these outflows have largely been offset by strong inflows into our commodity, fixed income, U.S. equity and emerging markets products. During the nine months ended September30, 2019 net inflows were $0.2billion, or $2.7billion excluding outflows from HEDJ and DXJ.  37 [Table of Contents](#toc) Market Environment  U.S., Eu","filed_date":"2019-11-01","accession":"0001193125-19-282049","full_text":"https://origin.rootz.global/static/filing/0001193125-19-282049.html","verify":"Read the filing at the full_text URL and search for the context string to verify this signal."}],"origin":{"leaf":"74d5766fcc944139cffb12188192f192fe14552701b7850410ee5cd3b9d082b0","formula":"v2: sha256( sha256(content) || parent || source_accession )","content_sha256":"90a4204dfa5e831e909666a70e6af50d02d9c969029f7ce32e599cafed3a55ce","parent":null,"source":"signal_search","chain":"sec.gov/EDGAR (retrieved over TLS, accession recorded) > origin.rootz.global extraction > this response","registry":"origin.rootz.global","verify":"Recompute it: sha256(sha256(<this response body minus the origin block>) || parent || source_accession). 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