LPL Financial Holdings Inc.

LPLA · Nasdaq · SIC 6200: Security & Commodity Brokers, Dealers, Exchanges & Services
176
SEC Filings

Business Summary

PARTI Overview LPL serves the financial advisor-mediated marketplace as the nations largest independent broker-dealer, a leading investment advisory firm, and a top custodian. We support more than 32,000 financial advisors, and the wealth management practices of approximately 1,200 financial institutions, servicing and custodying approximately $2.4 trillion in brokerage and advisory assets. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and prac...

Next Earnings

Q2 FY2026 — expected 2026-07-21

Key Facts from Earnings Calls

TypeSubjectDetailQuarter
topic_mentionLPLAdiscussed_in_filing Cybersecurity
topic_mentionLPLAdiscussed_in_filing Blockchain & Crypto
topic_mentionLPLAdiscussed_in_filing Regulation
topic_mentionLPLAdiscussed_in_filing Cybersecurity
topic_mentionLPLAdiscussed_in_filing Blockchain & Crypto
topic_mentionLPLAdiscussed_in_filing Regulation
topic_mentionLPLAdiscussed_in_filing Blockchain & Crypto
topic_mentionLPLAdiscussed_in_filing Regulation
topic_mentionLPLAdiscussed_in_filing Blockchain & Crypto
topic_mentionLPLAdiscussed_in_filing Regulation

Annual Reports (10-K)

FiledPeriodAccessionSourceFull Text
2026-02-232025-12-310001628280-26-010705EDGAR77K words
2025-02-202024-12-310001397911-25-000018EDGAR—
2024-02-212023-12-310001397911-24-000011EDGAR—
2023-02-232022-12-310001397911-23-000024EDGAR—
2022-02-222021-12-310001397911-22-000014EDGAR—
2021-02-232020-12-310001397911-21-000029EDGAR—
2020-02-212019-12-310001397911-20-000023EDGAR—
2019-02-262018-12-310001397911-19-000018EDGAR—
2018-02-212017-12-310001397911-18-000011EDGAR—
2017-02-242016-12-310001397911-17-000025EDGAR—

Quarterly Reports (10-Q)

FiledPeriodAccessionSourceFull Text
2025-11-032025-09-300001628280-25-047934EDGAR35K words
2025-08-042025-06-300001397911-25-000122EDGAR—
2025-05-092025-03-310001397911-25-000063EDGAR—
2024-11-042024-09-300001397911-24-000141EDGAR—
2024-07-302024-06-300001397911-24-000109EDGAR—
2024-05-022024-03-310001397911-24-000053EDGAR—
2023-10-312023-09-300001397911-23-000160EDGAR—
2023-08-012023-06-300001397911-23-000126EDGAR—
2023-05-022023-03-310001397911-23-000072EDGAR—
2022-11-012022-09-300001397911-22-000156EDGAR—
2022-08-042022-06-300001397911-22-000122EDGAR—
2022-05-032022-03-310001397911-22-000069EDGAR—

Recent Current Reports (8-K)

FiledAccessionSourceFull Text
2026-01-290001628280-26-004112EDGAR15K words
2026-01-080001193125-26-007083EDGAR—
2025-10-300001628280-25-047543EDGAR—
2025-08-010001193125-25-171084EDGAR—
2025-07-310001397911-25-000119EDGAR—
2025-07-030001193125-25-155488EDGAR—
2025-06-030001193125-25-134140EDGAR—
2025-05-230001397911-25-000066EDGAR—
2025-05-080001397911-25-000060EDGAR—
2025-04-030001193125-25-072396EDGAR—

176 total filings indexed. 144 additional filings (S-1, DEF 14A, etc.) View all (JSON) · SEC EDGAR

Sector Peers

BGC — BGC Group, Inc. CME — CME GROUP INC. CBOE — Cboe Global Markets, Inc. ICE — Intercontinental Exchange, Inc. MGHL — MORGAN GROUP HOLDING CO NDAQ — NASDAQ, INC. SNEX — StoneX Group Inc. TW — Tradeweb Markets Inc.

Company Identity

CIK0001397911
TickerLPLA
ExchangeNasdaq
SIC6200: Security & Commodity Brokers, Dealers, Exchanges & Services
IncorporatedDE

Get More Data

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JSON Profile Stock Quote AI Readiness Report
Origin Provenance
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signed: 2026-04-13T04:46:05.622Z
sources: 22 verified data leaves
chain: SEC.gov PEM → origin.rootz.global extraction → this page
verify: sha256(content_hash + parent + timestamp) = leaf